0001209191-13-021096.txt : 20130410
0001209191-13-021096.hdr.sgml : 20130410
20130410181251
ACCESSION NUMBER: 0001209191-13-021096
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130401
FILED AS OF DATE: 20130410
DATE AS OF CHANGE: 20130410
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Esposito Orlando C.
CENTRAL INDEX KEY: 0001573704
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09718
FILM NUMBER: 13754626
MAIL ADDRESS:
STREET 1: 1600 MARKET STREET
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP, INC.
CENTRAL INDEX KEY: 0000713676
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 251435979
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PNC PLAZA
STREET 2: 249 FIFTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 412-762-2000
MAIL ADDRESS:
STREET 1: ONE PNC PLAZA
STREET 2: 249 FIFTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC
DATE OF NAME CHANGE: 20000327
FORMER COMPANY:
FORMER CONFORMED NAME: PNC BANK CORP
DATE OF NAME CHANGE: 19930505
FORMER COMPANY:
FORMER CONFORMED NAME: PNC BANK CORP /PA/
DATE OF NAME CHANGE: 19930428
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2013-04-01
0
0000713676
PNC FINANCIAL SERVICES GROUP, INC.
PNC
0001573704
Esposito Orlando C.
ONE PNC PLAZA
249 FIFTH AVE
PITTSBURGH
PA
15222
0
1
0
0
Executive Vice President
$5 Par Common Stock
11773
D
$5 Par Common Stock
4036
I
401(k) Plan
Employee Stock Option (Right-to-Buy)
57.21
2009-01-22
2018-01-22
$5 Par Common Stock
4000
D
Employee Stock Option (Right-to-Buy)
31.07
2010-02-12
2019-02-12
$5 Par Common Stock
4500
D
Employee Stock Option (Right-to-Buy)
54.01
2011-01-25
2020-01-25
$5 Par Common Stock
12000
D
Employee Stock Option (Right-to-Buy)
64.21
2012-02-09
2021-02-09
$5 Par Common Stock
16000
D
Employee Stock Option (Right-to-Buy)
70.055
2007-01-23
2016-01-23
$5 Par Common Stock
1200
D
Employee Stock Option (Right-to-Buy)
54.04
2005-01-06
2014-01-06
$5 Par Common Stock
1200
D
Employee Stock Option (Right-to-Buy) Reload Option
58.645
2006-10-24
2010-02-16
$5 Par Common Stock
2000
D
Employee Stock Option (Right-to-Buy) Reload Option
72.65
2008-01-25
2014-01-06
$5 Par Common Stock
1110
D
Phantom Stock Unit
$5 Par Common Stock
2256
I
Deferred Compensation Plan
Phantom Stock Unit
$5 Par Common Stock
436
I
Supplemental Incentive Savings Plan
Restricted Share Units
$5 Par Common Stock
576
D
Restricted Share Units
$5 Par Common Stock
247
D
The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time.
Grant of stock options subject to the precondition of an appropriate agreement, signed by the parties. Options generally become exercisable in three equal annual installments, beginning one year after the date of grant.
One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.
The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Supplemental Incentive Savings Plan (the "SISP"). Shares of PNC common stock are not directly allocated to SISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time.
Each Restricted Share Unit represents the contingent right to receive the cash value of one share of PNC common stock. The Restricted Share Units will vest in installments of 288 units on February 7, 2014 and 288 units on February 7, 2015.
Each Restricted Share Unit represents the contingent right to receive the cash value of one share of PNC common stock. The Restricted Share Units will vest on February 9, 2014.
George P. Long, III Attorney-in-Fact for Orlando C. Esposito
2013-04-10
EX-24.3_468143
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and appoints
each of Karen M. Barrett, Frederick Bradley Christof, George P. Long, III,
Christi Davis and Edward P. Rosenthal, signing singly, the undersigned's true
and lawful attorneys-in-fact to:
(1) execute for and on behalf of the undersigned, in the
undersigned's capacity as a Section 16 officer and/or director of The PNC
Financial Services Group, Inc. (the "Corporation"), Forms 3, 4 and 5 in
accordance with Section 16(a) of the Securities Exchange Act of 1934 and the
rules thereunder;
(2) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete and execute any such
Form 3, 4 or 5 and file such form with the United States Securities and Exchange
Commission and any stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection with
the foregoing which, in the opinion of such attorney-in-fact, may be of benefit
to, in the best interest of, or legally required of, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve or deem
necessary or appropriate, in such attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Corporation assuming, any of the undersigned's responsibilities to
comply with Section 16 of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the
Corporation, unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 1st day of April 2013.
/s/ Orlando C. Esposito