-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SW28Nx5Vb63znKOirTZc49/5DDd1XWiLVtRMVuYIXueUwN6iHitoaZtignw3SC3P onarcTJz7B+YEBecDZzrmg== 0000950128-04-000127.txt : 20040210 0000950128-04-000127.hdr.sgml : 20040210 20040210133835 ACCESSION NUMBER: 0000950128-04-000127 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VULCAN INTERNATIONAL CORP CENTRAL INDEX KEY: 0000848446 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 310810265 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41459 FILM NUMBER: 04581077 BUSINESS ADDRESS: STREET 1: 300 DELAWARE AVE STE 1704 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 3024292298 MAIL ADDRESS: STREET 1: 30 GARFIELD PLACE STREET 2: SUITE 1040 CITY: CINCINNATI STATE: OH ZIP: 45202 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVE CITY: PITTSBURGH STATE: PA ZIP: 15265 BUSINESS PHONE: 4127621553 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: FIFTH AVENUE & WOOD STREET CITY: PITTSBURGH STATE: PA ZIP: 15265 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL CORP /PA/ DATE OF NAME CHANGE: 19930412 SC 13G/A 1 j0549213sc13gza.txt PNC FINANCIAL SERVICES GROUP, (VULCAN INTER., CORP SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULE 13D-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3) VULCAN INTERNATIONAL CORPORATION -------------------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 929136109 --------- (CUSIP Number) December 31, 2003 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 929136109 Page 1 of 7 Pages 1) Names of Reporting Persons IRS Identification No. Of Above Persons The PNC Financial Services Group, Inc. 25-1435979 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization Pennsylvania Number of Shares 5) Sole Voting Power 70,616 Beneficially Owned 6) Shared Voting Power 9,800 By Each Reporting 7) Sole Dispositive Power 47,978 Person With 8) Shared Dispositive Power 19,700 9) Aggregate Amount Beneficially Owned by Each Reporting Person 80,416* *See the response to Item 4. 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions [ ] 11) Percent of Class Represented by Amount in Row (9) 8.00 12) Type of Reporting Person (See Instructions) HC SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULE 13D-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3) VULCAN INTERNATIONAL CORPORATION -------------------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 929136109 --------- (CUSIP Number) December 31, 2003 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 929136109 Page 2 of 7 Pages 1) Names of Reporting Persons IRS Identification No. Of Above Persons PNC Bancorp, Inc. 51-0326854 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization Delaware Number of Shares 5) Sole Voting Power 51,616 Beneficially Owned 6) Shared Voting Power 9,800 By Each Reporting 7) Sole Dispositive Power 47,978 Person With 8) Shared Dispositive Power 700 9) Aggregate Amount Beneficially Owned by Each Reporting Person 61,416* *See the response to Item 4. 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions [ ] 11) Percent of Class Represented by Amount in Row (9) 6.11 12) Type of Reporting Person (See Instructions) HC SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULE 13D-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3) VULCAN INTERNATIONAL CORPORATION -------------------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 929136109 --------- (CUSIP Number) December 31, 2003 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 929136109 Page 3 of 7 Pages 1) Names of Reporting Persons IRS Identification No. Of Above Persons PNC Bank, National Association 22-1146430 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization United States Number of Shares 5) Sole Voting Power 51,616 Beneficially Owned 6) Shared Voting Power 9,800 By Each Reporting 7) Sole Dispositive Power 47,978 Person With 8) Shared Dispositive Power 700 9) Aggregate Amount Beneficially Owned by Each Reporting Person 61,416* *See the response to Item 4. 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions [ ] 11) Percent of Class Represented by Amount in Row (9) 6.11 12) Type of Reporting Person (See Instructions) BK SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULE 13D-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3) VULCAN INTERNATIONAL CORPORATION -------------------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 929136109 --------- (CUSIP Number) December 31, 2003 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 666762109 Page 4 of 7 Pages 1) Names of Reporting Persons IRS Identification No. Of Above Persons J.J.B. Hilliard, W.L. Lyons, Inc. 61-0734935 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization Kentucky Number of Shares 5) Sole Voting Power 19,000 Beneficially Owned 6) Shared Voting Power -0- By Each Reporting 7) Sole Dispositive Power -0- Person With 8) Shared Dispositive Power 19,000 9) Aggregate Amount Beneficially Owned by Each Reporting Person 19,000* *See the response to Item 4. 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions [ ] 11) Percent of Class Represented by Amount in Row (9) 1.89 12) Type of Reporting Person (See Instructions) IA Page 5 of 7 Pages ITEM 2(a) - NAME OF PERSON FILING: The PNC Financial Services Group, Inc.; PNC Bancorp, Inc.; PNC Bank, National Association; and J.J.B. Hilliard, W.L. Lyons, Inc. ITEM 2(b) - ADDRESS OF PRINCIPAL BUSINESS OFFICE: The PNC Financial Services Group, Inc. - One PNC Plaza, 249 Fifth Avenue, Pittsburgh, PA 15222-2707 PNC Bancorp, Inc. - 300 Delaware Avenue, Suite 304, Wilmington, DE 19801 PNC Bank, National Association - One PNC Plaza, 249 Fifth Avenue, Pittsburgh, PA 15222-2707 J.J.B. Hilliard, W.L. Lyons, Inc. - 501 South 4th Avenue, Louisville, KY 40202-2517 ITEM 2(c) - CITIZENSHIP: The PNC Financial Services Group, Inc. - Pennsylvania PNC Bancorp, Inc. - Delaware PNC Bank, National Association - United States J.J.B. Hilliard, W.L. Lyons, Inc. - Kentucky ITEM 3 - IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act; (b) [X] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Exchange Act; (d) [ ] Investment Company registered under Section 8 of the Investment Company Act; (e) [X] An Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [X] A Parent Holding Company or Control Person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A Church Plan that is excluded from the definition of an Investment Company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [ ] ITEM 4 - OWNERSHIP: The following information is as of December 31, 2003: (a) Amount Beneficially Owned: 80,416 shares* (b) Percent of Class: 8.00 (c) Number of shares to which such person has: (i) sole power to vote or to direct the vote 70,616 (ii) shared power to vote or to direct the vote 9,800 (iii) sole power to dispose or to direct the disposition of 47,978 (iv) shared power to dispose or to direct the disposition of 19,700 *Of the shares reported herein, 19,000 shares are in accounts at J.J.B. Hilliard, W.L. Lyons, Inc. With the balance of 61,416 shares in accounts at PNC Bank, National Association, all held in a fiduciary capacity. Page 6 of 7 Pages ITEM 7 - IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Included are the following subsidiaries of The PNC Financial Services Group, Inc. - HC: PNC Bancorp, Inc. - HC (wholly owned subsidiary of The PNC Financial Services Group, Inc.) PNC Bank, National Association - BK (wholly owned subsidiary of PNC Bancorp, Inc.) J.J.B. Hilliard, W.L. Lyons, Inc. - IA (indirect wholly owned subsidiary of The PNC Financial Services Group, Inc.) ITEM 10 - CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 2004 - -------------------------------------------------- Date By: /s/ Joan L. Gulley - -------------------------------------------------- Signature - The PNC Financial Services Group, Inc. - -------------------------------------------------- Joan L. Gulley, Vice President - -------------------------------------------------- Name & Title February 10, 2004 - -------------------------------------------------- Date By: /s/ Maria C. Schaffer - -------------------------------------------------- Signature - PNC Bancorp, Inc. Maria C. Schaffer, Executive Vice President - -------------------------------------------------- Name & Title February 10, 2004 February 10, 2004 - --------------------------------------------------- ---------------------------------------------- Date Date By: /s/ Joan L. Gulley By: /s/ James R. Allen - --------------------------------------------------- ---------------------------------------------- Signature - PNC Bank, National Association Signature - J.J.B. Hilliard, W. L. Lyons, Inc. - --------------------------------------------------- ---------------------------------------------- Joan L. Gulley, Executive Vice President James R. Allen, President - --------------------------------------------------- ---------------------------------------------- Name & Title Name & Title
ANAGREEMENT TO FILE A JOINT STATEMENT FOR THE PNC FINANCIAL SERVICES GROUP, INC., PNC BANCORP, INC. AND PNC BANK, NATIONAL ASSOCIATION WAS PREVIOUSLY FILED AS EXHIBIT A TO SCHEDULE 13G Page 7 of 7 Pages EXHIBIT A AGREEMENT February 10, 2004 The undersigned hereby agrees to file a joint statement on Schedule 13G under the Securities and Exchange Act of 1934, as amended (the "Act") in connection with their beneficial ownership of Class A common stock issued by Vulcan International Corporation. The undersigned states that it is entitled to individually use Schedule 13G pursuant to Rule 13d-1(c) of the Act. The undersigned is responsible for the timely filing of the statement and any amendments thereto, and for the completeness and accuracy of the information contained therein but is not responsible for the completeness or accuracy of the information concerning the other joint filers. This Agreement applies to any amendments to Schedule 13G. J.J.B. HILLIARD, W.L. LYONS, INC. BY: /s/ James R. Allen ----------------------------- James R. Allen, President -----END PRIVACY-ENHANCED MESSAGE-----