-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TML54IfJD4Pmn88GrAVpeoVcgBxSI161xelAJSflwk6HWFW2Of3q1o8y5fp/X7J/ bc4PpjiPoAXvuAgrFupxXw== 0000713671-02-000037.txt : 20021126 0000713671-02-000037.hdr.sgml : 20021126 20021126161258 ACCESSION NUMBER: 0000713671-02-000037 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021126 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20021126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DNB FINANCIAL CORP /PA/ CENTRAL INDEX KEY: 0000713671 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 232222567 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-16667 FILM NUMBER: 02841184 BUSINESS ADDRESS: STREET 1: 4 BRANDYWINE AVE CITY: DOWNINGTOWN STATE: PA ZIP: 19335 BUSINESS PHONE: 6102691040 MAIL ADDRESS: STREET 1: 4 BRANDYWINE AVENUE CITY: DOWNINGTOWN STATE: PA ZIP: 19335 8-K 1 form_8k-112602.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report - November 26, 2002 DNB FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Pennsylvania 0-1667 23-2222567 - ------------------------------------ ------------------ ----------------- (State or other jurisdiction (Commission File (IRS Employer of incorporation) Number) Identification Number) 4 Brandywine Avenue, P. O. Box 1004, Downingtown, Pennsylvania 19335-0904 - -------------------------------------------------------------- ---------- (Address of principal executive offices) (Zip code) Registrant's telephone number including area code: (610) 269-1040 -------------- N/A - -------------------------------------------------------------------------------- (Former name or former address, if changed since last report) Item 1. Changes in Control of Registrant Not Applicable. Item 2. Acquisition or Disposition of Assets Not Applicable. Item 3. Bankruptcy or Receivership Not Applicable. Item 4. Changes in Registrant's Certifying Accountant Not Applicable. Item 5. Other Events Not Applicable. Item 6. Resignations of Registrant's Directors Not Applicable. Item 7. Financial Statements and Exhibits Exhibit No. Exhibit 99 Press Release dated November 21, 2002 of DNB Financial Corporation (filed pursuant to Item 9 hereof). 99.1 Additional Correspondence - Certifications of financial statements by Chief Executive Officer and Chief Financial Officer Item 8. Change in Fiscal Year Not Applicable Item 9. Regulation FD Disclosure. ------------------------ On November 21, 2002, DNB Financial Corporation issued a press release concerning its declaration of a 5% stock dividend and a $0.13 cash dividend. This press release is filed herein, as part of this Item 9, as Exhibit 99. The Chief Executive Officer and Chief Financial Officer of DNB Financial Corporation (the "Company") each submitted to the Securities and Exchange Commission on November 26, 2002 the certifications required by Section 906 of the Sarbanes-Oxley Act of 2002 in connection with the filing of the Company's Current Report on Form 8-K dated November 26, 2002. Copies of the foregoing certifications are attached hereto as exhibit 99.1. Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. DNB FINANCIAL CORPORATION (Registrant) /s/ Henry F. Thorne --------------------------- Henry F. Thorne, President and Chief Executive Officer Dated: November 26, 2002 EX-99 3 press_release-112102.txt PRESS RELEASE DNB Financial Corporation [GRAPHIC OMITTED] NEWS RELEASE For further information, please contact: Bruce E. Moroney Sr. Vice President & Chief Financial Officer 610-873-5253 FOR IMMEDIATE RELEASE DNB Financial Corporation Declares a 5% Stock Dividend and a $0.13 Cash Dividend (November 21, 2002 -- Downingtown, PA) The Board of Directors of DNB Financial Corporation, parent of the Downingtown National Bank, have declared a cash dividend of $0.13 per share for the fourth quarter of 2002 to shareholders of record on December 10, 2002. The cash dividend will be paid on December 20, 2002. They also declared a 5% Stock Dividend, payable to shareholders of record on December 17, 2002 and payable December 27, 2002. Downingtown National Bank is a commercial bank with $382 million in assets and nine full service offices. In addition, DNB Advisors provides wealth management and trust services to individuals and businesses throughout Chester County. 4 Brandywine Avenue, Downingtown, PA 19335-0904 o (610) 269-1040 EX-99.H 4 certification_112602.txt CEO & CFO CERTIFICATION CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Current Report on Form 8-K dated November 26, 2002 of DNB Financial Corp. (the "Company") as filed with the Securities and Exchange Commission on the date hereof (the "Report"), we, Henry F. Thorne, President and Chief Executive Officer, and Bruce E. Moroney, Chief Financial Officer, hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to our knowledge: (1) The Report fully complies with the requirements of Section 13(a) of the Securities Exchange Act of 1934 (15 U.S.C. 78m(a)); and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/Henry F. Thorne /s/Bruce E. Moroney - ----------------------------------- ------------------------ Henry F. Thorne Bruce E. Moroney President and Chief Executive Officer Chief Financial Officer November 26, 2002 -----END PRIVACY-ENHANCED MESSAGE-----