-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UPYAOJE5sKKIdc+yMS6adPk70yNV7u+CQ8pE+zA1pVU/e4xD3Bk1/cH+LnmymIH4 iZ2WA+YURbZQpRvrHprsaA== 0000071339-01-000002.txt : 20010131 0000071339-01-000002.hdr.sgml : 20010131 ACCESSION NUMBER: 0000071339-01-000002 CONFORMED SUBMISSION TYPE: U-12-IB PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20010130 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL GRID USA SERVICE CO INC CENTRAL INDEX KEY: 0000071339 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC, GAS & SANITARY SERVICES [4900] IRS NUMBER: 041663150 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: U-12-IB SEC ACT: SEC FILE NUMBER: 012-00022 FILM NUMBER: 1519257 BUSINESS ADDRESS: STREET 1: 25 RESEARCH DRIVE CITY: WESTBOROUGH STATE: MA ZIP: 01582 BUSINESS PHONE: 0000000000 MAIL ADDRESS: STREET 1: 25 RESEARCG DRIVE CITY: WESTBOROUGH STATE: MA ZIP: 01582 FORMER COMPANY: FORMER CONFORMED NAME: NEW ENGLAND POWER SERVICE CO DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL GRID USA CENTRAL INDEX KEY: 0000071297 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 041663060 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: U-12-IB BUSINESS ADDRESS: STREET 1: 25 RESEARCH DR CITY: WESTBOROUGH STATE: MA ZIP: 01582 BUSINESS PHONE: 5083892000 MAIL ADDRESS: STREET 1: 25 RESEARCH DR CITY: WESTBOROUGH STATE: MA ZIP: 01582 FORMER COMPANY: FORMER CONFORMED NAME: NEW ENGLAND ELECTRIC SYSTEM DATE OF NAME CHANGE: 19920703 U-12-IB 1 0001.txt FORM U-12(I)-B (THREE-YEAR STATEMENT) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. Three-Year Period Ending 2003 FORM U-12(I)-B (THREE-YEAR STATEMENT) Statement Pursuant to Section 12(i) of Public Utility Holding Company Act of 1935 by a Person Regularly Employed or Retained by a Registered Holding Company or a Subsidiary Thereof and Whose Employment Contemplates Only Routine Expenses as Specified in Rule 71(b) (To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate) 1. Name and business address of person filing statement. See attached Exhibit A 2. Names and business addresses of any persons through whom the undersigned proposes to act in matters included within the exemption provided by paragraph(b) of Rule U-71. None. 3. Registered holding companies and subsidiary companies by which the undersigned is regularly employed or retained. National Grid USA Service Company, Inc. and associated companies, including National Grid USA and National Grid Group plc. 4. Position or relationship in which the undersigned is employed or retained by each of the companies named in item 3, and brief description of nature of services to be rendered in each such position or relationship. See attached Exhibit A 5. (a) Compensation received during the current year and estimated to be received over the next two calendar years by the undersigned or others, directly or indirectly, for services rendered by the undersigned, from each of the companies designated in item 3. (Use column (a) as supplementary statement only.) See attached Exhibit B (b) Basis for compensation if other than salary. 6. (To be answered in supplementary statement only. See instructions.) Expenses incurred by the undersigned or any person named in item 2, above, during the calendar year in connection with the activities described in item 4, above, and the source or sources of reimbursement for same. (a) Total amount of routine expenses charged to client: See attached Exhibit B (b) Itemized list of other expenses: None National Grid USA Service Company, Inc. s/Edward A. Capomacchio By: ___________________________________________ Edward A. Capomacchio s/Jon Carlton By: ____________________________________________ Jon Carlton s/John G. Cochrane By: ____________________________________________ John G. Cochrane s/Ian Davis By:____________________________________________ Ian Davis s/Peter G. Flynn By: ______________________________________________ Peter G. Flynn By:s/Tony Hill ______________________________________________ Tony Hill By:s/Michael E. Jesanis ______________________________________________ Michael E. Jesanis By:s/Nancy B. Kellogg ______________________________________________ Nancy B. Kellogg By:s/Cheryl A. LaFleur ______________________________________________ Cheryl A. LaFleur By:s/Marc F. Mahoney ______________________________________________ Marc F. Mahoney By:s/James P. Meehan ______________________________________________ James P. Meehan By:s/Kwong O. Nuey _______________________________________________ Kwong O. Nuey By:s/Kirk L. Ramsauer ______________________________________________ Kirk L. Ramsauer By:s/Lawrence J. Reilly ______________________________________________ Lawrence J. Reilly By:s/Thomas G.Robinson ______________________________________________ Thomas G. Robinson By:s/Michael F. Ryan ______________________________________________ Michael F. Ryan By:s/Terry L. Schwennesen ______________________________________________ Terry L. Schwennesen By:s/Richard P. Sergel ______________________________________________ Richard P. Sergel By:s/Paul J. Taglianetti ______________________________________________ Paul J. Taglianetti By:s/Robert K. Wulff ______________________________________________ Robert K. Wulff By:s/Jennifer K. Zschokke ______________________________________________ Jennifer K. Zschokke Date: January 30, 2001 EX-99 2 0002.txt EXHIBIT INDEX Exhibit No. Description Page - ----------- ----------- ---- A Names, positions, corporate affiliations Filed and business addresses of individuals who herewith may act during 2001, 2002, and 2003 in matters included within the exemption provided by paragraph (b) of Rule 71 B Compensation received during the current Filed year and estimated to be received over the herewith next two calendar years and total amount of routine expenses charged to client in 2000 EX-99 3 0003.txt EXHIBIT A EXHIBIT A Names, positions, corporate affiliations and business addresses of individuals who may act during 2001, 2002, and 2003 in matters included within the exemption provided by paragraph (b) of Rule 71: National Grid USA Service Company, Inc. Edward A. Capomacchio Assistant Controller Jon Carlton Vice President and Director of Regulatory Research, National Grid USA John G. Cochrane Vice President, Chief Financial Officer and Treasurer, National Grid USA Ian Davis Vice President - Transmission, National Grid USA Peter G. Flynn Vice President, National Grid USA President, New England Power Company Tony Hill Vice President - Business Development, National Grid USA Michael E. Jesanis Executive Vice President, National Grid USA Nancy B. Kellogg Manager, Treasury Services Cheryl A. LaFleur Senior Vice President, National Grid USA President, Granite State Electric Company, Massachusetts Electric Company, Nantucket Electric Company, and The Narragansett Electric Company Marc F. Mahoney Vice President, Transmission Operations and Engineering James P. Meehan Associate Counsel Kwong O. Nuey Vice President and Controller Kirk L. Ramsauer Deputy General Counsel Lawrence J. Reilly Senior Vice President, General Counsel, and Secretary, National Grid USA Thomas G. Robinson Deputy General Counsel General Counsel, Massachusetts Electric Company Michael F. Ryan Executive Vice President, Business Services, The Narragansett Electric Company Terry L. Schwennesen Vice President and Director of Generation Investments, New England Power Company Richard P. Sergel President and Chief Executive Officer, National Grid USA Paul J. Taglianetti, Manager, Transmission Commercial and Billing Robert K. Wulff Legal Consultant Jennifer K. Zschokke Director, Internal Audit The business address of the above listed persons is: 25 Research Drive Westborough, MA 01582 The duties of each of the above-listed individuals may require, among other things, such appearances as may be necessary before the Federal Energy Regulatory Commission, the Securities and Exchange Commission, and, possibly on rare occasions, Congress, or the staff of the Commissions or Congress, to present or discuss matters affecting the National Grid Group plc companies. The time devoted to such activities represents only a small fraction of the time devoted to the duties of their above-listed positions. EX-99 4 0004.txt EXHIBIT B EXHIBIT B
Total Compensation Name of Recipient Received in 2000(A) Estimated Compensation (B) - ----------------- ------------------- ------------------------------ 2001 2002 2003 ---- ---- ---- Edward A. Capomacchio Jon Carlton (c) John G. Cochrane Ian Davis (c) Peter G. Flynn Tony Hill (c) Michael E. Jesanis Nancy B. Kellogg (c) Cheryl A. LaFleur Marc F. Mahoney (c) James P. Meehan (c) Kwong O. Nuey (c) Kirk L. Ramsauer Lawrence J. Reilly (c) Thomas G. Robinson Michael F. Ryan Terry L. Schwennesen Richard P. Sergel Paul J. Taglianetti (c) Robert K. Wulff Jennifer K. Zschokke (Filed under confidential treatment pursuant to Rule 104(b))
(A) Includes bonuses paid to recipient in calendar year 2000 and contributions made to 401(K) plan and excludes deferred compensation settlements, health insurance amounts and dependent care spending and health care spending allowances paid by employee, and amounts reported to the IRS as taxable compensation re: life insurance and other fringe benefits. (B) Does not include an estimate of incentive compensation. (C) Column A is not applicable since filing for this individual is not a supplementary statement. (D) Includes overseas assignment allowances. (E) Includes supplemental pension payment and consultant fees.
Total Amount of Routine Expenses Name Charged to Client in 2000 ---- -------------------------------- Edward A. Capomacchio $5,895 John G. Cochrane $35,963 Peter G. Flynn $19,276 Michael E. Jesanis $142,275 Cheryl A. LaFleur $54,495 Kirk L. Ramsauer $15,075 Thomas G. Robinson $43,270 (includes reimbursement of some overseas assignment costs) Michael F. Ryan $15,035 Terry L. Schwennesen $2,860 Richard P. Sergel $133,285 Robert K. Wulff $305 Jennifer K. Zschokke 0
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