-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EcWiNlmoQ0v5JaHtIumkw0DUH3plGmJ7WrsiPiwnG0QlOrqmg6BgVKKWomfc4dAX Bks8k++ZwNDK6rBbXZQ4LA== 0000950137-08-010475.txt : 20080808 0000950137-08-010475.hdr.sgml : 20080808 20080808145332 ACCESSION NUMBER: 0000950137-08-010475 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20080807 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20080808 DATE AS OF CHANGE: 20080808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHAD THERAPEUTICS INC CENTRAL INDEX KEY: 0000713492 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 953792700 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12214 FILM NUMBER: 081002082 BUSINESS ADDRESS: STREET 1: 21622 PLUMMER STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8188820883 MAIL ADDRESS: STREET 1: 21622 PLUMMER STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 8-K/A 1 v42928e8vkza.htm AMENDMENT TO FORM 8-K e8vkza
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K/A
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): August 7, 2008
CHAD Therapeutics, Inc.
(Exact Name of Registrant as Specified in its Charter)
California
(State or Other Jurisdiction of Incorporation)
     
1-12214   95-3792700
(Commission File Number)   (I.R.S. Employer Identification No.)
10200 Mason Avenue, Suite 114
Chatsworth, California 91311
(Address of Principal Executive Offices) (Zip Code)
(818) 882-0883
(Registrant’s Telephone Number, Including Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
  o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
  o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
  o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
  o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)
 
 

 


 

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
     On July 25, 2008, CHAD Therapeutics, Inc. (the “Company”) disclosed that it received a letter from the American Stock Exchange (“AMEX” or the “Exchange”) stating that the Company was not in compliance with Section 1003 of the AMEX Company Guide. On August 7, 2008, the Company responded to the Exchange’s letter indicating that after careful consideration, the Board of Directors of the Company determined that, at the present time, the Company is not in a position to regain compliance with the continued listing standards within the time frame required by the Exchange. Accordingly, the Company notified AMEX that it intends to voluntarily withdraw its common shares from listing on the Exchange, with such withdrawal to become effective after the close of the market on August 29, 2008.
     The Company expects to file a Form 25 with respect to the delisting with the Securities and Exchange Commission on or about August 18, 2008.
     A copy of the press release issued by the Company on August 7, 2008 regarding the delisting from the Exchange is filed as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
The exhibit listed below is being furnished with this Form 8-K.
     
Exhibit    
Number   Description
 
   
99.1
  Press Release, dated August 7, 2008

 


 

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  CHAD Therapeutics, Inc.
 
 
Date: August 8, 2008  By:   /s/ Earl L. Yager    
    Earl L. Yager   
    Chief Executive Officer   

 

EX-99.1 2 v42928exv99w1.htm EXHIBIT 99.1 exv99w1
         
Exhibit 99.1
         
(DORMIO TECH LOGO)
A Division of Chad Therapeutics, Inc.
     Innovative Sleep Technologies
  FOR IMMEDIATE RELEASE   10200 Mason Avenue #114
Chatsworth, CA 91311
Toll Free: 800.871.8484
Phone: 818.882.0883
Main Fax: 818.882.1809
 
       
Company Contact:
      Investor Contact:
Earl L. Yager
      Neil Berkman Associates
President and CEO
      (310) 826 - 5051
www.DormioTech.com
      info@BerkmanAssociates.com
CHAD Therapeutics Plans to Begin Trading
on the OTC Bulletin Board
     CHATSWORTH, California, August 7, 2008 . . . CHAD Therapeutics, Inc. (ASE:CTU) announced today that it will withdraw its common stock from the American Stock Exchange effective on August 29, 2008 because the Company no longer meets certain quantitative listing requirements, and plans to begin trading on the OTC Bulletin Board system effective on September 2, 2008, the next trading day, under the new symbol CTUI.
     On July 29, 2008, CHAD announced that its Dormio Tech division received 510(K) clearance from the FDA to market the Company’s proprietary FloCHANNEL® Diagnostic System, Dormio’s first product for the large and rapidly growing sleep disorder market. CHAD currently expects to begin shipping this new device and associated disposables by September.
About CHAD Therapeutics
     CHAD Therapeutics, Inc. develops and markets innovative products for the sleep disorder market. For more information, visit www.dormiotech.com.
Safe Harbor Statements under the Private Securities Litigation Reform Act of 1995.
     The foregoing statements regarding prospects for future earnings and revenues, future sales trends and the introduction of products under development are forward-looking statements that involve certain risks and uncertainties. A number of important factors could cause actual results to differ materially from those contemplated by such forward-looking statements. These include the introduction of new products with perceived competitive advantages over the Company’s products, changes or proposed changes in health care reimbursement which affect home care providers, and DORMIO’s ability to anticipate and respond to technological and economic changes in the sleep market. Moreover, the success of the Company’s products and products under development will depend on their efficacy, reliability and the health care community’s perception of the products’ capabilities and benefits, the degree of acceptance the products achieve among sleep labs and patients, and, with respect to products under development, obtaining timely regulatory approval. Additional factors that could cause actual results to differ materially from those contemplated in this press release can be found in the Company’s annual and quarterly reports filed with the Securities and Exchange Commission under the caption “Outlook: Issues and Risks.”
* * * * *
#456x
Flochannel Is a Registered Trademark of Chad Therapeutics, Inc.
Iso 13485 Certified Company
WWW.DORMIOTECH.COM
la-990672

 

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