0001209191-12-005977.txt : 20120127
0001209191-12-005977.hdr.sgml : 20120127
20120127214208
ACCESSION NUMBER: 0001209191-12-005977
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120125
FILED AS OF DATE: 20120127
DATE AS OF CHANGE: 20120127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROHR JAMES E
CENTRAL INDEX KEY: 0001194846
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09718
FILM NUMBER: 12553355
MAIL ADDRESS:
STREET 1: 249 FIFTH AVE
STREET 2: P1-POPP-30-1
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP, INC.
CENTRAL INDEX KEY: 0000713676
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 251435979
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PNC PLAZA
STREET 2: 249 FIFTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 412-762-2000
MAIL ADDRESS:
STREET 1: ONE PNC PLAZA
STREET 2: 249 FIFTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC
DATE OF NAME CHANGE: 20000327
FORMER COMPANY:
FORMER CONFORMED NAME: PNC BANK CORP
DATE OF NAME CHANGE: 19930505
FORMER COMPANY:
FORMER CONFORMED NAME: PNC BANK CORP /PA/
DATE OF NAME CHANGE: 19930428
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-01-25
0
0000713676
PNC FINANCIAL SERVICES GROUP, INC.
PNC
0001194846
ROHR JAMES E
ONE PNC PLAZA
249 FIFTH AVENUE
PITTSBURGH
PA
15222-2707
1
1
0
0
Chairman and CEO
$5 Par Common Stock
2012-01-25
4
F
0
35892
59.05
D
157885
D
$5 Par Common Stock
36673
I
401(k) Plan
$5 Par Common Stock
3555
I
By 2005 GRAT
$5 Par Common Stock
58200
I
By Spouse/Trust
$5 Par Common Stock
516
I
By Daughter
$5 Par Common Stock
66564
I
By Daughter's Irrevocable Trust
$5 Par Common Stock
242509
I
By Revocable Trust
$5 Par Common Stock
8612
I
By 2010 GRAT
Employee Stock Option (Right-to-Buy)
31.07
2012-01-26
4
A
0
400000
0.00
A
2012-01-26
2019-02-12
$5 Par Common Stock
400000
400000
D
Shares have been withheld to satisfy tax liability resulting from the vesting of restricted stock.
The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time.
On February 12, 2009, the reporting person was granted an option to purchase 400,000 shares of common stock. The option vests in full on February 12, 2012, subject to the satisfaction of certain performance criteria related to the issuer's acquisition and integration of National City Corporation. At a meeting held on January 26, 2012, the Compensation Committee of the Board of Directors of the issuer determined that the performance criteria were met, resulting in the full vesting of the option to purchase such shares.
George P. Long III, Attorney-in-Fact for James E. Rohr
2012-01-27