0001209191-13-005274.txt : 20130130
0001209191-13-005274.hdr.sgml : 20130130
20130130180318
ACCESSION NUMBER: 0001209191-13-005274
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130128
FILED AS OF DATE: 20130130
DATE AS OF CHANGE: 20130130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GUYAUX JOSEPH C
CENTRAL INDEX KEY: 0001194841
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09718
FILM NUMBER: 13560144
MAIL ADDRESS:
STREET 1: 249 FIFTH AVE
STREET 2: P1-POPP-30-1
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP, INC.
CENTRAL INDEX KEY: 0000713676
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 251435979
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PNC PLAZA
STREET 2: 249 FIFTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 412-762-2000
MAIL ADDRESS:
STREET 1: ONE PNC PLAZA
STREET 2: 249 FIFTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC
DATE OF NAME CHANGE: 20000327
FORMER COMPANY:
FORMER CONFORMED NAME: PNC BANK CORP
DATE OF NAME CHANGE: 19930505
FORMER COMPANY:
FORMER CONFORMED NAME: PNC BANK CORP /PA/
DATE OF NAME CHANGE: 19930428
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-01-28
0
0000713676
PNC FINANCIAL SERVICES GROUP, INC.
PNC
0001194841
GUYAUX JOSEPH C
ONE PNC PLAZA
249 FIFTH AVENUE
PITTSBURGH
PA
15222-2707
0
1
0
0
Senior Vice Chairman
$5 Par Common Stock
2013-01-28
4
S
0
30000
61.971
D
65727
D
$5 Par Common Stock
2013-01-28
4
A
0
14179
0.00
A
79906
D
$5 Par Common Stock
2013-01-28
4
F
0
5745
61.875
D
74161
D
$5 Par Common Stock
554
I
401(k) Plan
Represents the weighted average price of shares sold in multiple transactions with prices ranging from $61.943 to $61.999. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price.
On February 24, 2010, the Personnel and Compensation Committee of the PNC Board of Directors granted an incentive performance unit opportunity to the reporting person. The grant was expressed as a "target" number of share units with an adjustment for phantom dividends over the April 1, 2010 to December 31, 2012 performance period. Subject to the Committee's discretion, the reporting person is eligible to receive shares of PNC common stock (if PNC meets specified performance criteria up to the target level) and/or cash (if the performance criteria exceeds the target level). On January 28, 2013 the Personnel and Compensation Committee approved the performance payout for the performance period from April 1, 2010 to December 31, 2012 which resulted in the vesting of 14,179 shares of PNC common stock.
Shares have been withheld to cover the reporting person's tax liability in connection with the incentive performance unit opportunity granted on February 24, 2010 and awarded on January 28, 2013.
The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time.
George P. Long, III Attorney-in-Fact for Joseph C. Guyaux
2013-01-30