0000714310-17-000063.txt : 20170131 0000714310-17-000063.hdr.sgml : 20170131 20170131151143 ACCESSION NUMBER: 0000714310-17-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170127 FILED AS OF DATE: 20170131 DATE AS OF CHANGE: 20170131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VALLEY NATIONAL BANCORP CENTRAL INDEX KEY: 0000714310 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 222477875 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1455 VALLEY RD CITY: WAYNE STATE: NJ ZIP: 07470 BUSINESS PHONE: 9733053380 MAIL ADDRESS: STREET 1: 1455 VALLEY RD CITY: WAYNE STATE: NJ ZIP: 07470 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIPKIN GERALD H CENTRAL INDEX KEY: 0001169958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11277 FILM NUMBER: 17560805 MAIL ADDRESS: STREET 1: 1455 VALLEY ROAD CITY: WAYNE STATE: NJ ZIP: 07470 4 1 wf-form4_148589348984345.xml FORM 4 X0306 4 2017-01-27 0 0000714310 VALLEY NATIONAL BANCORP VLY 0001169958 LIPKIN GERALD H 1455 VALLEY ROAD WAYNE NJ 07470- 1 1 0 0 Chairman and CEO Common Stock 2017-01-27 4 F 0 6709 12.20 D 459110 D Common Stock 2017-01-30 4 F 0 6196 12.29 D 452914 D Common Stock 2017-01-31 4 F 0 11430 12.07 D 441484 D Common Stock 2017-01-31 4 F 0 13715 12.07 D 427769 D Preferred Stock (Roth IRA) 1200 D Common Stock (401k Plan) 55 D Common Stock (Roth IRA) 68889 D Common Stock (with Spouse) 154 D Preferred Stock 2000 I Wife Common Stock 324760 I Wife Preferred Stock (Roth IRA with Spouse) 2750 I Wife Common Stock 6946 I Spouse - Roth IRA The amount of securities beneficially owned has been adjusted to reflect the forfeiture of performance-based restricted shares granted in January 2014 and originally reported on Form 4. These shares did not vest based on the applicable total shareholder return and growth in tangible book value conditions measured over the three-year performance period ending December 31, 2016. Holdings under the Valley National Bank's 401K Plan has been updated to reflect reporting person's balance in the Plan. /s/ GERALD H. LIPKIN 2017-01-31