0000714310-18-000042.txt : 20180131 0000714310-18-000042.hdr.sgml : 20180131 20180131140225 ACCESSION NUMBER: 0000714310-18-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180129 FILED AS OF DATE: 20180131 DATE AS OF CHANGE: 20180131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIPKIN GERALD H CENTRAL INDEX KEY: 0001169958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11277 FILM NUMBER: 18562062 MAIL ADDRESS: STREET 1: 1455 VALLEY ROAD CITY: WAYNE STATE: NJ ZIP: 07470 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VALLEY NATIONAL BANCORP CENTRAL INDEX KEY: 0000714310 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 222477875 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1455 VALLEY RD CITY: WAYNE STATE: NJ ZIP: 07470 BUSINESS PHONE: 9733053380 MAIL ADDRESS: STREET 1: 1455 VALLEY RD CITY: WAYNE STATE: NJ ZIP: 07470 4 1 wf-form4_151742533081505.xml FORM 4 X0306 4 2018-01-29 0 0000714310 VALLEY NATIONAL BANCORP VLY 0001169958 LIPKIN GERALD H 1455 VALLEY ROAD WAYNE NJ 07470- 1 0 0 0 Common Stock 2018-01-29 4 F 0 6709 12.74 D 239031 D Common Stock 2018-01-30 4 F 0 35407 12.70 D 203624 D Common Stock 2018-01-30 4 F 0 6196 12.70 D 197428 D Common Stock (Roth IRA) 68889 D Common Stock (with Spouse) 154 D Common Stock (401k Plan) 57 D Common Stock 6946 I Spouse - Roth IRA Common Stock 444760 I Wife Preferred Stock (Roth IRA) 1200 D Preferred Stock 2000 I Wife Preferred Stock (Roth IRA with Spouse) 2750 I Wife The amount of securities beneficially owned has been adjusted to reflect the forfeiture of a portion of the performance-based restricted stock units ("RSUs") granted to the reporting person in January 2015 and originally reported on Form 4. These RSUs did not vest based on the applicable total shareholder return and growth in tangible book value conditions measured over the three-year performance period ending December 31, 2017. Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan. /s/ GERALD H. LIPKIN 2018-01-31