-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bww4OyWLrGhQe1jYgB7d8O1t3eyHLyw33yjNEAbbR1MCjUTy3WqaHqdZxS94Pix8 BaZuHZ6Q2ximEaXZYHuLiQ== 0000950152-02-009477.txt : 20021219 0000950152-02-009477.hdr.sgml : 20021219 20021219164407 ACCESSION NUMBER: 0000950152-02-009477 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20021219 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20021219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 033-35026 FILM NUMBER: 02863394 BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVE CITY: PITTSBURGH STATE: PA ZIP: 15265 BUSINESS PHONE: 4127621553 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: FIFTH AVENUE & WOOD STREET CITY: PITTSBURGH STATE: PA ZIP: 15265 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL CORP /PA/ DATE OF NAME CHANGE: 19930412 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 8-K 1 j9791101e8vk.txt FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DECEMBER 19, 2002 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) THE PNC FINANCIAL SERVICES GROUP, INC. (Exact name of registrant as specified in its charter) COMMISSION FILE NUMBER 1-9718 PENNSYLVANIA 25-1435979 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) ONE PNC PLAZA 249 FIFTH AVENUE PITTSBURGH, PENNSYLVANIA 15222-2707 (Address of principal executive offices) (Zip Code) (412) 762-1553 (Registrant's telephone number, including area code) (Former name or former address, if changed since last report) ITEM 5. OTHER EVENTS AND REGULATION FD DISCLOSURE. On December 19, 2002, the registrant issued a news release, a copy of which is filed as Exhibit 99.1 hereto and is incorporated herein by reference. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (c) Exhibits. The exhibit listed on the Exhibit Index on page 4 of this Form 8-K is filed herewith. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. THE PNC FINANCIAL SERVICES GROUP, INC. (Registrant) Date: December 19, 2002 By: /s/ William C. Mutterperl ------------------------------ William C. Mutterperl Vice Chairman 3 EXHIBIT INDEX
Exhibit Number Description - -------------- ----------- 99.1 The PNC Financial Services Group, Inc. news release dated December 19, 2002.
4 EX-99.1 3 j9791101exv99w1.txt PRESS RELEASE Exhibit 99.1 CONTACTS: MEDIA: - ------ R. Jeep Bryant (412) 762-4550 corporate.communications@pnc.com INVESTORS: - ---------- William H. Callihan (412) 762-8257 investor.relations@pnc.com PNC IN FULL COMPLIANCE WITH FINANCIAL HOLDING COMPANY REQUIREMENTS PITTSBURGH, Dec. 19, 2002 - The PNC Financial Services Group, Inc. (NYSE: PNC) said today that it has been notified by the Federal Reserve Bank of Cleveland that PNC is now in full compliance with the financial holding company and financial subsidiary requirements under the Gramm-Leach-Bliley Act (GLB Act). This notification reflects that PNC now meets both the well-capitalized and well-managed criteria under the GLB act. This has been achieved through proactive measures that PNC implemented in close coordination with the Office of the Comptroller of the Currency (OCC) and the Federal Reserve. The measures, which result from the written agreements reached last July between PNC and the Federal Reserve and between PNC Bank and the OCC, were designed to correct deficiencies and strengthen the governance, risk management and internal control environment at the company. While the written agreements remain in effect, PNC has successfully completed the action steps needed within 180 days to achieve full compliance with the financial holding company and subsidiary requirements. The PNC Financial Services Group, Inc., headquartered in Pittsburgh, is one of the nation's largest diversified financial services organizations, providing regional community banking, corporate banking, real estate finance, asset-based lending, wealth management, asset management and global fund services. # # # -----END PRIVACY-ENHANCED MESSAGE-----