-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SEi6b2vVYz3DA95Cr6kqO9WMBJgFPDOfCMVh4lA2OvDf2FbhbPIu2zNKaWcGV+y7 rdmCqBEhXFHWsTuVIGhZ3w== 0001209191-09-009169.txt : 20090213 0001209191-09-009169.hdr.sgml : 20090213 20090213184732 ACCESSION NUMBER: 0001209191-09-009169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090212 FILED AS OF DATE: 20090213 DATE AS OF CHANGE: 20090213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON RICHARD J CENTRAL INDEX KEY: 0001209131 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09718 FILM NUMBER: 09606207 BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVE. CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 412-762-2000 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL CORP /PA/ DATE OF NAME CHANGE: 19930412 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-02-12 0 0000713676 PNC FINANCIAL SERVICES GROUP INC PNC 0001209131 JOHNSON RICHARD J ONE PNC PLAZA 249 FIFTH AVENUE PITTSBURGH PA 15222-2707 0 1 0 0 EVP & Chief Financial Officer $5 Par Common Stock 2009-02-12 4 A 0 24279 0.00 A 44729 D $5 Par Common Stock 2009-02-12 4 A 0 8000 0.00 A 52729 D $5 Par Common Stock 2008-07-24 5 J 0 E 10 69.92 A 1049 I 401(k) Plan $5 Par Common Stock 2008-10-24 5 J 0 E 12 56.25 A 1061 I 401(k) Plan $5 Par Common Stock 2009-01-26 5 J 0 E 24 29.945 A 1085 I 401(k) Plan Employee Stock Option (Right-to-Buy) 31.07 2009-02-12 4 A 0 72600 0.00 A 2010-02-12 2019-02-12 $5 Par Common Stock 72600 72600 D Phantom Stock Unit 2008-04-24 5 J 0 E 9 65.955 A $5 Par Common Stock 9 929 I Supplemental Incentive Savings Plan Phantom Stock Unit 2008-07-24 5 J 0 E 9 69.92 A $5 Par Common Stock 9 938 I Supplemental Incentive Savings Plan Phantom Stock Unit 2008-10-24 5 J 0 E 11 56.25 A $5 Par Common Stock 11 949 I Supplemental Incentive Savings Plan Phantom Stock Unit 2009-01-26 5 J 0 E 21 29.945 A $5 Par Common Stock 21 970 I Supplemental Incentive Savings Plan Phantom Stock Unit 2008-04-24 5 J 0 E 50 65.955 A $5 Par Common Stock 50 5096 I Deferred Compensation Plan Phantom Stock Unit 2008-07-24 5 J 0 E 48 69.92 A $5 Par Common Stock 48 5144 I Deferred Compensation Plan Phantom Stock Unit 2008-10-24 5 J 0 E 60 56.25 A $5 Par Common Stock 60 5204 I Deferred Compensation Plan Phantom Stock Unit 2009-01-26 5 J 0 E 115 29.945 A $5 Par Common Stock 115 5319 I Deferred Compensation Plan Restricted stock granted in lieu of cash, pursuant to an award made under the PNC 2006 Incentive Award Plan. On January 20, 2006, the Personnel and Compensation Committee of the PNC Board of Directors granted an incentive performance unit opportunity to the reporting person. The grant was expressed as a "target" number of share units, and was adjusted for dividend equivalents over the three-year performance period. Subject to the Committee's discretion, the reporting person is eligible to receive shares of PNC common stock (if PNC meets specified performance criteria up to the target level) and/or cash (if the performance criteria exceeds the target level). PNC exceeded the target level performance criteria, which resulted in the vesting of 8,000 shares of PNC common stock. Dividend reinvestment shares acquired. Grant of stock options subject to the precondition of an appropriate agreement, signed by the parties. Options generally become exercisable in three equal annual installments, beginning one year after the date of grant. One phantom stock unit is the economic equivalent of one share of PNC Common Stock. Phantom Stock Units received as dividend equivalents under the PNC Supplemental Incentive Savings Plan. Phantom Stock Units will be settled in cash upon distribution from the reporting person's plan account and generally do not expire. Phantom Stock Units received as dividend equivalents under the PNC Deferred Compensation Plan. Lori A. Hasselman, Attorney-in-Fact for Richard J. Johnson 2009-02-13 -----END PRIVACY-ENHANCED MESSAGE-----