SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO.4 Schedule 13G Amendment No.4

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13G

(RULE 13D-102)

 

INFORMATION STATEMENT PURSUANT TO RULE 13D-1

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO. 4)

 

 

Synergy Brands, Inc.


(Name of Issuer)

Common Stock


(Title of Class of Securities)

 

 

87159E402

                                (CUSIP Number)                                

December 31, 2006


(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)


CUSIP No. 87159E402     Page 1 of 4 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

   
   

            The PNC Financial Services Group, Inc.

            25-1435979

   
  2)   Check the Appropriate Box if a Member of a Group (See Instructions)  
  a)  ¨  
    b)  ¨    
  3)   SEC USE ONLY  
         
  4)   Citizenship or Place of Organization  
                Pennsylvania    

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

With

    5)    Sole Voting Power
 
                   -0-
    6)    Shared Voting Power
 
                  491,474
    7)    Sole Dispositive Power
 
                   -0-
    8)    Shared Dispositive Power
 
                   491,474
  9)   Aggregate Amount Beneficially Owned by Each Reporting Person    
                 491,474*    
10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions   ¨
         
11)   Percent of Class Represented by Amount in Row (9)  
                 9.27    
12)   Type of Reporting Person (See Instructions)  
                HC    

 

* See the response to Item 6.


CUSIP No. 87159E402     Page 2 of 4 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

   
   

            PNC Bancorp, Inc.

             51-0326854

   
  2)   Check the Appropriate Box if a Member of a Group (See Instructions)  
  a)  ¨  
    b)  ¨    
  3)   SEC USE ONLY  
         
  4)   Citizenship or Place of Organization  
                Delaware    

Number of

Shares

Beneficially Owned By

Each

Reporting

Person

With

    5)    Sole Voting Power
 
                   -0-
    6)    Shared Voting Power
 
                   491,474
    7)    Sole Dispositive Power
 
                   -0-
    8)    Shared Dispositive Power
 
                   491,474
  9)   Aggregate Amount Beneficially Owned by Each Reporting Person    
                 491,474*    
10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions   ¨
         
11)   Percent of Class Represented by Amount in Row (9)  
                 9.27    
12)   Type of Reporting Person (See Instructions)  
                HC    

 

* See the response to Item 6.


CUSIP No. . 87159E402     Page 3 of 4 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

   
   

            PNC Bank, National Association

             22-1146430

   
  2)   Check the Appropriate Box if a Member of a Group (See Instructions)  
  a)  ¨  
    b)  ¨    
  3)   SEC USE ONLY  
         
  4)   Citizenship or Place of Organization  
                United States    

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

With

    5)    Sole Voting Power
 
                   -0-
    6)    Shared Voting Power
 
                   491,474
    7)    Sole Dispositive Power
 
                   -0-
    8)    Shared Dispositive Power
 
                   491,474
  9)   Aggregate Amount Beneficially Owned by Each Reporting Person    
                 491,474*    
10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions   ¨
         
11)   Percent of Class Represented by Amount in Row (9)  
                 9.27    
12)   Type of Reporting Person (See Instructions)  
                BK    

 

* See the response to Item 6.


  Page 4 of 4 Pages

 

ITEM 4 -    OWNERSHIP:   
   The following information is as of December 31, 2006:   
   (a)    Amount Beneficially Owned:      
      491,474 shares*      
      *See the response to Item 6.      
   (b)    Percent of Class:      
      9.27      
   (c)    Number of shares to which such person has:      
      (i)    sole power to vote or to direct the vote      
         -0-      
      (ii)    shared power to vote or to direct the vote      
         491,474      
      (iii)    sole power to dispose or to direct the disposition of      
         -0-      
      (iv)    shared power to dispose or to direct the disposition of      
         491,474      
ITEM 6 -    OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:      
  

The total shares of Common Stock reported herein, including immediately exercisable warrants for 31,250 shares of Common Stock, are held in Trust Accounts created by an Amended and Restated Trust Agreement dated September 20, 1983, in which Lloyd I. Miller, Jr. was Grantor and for which PNC Bank, National Association serves as Trustee.

 

In connection with the Trust Accounts, Lloyd I. Miller, III and PNC Bank, National Association, in its capacity as Trustee, have entered into an Investment Advisory Agreement dated as of April 1, 2002. Either party may terminate the Investment Advisory Agreement on 30 days’ prior written notice.

     
ITEM 7 -    IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:      
   Included are the following subsidiaries of The PNC Financial Services Group, Inc. - HC:      
   PNC Bancorp, Inc. - HC (wholly owned subsidiary of The PNC Financial Services Group, Inc.)      
   PNC Bank, National Association - BK (wholly owned subsidiary of PNC Bancorp, Inc.)      
ITEM 10 -    CERTIFICATION:      
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.      


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 12, 2007

Date
By:  

/s/ George P. Long, III

  Signature -The PNC Financial Services Group, Inc.
 

George P. Long, III, Corporate Secretary

  Name & Title

February 12, 2007

Date
By:  

/s/ Maria C. Schaffer

  Signature - PNC Bancorp, Inc.
 

Maria C. Schaffer, Executive Vice President

  Name & Title

February 12, 2007

Date
By:  

/s/ George P. Long, III

  Signature - PNC Bank, National Association
 

George P. Long, III, Secretary

  Name & Title

AN AGREEMENT TO FILE A JOINT STATEMENT

WAS PREVIOUSLY FILED AS EXHIBIT A TO SCHEDULE 13G