0000714310-18-000042.txt : 20180131
0000714310-18-000042.hdr.sgml : 20180131
20180131140225
ACCESSION NUMBER: 0000714310-18-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180129
FILED AS OF DATE: 20180131
DATE AS OF CHANGE: 20180131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIPKIN GERALD H
CENTRAL INDEX KEY: 0001169958
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11277
FILM NUMBER: 18562062
MAIL ADDRESS:
STREET 1: 1455 VALLEY ROAD
CITY: WAYNE
STATE: NJ
ZIP: 07470
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VALLEY NATIONAL BANCORP
CENTRAL INDEX KEY: 0000714310
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 222477875
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1455 VALLEY RD
CITY: WAYNE
STATE: NJ
ZIP: 07470
BUSINESS PHONE: 9733053380
MAIL ADDRESS:
STREET 1: 1455 VALLEY RD
CITY: WAYNE
STATE: NJ
ZIP: 07470
4
1
wf-form4_151742533081505.xml
FORM 4
X0306
4
2018-01-29
0
0000714310
VALLEY NATIONAL BANCORP
VLY
0001169958
LIPKIN GERALD H
1455 VALLEY ROAD
WAYNE
NJ
07470-
1
0
0
0
Common Stock
2018-01-29
4
F
0
6709
12.74
D
239031
D
Common Stock
2018-01-30
4
F
0
35407
12.70
D
203624
D
Common Stock
2018-01-30
4
F
0
6196
12.70
D
197428
D
Common Stock (Roth IRA)
68889
D
Common Stock (with Spouse)
154
D
Common Stock (401k Plan)
57
D
Common Stock
6946
I
Spouse - Roth IRA
Common Stock
444760
I
Wife
Preferred Stock (Roth IRA)
1200
D
Preferred Stock
2000
I
Wife
Preferred Stock (Roth IRA with Spouse)
2750
I
Wife
The amount of securities beneficially owned has been adjusted to reflect the forfeiture of a portion of the performance-based restricted stock units ("RSUs") granted to the reporting person in January 2015 and originally reported on Form 4. These RSUs did not vest based on the applicable total shareholder return and growth in tangible book value conditions measured over the three-year performance period ending December 31, 2017.
Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.
/s/ GERALD H. LIPKIN
2018-01-31