0001209191-12-019667.txt : 20120322 0001209191-12-019667.hdr.sgml : 20120322 20120322200030 ACCESSION NUMBER: 0001209191-12-019667 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120313 FILED AS OF DATE: 20120322 DATE AS OF CHANGE: 20120322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hall Neil F CENTRAL INDEX KEY: 0001545368 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09718 FILM NUMBER: 12710277 MAIL ADDRESS: STREET 1: 249 FIFTH AVENUE, 1 PNC PLAZA CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP, INC. CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 412-762-2000 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC DATE OF NAME CHANGE: 20000327 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 3 1 doc3.xml FORM 3 SUBMISSION X0204 3 2012-03-13 0 0000713676 PNC FINANCIAL SERVICES GROUP, INC. PNC 0001545368 Hall Neil F ONE PNC PLAZA 249 FIFTH AVE PITTSBURGH PA 15222 0 1 0 0 Executive Vice President $5 Par Common Stock 47336 D $5 Par Common Stock 6656 I 401(k) Plan Employee Stock Option (Right-to-Buy) 63.69 2009-07-21 2018-07-21 $5 Par Common Stock 33000 D Employee Stock Option (Right-to-Buy) 57.21 2009-01-22 2018-01-22 $5 Par Common Stock 44000 D Employee Stock Option (Right-to-Buy) 72.65 2008-01-25 2017-01-25 $5 Par Common Stock 38500 D Employee Stock Option (Right-to-Buy) 65.445 2007-01-23 2016-01-23 $5 Par Common Stock 49500 D Employee Stock Option (Right-to-Buy) 54.04 2005-01-06 2014-01-06 $5 Par Common Stock 8513 D Employee Stock Option (Right-to-Buy) 66.77 2011-04-26 2020-04-26 $5 Par Common Stock 25000 D Employee Stock Option (Right-to-Buy) 31.07 2010-02-12 2019-02-12 $5 Par Common Stock 52800 D Employee Stock Option (Right-to-Buy) 31.07 2012-02-12 2012-02-19 $5 Par Common Stock 50000 D Employee Stock Option (Right-to-Buy) Reload 70.67 2007-08-24 2013-01-03 $5 Par Common Stock 8557 D Employee Stock Option (Right-to-Buy) Reload 63.545 2006-12-07 2013-01-03 $5 Par Common Stock 7197 D Employee Stock Option (Right-to-Buy) Reload 54.905 2006-05-25 2013-01-03 $5 Par Common Stock 6242 D Employee Stock Option (Right-to-Buy) Reload 54.20 2005-11-23 2013-01-03 $5 Par Common Stock 5490 D Employee Stock Option (Right-to-Buy) Reload 53.43 2005-05-17 2013-01-03 $5 Par Common Stock 4217 D Employee Stock Option (Right-to-Buy) Reload) 70.63 2009-05-06 2014-01-06 $5 Par Common Stock 22511 D Employee Stock Option (Right-to-Buy) Reload) 68.06 2008-09-10 2013-01-03 $5 Par Common Stock 3243 D Employee Stock Option (Right-to-Buy) Reload) 68.06 2008-09-10 2014-01-06 $5 Par Common Stock 6606 D Employee Stock Option (Right-to-Buy) Reload) 70.67 2007-08-24 2012-10-21 $5 Par Common Stock 3271 D Phantom Stock Unit $5 Par Common Stock 6696 I Deferred Compensation Plan Phantom Stock Unit $5 Par Common Stock 3118 I Supplemental Incentive Savings Plan The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time. Grant of stock options subject to the precondition of an appropriate agreement, signed by the parties. These options become exercisable on the first anniversary of the date of grant. One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. Frederick Bradley Christof Attorney-in-Fact for Neil F. Hall 2012-03-22 EX-24.3_417366 2 poa.txt POA DOCUMENT POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Frederick Bradley Christof, George P. Long, III, Christi Davis and Edward P. Rosenthal, signing singly, the undersigned's true and lawful attorneys-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a Section 16 officer and/or director of The PNC Financial Services Group, Inc. (the "Corporation"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 and file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required of, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve or deem necessary or appropriate, in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Corporation assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Corporation, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 21 day of March 2012. /s/ Neil F. Hall