-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HaGtEvUqhF56fFpa0SOGzFa8Y8X4i6df0gG2PrWNK+yCQ1fgY5YRbE6r0zugfk7+ GL5o2FfvIpllFEmd4k52rg== 0001209191-06-058024.txt : 20061106 0001209191-06-058024.hdr.sgml : 20061106 20061106183022 ACCESSION NUMBER: 0001209191-06-058024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20061102 FILED AS OF DATE: 20061106 DATE AS OF CHANGE: 20061106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 412-762-2000 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL CORP /PA/ DATE OF NAME CHANGE: 19930412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITFORD THOMAS K CENTRAL INDEX KEY: 0001194849 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09718 FILM NUMBER: 061191609 MAIL ADDRESS: STREET 1: 249 FIFTH AVE STREET 2: P1-POPP-30-1 CITY: PITTSBURGH STATE: PA ZIP: 15222 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-02 0 0000713676 PNC FINANCIAL SERVICES GROUP INC PNC 0001194849 WHITFORD THOMAS K ONE PNC PLAZA 249 FIFTH AVENUE PITTSBURGH PA 15222-2707 0 1 0 0 EVP and Chief Risk Officer $5 Par Common Stock 2006-11-02 4 F 0 28518 68.845 D 139936 D $5 Par Common Stock 2006-11-02 4 F 0 3173 68.845 D 136763 D $5 Par Common Stock 2006-11-02 4 M 0 26848 57.10 A 163611 D $5 Par Common Stock 2006-11-02 4 F 0 22267 68.845 D 141344 D $5 Par Common Stock 2006-11-02 4 F 0 1861 68.845 D 139483 D $5 Par Common Stock 2006-11-02 4 M 0 36331 54.04 A 175814 D $5 Par Common Stock 2006-11-02 4 M 0 14959 49.46 A 190773 D $5 Par Common Stock 2006-11-02 4 M 0 20583 53.50 A 211356 D $5 Par Common Stock 2006-11-02 4 M 0 18025 53.50 A 229381 D $5 Par Common Stock 2006-11-02 4 M 0 1638 53.80 A 231019 D $5 Par Common Stock 2006-11-02 4 M 0 5110 53.80 A 236129 D $5 Par Common Stock 2006-11-02 4 M 0 10684 53.80 A 246813 D $5 Par Common Stock 2006-11-02 4 M 0 16279 53.875 A 263092 D $5 Par Common Stock 2006-11-02 4 M 0 10687 54.765 A 273779 D $5 Par Common Stock 2006-11-02 4 M 0 12143 55.27 A 285922 D $5 Par Common Stock 2006-11-02 4 M 0 5538 55.93 A 291460 D $5 Par Common Stock 2006-11-02 4 M 0 5546 58.00 A 297006 D $5 Par Common Stock 2006-11-02 4 S 0 1300 68.58 D 295706 D $5 Par Common Stock 2006-11-02 4 S 0 1700 68.60 D 294006 D $5 Par Common Stock 2006-11-02 4 S 0 600 68.61 D 293406 D $5 Par Common Stock 2006-11-02 4 S 0 3400 68.62 D 290006 D $5 Par Common Stock 2006-11-02 4 S 0 4200 68.63 D 285806 D $5 Par Common Stock 2006-11-02 4 S 0 4600 68.64 D 281206 D $5 Par Common Stock 2006-10-24 5 J 0 E 392 A 8548 I 401(k) Plan Employee Stock Option (Right-to-Buy) 53.50 2006-11-02 4 M 0 20583 0.00 D 2006-01-25 2015-01-25 $5 Par Common Stock 20583 41167 D Employee Stock Option (Right-to-Buy) Reload Option 68.845 2006-11-02 4 A 0 31691 0.00 A 2007-11-02 2014-01-06 $5 Par Common Stock 31691 31691 D Employee Stock Option (Right-to-Buy) Reload Option 68.845 2006-11-02 4 A 0 24128 0.00 A 2007-11-02 2012-01-03 $5 Par Common Stock 24128 24128 D Employee Stock Option (Right-to-Buy) Reload Option 54.765 2006-11-02 4 M 0 10687 0.00 D 2006-06-03 2010-02-16 $5 Par Common Stock 10687 0 D Employee Stock Option (Right-to-Buy) Reload Option 53.80 2006-11-02 4 M 0 10684 0.00 D 2005-05-18 2010-02-16 $5 Par Common Stock 10684 0 D Employee Stock Option (Right-to-Buy) Reload Option 53.80 2006-11-02 4 M 0 5110 0.00 D 2005-05-18 2009-02-17 $5 Par Common Stock 5110 0 D Employee Stock Option (Right-to-Buy) Reload Option 53.80 2006-11-02 4 M 0 1638 0.00 D 2005-05-18 2013-01-03 $5 Par Common Stock 1638 0 D Employee Stock Option (Right-to-Buy) Reload Option 49.46 2006-11-02 4 M 0 14959 0.00 D 2004-06-05 2010-01-06 $5 Par Common Stock 14959 0 D Employee Stock Option (Right-to-Buy) Reload Option 53.875 2006-11-02 4 M 0 16279 0.00 D 2005-01-07 2013-01-03 $5 Par Common Stock 16279 0 D Employee Stock Option (Right-to-Buy) Reload Option 55.27 2006-11-02 4 M 0 12143 0.00 D 2005-11-17 2009-02-17 $5 Par Common Stock 12143 0 D Employee Stock Option (Right-to-Buy) Reload Option 55.93 2006-11-02 4 M 0 5538 0.00 D 2003-05-20 2010-01-06 $5 Par Common Stock 5538 0 D Employee Stock Option (Right-to-Buy) Reload Option 58.00 2006-11-02 4 M 0 5546 0.00 D 2001-08-09 2009-02-17 $5 Par Common Stock 5546 0 D Employee Stock Option (Right-to-Buy) Reload Option 53.50 2006-11-02 4 M 0 18025 0.00 D 2006-01-25 2013-01-03 $5 Par Common Stock 18025 0 D Employee Stock Option (Right-to-Buy) Option 54.04 2006-11-02 4 M 0 36331 0.00 D 2005-01-06 2014-01-06 $5 Par Common Stock 36331 20584 D Employee Stock Option (Right-to-Buy) Option 57.10 2006-11-02 4 M 0 26848 0.00 D 2003-01-03 2012-01-03 $5 Par Common Stock 26848 41402 D Phantom Stock Unit 2006-10-24 5 J 0 E 201 A $5 Par Common Stock 201 8614 I Deferred Compensation Plan Phantom Stock Unit 2006-10-24 5 J 0 E 140 A $5 Par Common Stock 140 6056 I Supplemental Incentive Savings Plan The exercise of this option and the satisfaction of the resulting tax withholding obligation were effected by the Reporting Person through the delivery, via attestation, of already owned shares of common stock of the Issuer and did not involve an open market transaction in the Issuer's securities. Sale pursuant to cashless exercise of employee stock options. Shares acquired under the PNC Incentive Savings Plan, including shares acquired through reinvestment of dividends. Shares acquired under the PNC Incentive Savings Plan at various prices from $72.77 to $63.67. 1 for 1. Dividend reinvestment shares acquired. Phantom Stock Units will be settled in cash upon distribution from the reporting person's plan account and generally do not expire. Dividend reinvestment shares acquired under the PNC Deferred Compensation Plan at various prices. Dividend reinvestment shares acquired under the PNC Supplemental Incentive Savings Plan at various prices. Form (1 of 2) Because the number of reportable transactions exceeds the Form 4 limit, additional transactions are reported on a second Form 4 on the same date. Lori A. Hasselman, Attorney-in-Fact for Thomas K. Whitford 2006-11-06 EX-24.4_157633 2 poa.txt POA DOCUMENT POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Karen M. Barrett, Lori A. Hasselman, George P. Long, III, Michelle Manning and Edward P. Rosenthal, signing singly, the undersigned's true and lawful attorneys-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a Section 16 officer and/or director of The PNC Financial Services Group, Inc. (the "Corporation"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 and file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required of, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve or deem necessary or appropriate, in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Corporation assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Corporation, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 25th day of August 2006. /s/Thomas K. Whitford -----END PRIVACY-ENHANCED MESSAGE-----