0001209191-12-005977.txt : 20120127 0001209191-12-005977.hdr.sgml : 20120127 20120127214208 ACCESSION NUMBER: 0001209191-12-005977 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120125 FILED AS OF DATE: 20120127 DATE AS OF CHANGE: 20120127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROHR JAMES E CENTRAL INDEX KEY: 0001194846 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09718 FILM NUMBER: 12553355 MAIL ADDRESS: STREET 1: 249 FIFTH AVE STREET 2: P1-POPP-30-1 CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP, INC. CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 412-762-2000 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC DATE OF NAME CHANGE: 20000327 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-01-25 0 0000713676 PNC FINANCIAL SERVICES GROUP, INC. PNC 0001194846 ROHR JAMES E ONE PNC PLAZA 249 FIFTH AVENUE PITTSBURGH PA 15222-2707 1 1 0 0 Chairman and CEO $5 Par Common Stock 2012-01-25 4 F 0 35892 59.05 D 157885 D $5 Par Common Stock 36673 I 401(k) Plan $5 Par Common Stock 3555 I By 2005 GRAT $5 Par Common Stock 58200 I By Spouse/Trust $5 Par Common Stock 516 I By Daughter $5 Par Common Stock 66564 I By Daughter's Irrevocable Trust $5 Par Common Stock 242509 I By Revocable Trust $5 Par Common Stock 8612 I By 2010 GRAT Employee Stock Option (Right-to-Buy) 31.07 2012-01-26 4 A 0 400000 0.00 A 2012-01-26 2019-02-12 $5 Par Common Stock 400000 400000 D Shares have been withheld to satisfy tax liability resulting from the vesting of restricted stock. The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time. On February 12, 2009, the reporting person was granted an option to purchase 400,000 shares of common stock. The option vests in full on February 12, 2012, subject to the satisfaction of certain performance criteria related to the issuer's acquisition and integration of National City Corporation. At a meeting held on January 26, 2012, the Compensation Committee of the Board of Directors of the issuer determined that the performance criteria were met, resulting in the full vesting of the option to purchase such shares. George P. Long III, Attorney-in-Fact for James E. Rohr 2012-01-27