-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DWV9tSIsoMwmhhQSCOSlXiL+qRTXBpaJoxgBDcVYRN2zCsc0BXL7FN7dqdk8/cip IAJ5PKJyoe6/DXu8ro2ikQ== 0000713676-03-000021.txt : 20030103 0000713676-03-000021.hdr.sgml : 20030103 20030103160820 ACCESSION NUMBER: 0000713676-03-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030102 FILED AS OF DATE: 20030103 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: CLAY ROBERT N CENTRAL INDEX KEY: 0001196953 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: CLAY HOLDING CO STREET 2: THREE CHIMNEYS FARM PO BOX 114 CITY: MIDWAY STATE: KY ZIP: 40347 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-35026 FILM NUMBER: 03503276 BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVE CITY: PITTSBURGH STATE: PA ZIP: 15265 BUSINESS PHONE: 4127621553 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: FIFTH AVENUE & WOOD STREET CITY: PITTSBURGH STATE: PA ZIP: 15265 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL CORP /PA/ DATE OF NAME CHANGE: 19930412 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 4 1 edgar.txt FORM 4 - 01-02-2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Robert N. Clay President and Chief Executive Officer Clay Holding Company Three Chimneys Farm KY, Versailles 40383 2. Issuer Name and Ticker or Trading Symbol The PNC Financial Services Group, Inc. (PNC) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 1/2/2003 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| $5 Par Common Stock |10/24/|J |V|209 |A | | |D | | | 2002 |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| $5 Par Common Stock |1/2/ 2|A | |115 |A | |5736 |D | | |003 |2 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| $5 Par Common Stock | |3 | | | | |3653 |I |By CNB Investments, LLC | - -----------------------------------------------------------------------------------------------------------------------------------| $5 Par Common Stock | |4 | | | | |3652 |I |By RNC Investments, LLC | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Phantom Stock Unit (1-| | | | | | | | |$5 Par Commo| | |1984 |I |Deferred Sto| for-1) | | | | | | | | |n Stock | | | | |ck Unit Plan| - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock Unit (1-| |12/31|A | |450 |A | | |$5 Par Commo|450 | |8679 |I |Deferred Com| for-1) | |/ 200|5 | | | | | |n Stock | | | | |pensation Pl| | |2 | | | | | | | | | | | |an | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Dividend Reinvestment Shares acquired. 2. Annual grant pursuant to Director Share Incentive Plan. 3. Subject assumed control of securities held by LLC upon father's death on 8/21/02. Subject disclaims ownership. This report shall not be deemed an admission that he owns such securities for purposes of Sec. 16 or any other purpose. 4. Subject first assumed investment control over the securities held by this limited liability company upon his father's death on August 21, 2002. 5. Phantom Stock Units issued pursuant to the PNC Deferred Compensation Plan. -----END PRIVACY-ENHANCED MESSAGE-----