0001209191-12-005979.txt : 20120127 0001209191-12-005979.hdr.sgml : 20120127 20120127214315 ACCESSION NUMBER: 0001209191-12-005979 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120125 FILED AS OF DATE: 20120127 DATE AS OF CHANGE: 20120127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITFORD THOMAS K CENTRAL INDEX KEY: 0001194849 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09718 FILM NUMBER: 12553357 MAIL ADDRESS: STREET 1: 249 FIFTH AVE STREET 2: P1-POPP-30-1 CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP, INC. CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 412-762-2000 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC DATE OF NAME CHANGE: 20000327 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-01-25 0 0000713676 PNC FINANCIAL SERVICES GROUP, INC. PNC 0001194849 WHITFORD THOMAS K ONE PNC PLAZA 249 FIFTH AVENUE PITTSBURGH PA 15222-2707 0 1 0 0 Vice Chairman $5 Par Common Stock 2012-01-25 4 F 0 8744 59.05 D 48214 D $5 Par Common Stock 11037 I 401(k) Plan Employee Stock Option (Right-to-Buy) 31.07 2012-01-26 4 A 0 130000 0.00 A 2012-01-26 2019-02-12 $5 Par Common Stock 130000 130000 D Shares have been withheld to satisfy tax liability resulting from the vesting of restricted stock. The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The amount of securities beneficially owned reflects 145 shares indirectly acquired for the account of the reporting person under the ISP in transactions exempt from reporting under Rule 16a-3(f)(1)(i)(B) that occurred subsequent to the date of the reporting person's most recent filing on Form 4 providing Table I information. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time. On February 12, 2009, the reporting person was granted an option to purchase 130,000 shares of common stock. The option vests in full on February 12, 2012, subject to the satisfaction of certain performance criteria related to the issuer's acquisition and integration of National City Corporation. At a meeting held on January 26, 2012, the Compensation Committee of the Board of Directors of the issuer determined that the performance criteria were met, resulting in the full vesting of the option to purchase such shares. George P. Long III, Attorney-in-Fact for Thomas K. Whitford 2012-01-27