0001209191-14-009309.txt : 20140211
0001209191-14-009309.hdr.sgml : 20140211
20140211200743
ACCESSION NUMBER: 0001209191-14-009309
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140207
FILED AS OF DATE: 20140211
DATE AS OF CHANGE: 20140211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP, INC.
CENTRAL INDEX KEY: 0000713676
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 251435979
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PNC PLAZA
STREET 2: 249 FIFTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 412-762-2000
MAIL ADDRESS:
STREET 1: ONE PNC PLAZA
STREET 2: 249 FIFTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC
DATE OF NAME CHANGE: 20000327
FORMER COMPANY:
FORMER CONFORMED NAME: PNC BANK CORP
DATE OF NAME CHANGE: 19930505
FORMER COMPANY:
FORMER CONFORMED NAME: PNC BANK CORP /PA/
DATE OF NAME CHANGE: 19930428
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GUYAUX JOSEPH C
CENTRAL INDEX KEY: 0001194841
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09718
FILM NUMBER: 14596118
MAIL ADDRESS:
STREET 1: 249 FIFTH AVE
STREET 2: P1-POPP-30-1
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-02-07
0
0000713676
PNC FINANCIAL SERVICES GROUP, INC.
PNC
0001194841
GUYAUX JOSEPH C
ONE PNC PLAZA
249 FIFTH AVENUE
PITTSBURGH
PA
15222-2707
0
1
0
0
Senior Vice Chairman
$5 Par Common Stock
2014-02-07
4
A
0
4053
0.00
A
55906
D
$5 Par Common Stock
2014-02-07
4
F
0
1869
80.185
D
54037
D
$5 Par Common Stock
2014-02-09
4
A
0
4605
0.00
A
58642
D
$5 Par Common Stock
2014-02-09
4
F
0
2123
79.995
D
56519
D
$5 Par Common Stock
2014-02-09
4
A
0
3771
0.00
A
60290
D
$5 Par Common Stock
2014-02-09
4
F
0
1739
79.995
D
58551
D
$5 Par Common Stock
568
I
401(k) Plan
On February 7, 2014, 4,053 shares of PNC Common Stock vested following the approval of the Personnel and Compensation Committee of the PNC Board of Directors on January 28, 2014 of a payout of 125.00% based on performance against established criteria of previously granted performance based restricted share units to the reporting person. The grant was made on February 7, 2012 and was expressed as a "target" number of share units, with payout contingent on PNC having achieved related performance criteria. The share units pay out, if at all, in shares of PNC Common Stock, with any accrued dividend equivalents being paid out in cash. Subject to the Committee's discretion, the target number of share units may be reduced (down to 75% of target) or increased (up to 125% of target), based on PNC's total shareholder return for the prior fiscal year.
Represents shares withheld to cover the reporting person's tax liability in connection with the performance based restricted share units awarded on February 7, 2014 and granted on February 7, 2012.
On February 9, 2014, 4,605 shares of PNC Common Stock vested following the approval of the Personnel and Compensation Committee of the PNC Board of Directors on January 28, 2014 of a payout of 125.00% based on performance against established criteria of previously granted performance based restricted share units to the reporting person. The grant was made on February 9, 2011 and was expressed as a "target" number of share units, with payout contingent on PNC having achieved related performance criteria. The share units pay out, if at all, in shares of PNC Common Stock, with any accrued dividend equivalents being paid out in cash. Subject to the Committee's discretion, the target number of share units may be reduced (down to 75% of target) or increased (up to 125% of target), based on PNC's total shareholder return for the prior fiscal year.
Represents shares withheld to cover the reporting person's tax liability in connection with the performance based restricted share units awarded on February 9, 2014 and granted on February 9, 2011.
On February 9, 2014, 3,771 shares of PNC Common Stock vested following the approval of the Personnel and Compensation Committee of the PNC Board of Directors on January 28, 2014 of a payout of 125.00% based on performance against established criteria of previously granted performance based restricted share units to the reporting person. The grant was made on February 9, 2011 and was expressed as a "target" number of share units, with payout contingent on PNC having achieved related performance criteria. The share units pay out, if at all, in shares of PNC Common Stock, with any accrued dividend equivalents being paid out in cash. Subject to the Committee's discretion, the target number of share units may be reduced (down to 75% of target) or increased (up to 125% of target), based on PNC's total shareholder return for the prior fiscal year.
The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The amount of securities beneficially owned reflects 3 shares indirectly acquired for the account of the reporting person under the ISP in transactions exempt from reporting under Rule 16a-3(f)(1)(i)(B) that occurred subsequent to the date of the reporting person's most recent filing on Form 4 providing Table I information. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time.
See attached footnotes page.
Christi Davis, Attorney-in-Fact for Joseph C. Guyaux
2014-02-11