-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D8XW7RyM4qO9GBR2yW2vnSqzkPQvBU3UPZvCtacncHJWo/Ta6PCHjGXtb+wWnHim A/FLa9XaUz0sx4A1q+znNw== 0000071297-01-000006.txt : 20010307 0000071297-01-000006.hdr.sgml : 20010307 ACCESSION NUMBER: 0000071297-01-000006 CONFORMED SUBMISSION TYPE: U-9C-3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL GRID USA CENTRAL INDEX KEY: 0000071297 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 041663060 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: U-9C-3 SEC ACT: SEC FILE NUMBER: 074-00009 FILM NUMBER: 1557121 BUSINESS ADDRESS: STREET 1: 25 RESEARCH DR CITY: WESTBOROUGH STATE: MA ZIP: 01582 BUSINESS PHONE: 5083892000 MAIL ADDRESS: STREET 1: 25 RESEARCH DR CITY: WESTBOROUGH STATE: MA ZIP: 01582 FORMER COMPANY: FORMER CONFORMED NAME: NEW ENGLAND ELECTRIC SYSTEM DATE OF NAME CHANGE: 19920703 U-9C-3 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM U-9C-3 QUARTERLY REPORT PURSUANT TO RULE 58 FOR THE QUARTER ENDED December 31, 2000 NATIONAL GRID USA 25 Research Drive, Westborough, MA 01582
NATIONAL GRID USA For The Quarter Ended December 31, 2000 ITEM 1 - ORGANIZATION CHART Percentage Energy or State of Voting Name of Reporting Gas-Related Date of of Securities Company Company Organization Organization Held Nature of Business - ----------------- ----------- ------------ ------------ - ----------- -------------------------------------- New England Energy, Energy 11/20/72 MA 100 New England Energy, Inc. (NEEI) Inc./National Grid USA participated (principally through a partnership with a nonaffiliated oil company) in domestic oil and gas exploration, development, and production and the sale to New England Power Company of fuel purchased in the open market. Effective 1/1/98, NEEI sold its oil and gas properties and ceased its participation in domestic oil and gas exploration, development, and production. Granite State Energy, Energy 04/22/96 NH 100 Granite State Energy, Inc.'s purpose is Inc./National Grid USA to provide a range of energy and related services including, but not limited to, sales of energy, audits, power quality, fuel supply, repair, maintenance, construction, design, engineering, and consulting. This company is presently inactive. Wayfinder Group, Inc./ Energy 01/13/92 MA 100 Wayfinder Group, Inc. is primarily a National Grid USA consulting business which provides products and services related to the operational requirements of competitive electricity markets. National GridEnergy05/01/00MA100National Grid Transmission Services Transmission ServicesCorporation's purpose is to provide Corporation/National technical, operational, management, Grid USAdevelopment, engineering, and other similar services relating to electric power transmission.
NATIONAL GRID USA For The Quarter Ended December 31, 2000 ITEM 1 - ORGANIZATION CHART (continued) Percentage Energy or State of Voting Name of Reporting Gas-Related Date of of Securities Company Company Organization Organization Held Nature of Business - ----------------- ----------- ------------ ------------ - ----------- -------------------------------------- AllEnergy Marketing Energy 04/23/98 DE 100 AllEnergy Marketing Co., L.L.C.'s Co., L.L.C./NEES (AllEnergy) principal purpose is to sell Energy, Inc./National energy and provide a range of Grid USA energy-related services including, but not limited to, marketing, brokering and sales of energy, audits, fuel supply, repair, maintenance, construction, operation, design, engineering, and consulting. This company is a Delaware limited liability company. On January 2, 2001, AllEnergy completed the last of a series of sales, comprising substantially all of its business operations, to independent third parties. NEWHC, Inc./ Energy 05/25/90 MA 100 On September 19, 1999, NEWHC, Inc. Wayfinder Group, sold substantially all of its assets Inc./National to Duperey Investments, Inc., an Grid USA unaffiliated company. This company is presently inactive. AllEnergy Fuels Energy 03/27/98 DE 100 AllEnergy Fuels Corp.'s purpose is to Corp./ National acquire interests in and assets of Grid USA energy-related companies and to engage in energy-related activities. This company is presently inactive. Separation Energy 03/28/89 DE 5.0 This company produces concrete using Technologies, Inc./ fly ash waste from coal-fired Wayfinder Group, Inc./ generating plants. National Grid USA SeparationEnergy03/28/89DE9.0This company produces concrete using Technologies, Inc./fly ash waste from coal-fired EUA Energy Investmentgenerating plants. The interest in Corp./National Grid USAthis company was acquired by National Grid USA on April 19, 2000.
NATIONAL GRID USA For The Quarter Ended December 31, 2000 ITEM 1 - ORGANIZATION CHART (continued) Percentage Energy or State of Voting Name of Reporting Gas-Related Date of of Securities Company Company Organization Organization Held Nature of Business - ----------------- ----------- ------------ ------------ - ----------- -------------------------------------- Texas Liquids, Energy 12/19/96 MA 100 Texas Liquids, LLC engages (Texas Liquids) LLC/AllEnergy in purchasing marketing, selling, Marketing Company, and distributing energy commodities L.L.C./NEES and related products and services. On Energy, Inc./ August 16, 2000, Texas Liquids was National Grid USAsold to an independent third party. NeXus Energy Energy 05/19/97 MA 9.9 NeXus Energy Software, Inc.'s purpose is Software, Inc./ to develop, implement, produce, market, Wayfinder Group, and sell software for application in the Inc./National energy conservation industry. Grid USA Weatherwise USA, Inc./ Energy 09/30/99 DE 4.2 Weatherwise USA, Inc.'s (Weatherwise) AllEnergy Marketing purpose is to be an energy-related company Company, L.L.C./ to provide energy management and technical NEES Energy, Inc./ and utility hedging services to reduce National Grid USA weather-related financial uncertainty of utilities, energy users, and others. This company was originally formed as an LLC on 10/10/96 and changed to a corporation on 09/30/99. Weatherwise purchased AllEnergy's 4.2 percent interest in the company on December 28, 2000. AEDR Fuels, L.L.C./ Energy 01/12/98 ME 100 AEDR Fuels, L.L.C.'s purpose is to AllEnergy Marketing acquire interests in and assets of Company, L.L.C./ energy-related companies and to engage NEES Energy, Inc./ in energy-related activities in National Grid USA accordance with Rule 58. This company is presently inactive. Texas-Ohio Gas, Inc./ Energy 08/12/87 TX 100 Texas-Ohio Gas, Inc.'s (Texas-Ohio) AllEnergy Marketing purpose is to sell energy and provide a Company, L.L.C./NEES range of energy-related services Energy, Inc./National including, but not limited to, marketing, Grid USA brokering and sales of energy, and fuel supply. On September 30, 2000, Texas-Ohio was sold to an independent third party.
NATIONAL GRID USA For The Quarter Ended December 31, 2000 ITEM 1 - ORGANIZATION CHART (continued) The following companies were acquired by National Grid USA on April 19, 2000, in connection with the merger of Eastern Utilities Associates into National Grid USA. Percentage Energy or State of Voting Name of Reporting Gas-Related Date of of Securities Company Company Organization Organization Held Nature of Business - ----------------- ----------- ------------ ------------ - ----------- -------------------------------------- EUA Energy Investment Energy 12/15/87 MA 100 EUA Energy Investment Corp. (EUA Energy) Corp./National Grid USA engages in the business of identifying, evaluating, investing in or participating in the ownership, operation and maintenance of cogeneration and small power production facilities and other energy-related or energy conservation ventures. EUA Energy does not plan to invest in any further business development opportunities and is currently divesting its remaining investment projects. EUA Bioten, Inc./EUA Energy06/26/95MA100 EUA Bioten, Inc. engages in the development Energy Investment Corp./ and commercialization of biomass-fired National Grid USA combustion turbine power generation facilities and products and/or services offered in connection with such facilities, including the manufacture, fabrication, marketing, sale and delivery of such facilities. This company is presently inactive. Bioten Operations, Inc./Energy06/26/95TN100Bioten Operations, Inc. holds interests in EUA Bioten, Inc./EUAa biomass commercial demonstration plant Energy Investment Corp./(which is a Qualifying Facility). This National Grid USAcompany is presently inactive. EUA FRC II Energy Energy 09/19/89 MA 100 EUA FRC II Energy Associates engaged in Associates/EUA Energycogeneration projects throughout the Investment Corp./United States. This company is presently National Grid USAinactive.
NATIONAL GRID USA For The Quarter Ended December 31, 2000 ITEM 1 - ORGANIZATION CHART (continued) **The following companies were sold to an unaffiliated third party on December 29, 2000.** Percentage Energy or State of Voting Name of Reporting Gas-Related Date of of Securities Company Company Organization Organization Held Nature of Business - ----------------- ----------- ------------ ------------ - ----------- -------------------------------------- EUA Cogenex Corp./Energy09/26/83MA100EUA Cogenex Corp. provides energy National Grid USAefficiency products and energy management services throughout North America. Northeast Energy Energy 02/03/94 MA 100 Northeast Energy Management, Inc. engages Management, Inc./ in the business of energy conservation EUA Cogenex Corp./ programs. National Grid USA APS Cogenex, L.L.C./ Energy 09/25/95 DE 50 APS Cogenex, L.L.C. provides energy EUA Cogenex Corp./ efficiency products and services National Grid USA principally in the state of Maryland. Energy Holdings Energy 10/31/94 DE 100 Energy Holdings Corporation formed to Corp./EUA Cogenex participate in cogeneration partnerships. Corp./National Grid USA This company is presently inactive. EUA Cogenex West Corp./Energy 05/01/95 MA 100 EUA Cogenex West Corp. provides energy EUA Cogenex Corp./ efficiency products and services in the National Grid USA Southwest region of the United States. EUA Energy Capital andEnergy04/10/90MA100EUA Energy Capital and Services I is an Services I/ EUA Cogenexenergy services company providing Corp./National Grid USA services in areas such as demand-side management. EUA Energy Capital andEnergy04/10/90MA100EUA Energy Capital and Services II is an Services II/ EUA Cogenexenergy services company providing Corp./National Grid USA services in areas such as demand-side management.
NATIONAL GRID USA For The Quarter Ended December 31, 2000 ITEM 1 - ORGANIZATION CHART (continued) **The following companies were sold to an unaffiliated third party on December 29, 2000.** Percentage Energy or State of Voting Name of Reporting Gas-Related Date of of Securities Company Company Organization Organization Held Nature of Business - ----------------- ----------- ------------ ------------ - ----------- -------------------------------------- EUA West Coast, L.P./ Energy11/01/88CA50 EUA West Coast, L.P. provided energy EUA Cogenex Corp./ services and products in California. National Grid USAThis company is presently inactive. EUA West Coast, L.P./ Energy 11/01/88 CA 50 EUA West Coast, L.P. provided energy Energy Holdings services and products in California. Corp./EUA Cogenex This company is presently inactive. Corp./National Grid USA Micro Utility Partners Energy01/02/89MA50Micro Utility Partners of America engaged of America/EUA Cogenexin cogeneration projects in California. Corp./National Grid USA This company is presently inactive. Micro Utility Partners Energy 01/02/89 MA 50 Micro Utility Partners of America engaged of America/Energy in cogeneration projects in California. Holdings Corp./ This company is presently inactive. EUA Cogenex Corp./ National Grid USA Healthcare Energy Energy 5/30/90 NJ 50 Healthcare Energy Partners is engaged in Partners/EUA Cogenex energy services at a health care center. Corp./National Grid USA
NATIONAL GRID USA For The Quarter Ended December 31, 2000 Item 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS Type of Principal Issue Cost Person to Collateral Consideration Security Amount of or of Whom Security Given with Received for Company Issuing Security Issued Security Renewal Capital Was Issued Security Each Security - ------------------------ -------- --------- ------- - ------- -------------- ----------- ------------- N/A
NATIONAL GRID USA For The Quarter Ended December 31, 2000 (cont'd.) Item 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS (expressed in millions, rounded to hundred thousands of dollars) Company Company Amount of Contributing Receiving Capital Capital Capital Contribution ------------ --------- ------------ NEES Energy, Inc. AllEnergy Marketing Company, L.L.C. $(96.0) National Grid USAEUA Cogenex Corporation $ (0.6) National Grid USA Wayfinder Group, Inc. $ (0.4)
NATIONAL GRID USA For The Quarter Ended December 31, 2000 ITEM 3 - ASSOCIATE TRANSACTIONS (expressed in millions, rounded to hundred thousands of dollars) Part I - Transactions performed by reporting companies on behalf of associate companies Direct Indirect Total Reporting Company Associate Company Types of Services Costs Costs Cost of Amount Rendering Services Receiving Services Rendered Charged Charged Capital Billed ------------------ ------------------ - ----------------- ------- ------- ------- ------ N/A Part II - Transactions performed by associate companies on behalf of reporting companies Direct Indirect Total Associate Company Reporting Company Types of Services Costs Costs Cost of Amount Rendering Services Receiving Services Rendered Charged Charged Capital Billed ----------------- ------------------ - ----------------- ------- ------- ------- ------ Massachusetts Electric Wayfinder Group, Inc. Miscellaneous (2) (1) (1) Company New England Power CompanyNational Grid Trans-Miscellaneous (2)(1)(1) (1) mission Services Corp. The NarragansettWayfinder Group, Inc.Customer Service(1) (1) Electric Co. National Grid USA National Grid Trans-Miscellaneous (4)(1)(1) (1)(1) Service Co., Inc. mission Services Corp. National Grid USA Wayfinder Group, Inc. Miscellaneous (6) (1) (1) (1) (1) Service Co., Inc. Information Services (1) (1) (1) Corp. Acctg. (1) (1) (1) (1) New Bus. Develop.(1)(1) (1) (1) National Grid USA New England Energy, Inc. Miscellaneous (3) (1) (1) (1) (1) Service Co., Inc. National Grid USA Granite State Energy, Miscellaneous (2) (1) (1) (1) (1) Service Co., Inc. Inc. National Grid USAEUA Energy InvestmentCorp. Acctg. (1)(1) (1)(1) Service Co., Inc. Corporation National Grid USA AllEnergy Marketing Service Co., Inc. Company, L.L.C. Miscellaneous (5)(1)(1) (1) (1) (1) Amounts are below $100,000. (2) Represents 2 types of services totaling less than $100,000 in aggregate. (3) Represents 3 types of services totaling less than $100,000 in aggregate. (4) Represents 4 types of services totaling less than $100,000 in aggregate. (5) Represents 5 types of services totaling less than $100,000 in aggregate. (6)Represents 11 types of services totaling less than $100,000 in aggregate.
NATIONAL GRID USA At December 31, 2000 ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT (expressed in millions, rounded to hundred thousands of dollars) Investment in energy-related companies: Total consolidated capitalization as of December 31, 2000 $5,252.5 (1) line 1 Total capitalization multiplied by 15 percent 787.9 line 2 (line 1 multiplied by 0.15) Greater of $50 million or line 2 787.9 line 3 Total current aggregate investment: (categorized by major line of energy- related business) Power marketing and other $ 98.4 Energy software 2.2 Energy management and efficiency 2.0 Ownership, operation, and maintenance of Qualifying Facilities 28.9 ------- Total current aggregate investment $131.5 line 4 ------ Difference between the greater of $50 million or 15 percent of capitalization and the total aggregate investment of the registered holding company system (line 3 less line 4) $656.4 line 5 (1)Consolidated capitalization includes total common equity, cumulative preferred stock, long-term debt (including long-term debt due within one year), and short-term debt.
NATIONAL GRID USA For The Quarter Ended December 31, 2000 ITEM 5 - OTHER INVESTMENTS (expressed in millions, rounded to hundred thousands of dollars) Reason for Major Line Other Other Difference or Energy-Related Investment in Investment in Other Business Last U-9C-3 Report in U-9C-3 Report Investment - ----------------- ------------------ ---------------- ---------- Power Marketing$18.5 Investments and Other made prior to the effective date of Rule 58 Energy Management$46.7 Investments and Efficiency made prior to the effective date of Rule 58 Ownership, operation,$30.5Investments and maintenance ofmade prior to Qualifying Facilities the effective date of Rule 58 ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS (A) Exhibits 10(g) Certificate stating that a copy of the report for the previous quarter has been filed with the appropriate state commissions. (B) Financial Statements* 1-ANational Grid USA Consolidated Income Statements for the quarter and nine months ended December 31, 2000 1-BNational Grid USA Consolidated Balance Sheet as of December 31, 2000 2-ANew England Energy, Inc. Balance Sheet as of December 31, 2000 3-AWayfinder Group, Inc. Income Statements for the quarter and nine months ended December 31, 2000 3-BWayfinder Group, Inc. Balance Sheet as of December 31, 2000 4-ATexas Liquids, LLC Income Statements for the period August 1, 2000 to August 16, 2000, and for the year-to-date period ended August 16, 2000 4-BTexas Liquids, LLC Balance Sheet as of August 16, 2000 5-ATexas-Ohio Gas, Inc. Income Statements for the two and six months ended September 30, 2000 5-BTexas-Ohio Gas, Inc. Balance Sheet as of September 30, 2000 6-A AllEnergy Marketing Company, L.L.C. Consolidated Income Statements for the two months ended September 30, 2000, and for the quarter and nine months ended December 31, 2000 6-B AllEnergy Marketing Company, L.L.C. Consolidated Balance Sheet as of December 31, 2000 7-A EUA Energy Investment Corporation Income Statements for the quarter and nine months ended December 31, 2000 7-B EUA Energy Investment Corporation Balance Sheet as of December 31, 2000 8-A EUA Cogenex Corporation Consolidated Income Statements for the quarter-to-date and year-to-date periods ended December 29, 2000 8-B EUA Cogenex Corporation Consolidated Balance Sheet as of December 29, 2000 9-A Northeast Energy Management, Inc. Income Statements for the quarter-to-date and year-to-date periods ended December 29, 2000 9-B Northeast Energy Management, Inc. Balance Sheet as of December 29, 2000 10-AAPS Cogenex, L.L.C. Income Statements for the quarter-to-date and year-to-date periods ended December 29, 2000 10-BAPS Cogenex, L.L.C. Balance Sheet as of December 29, 2000 11-A EUA Cogenex West Corporation Income Statements for the quarter-to-date and year-to-date periods ended December 29, 2000 11-B EUA Cogenex West Corporation Balance Sheet as of December 29, 2000 12-A EUA Energy Capital & Services I Income Statements for the quarter-to-date and year-to-date periods ended December 29, 2000 12-B EUA Energy Capital & Services I Balance Sheet as of December 29, 2000 13-A EUA Energy Capital & Services II Income Statements for the quarter-to-date and year-to-date periods ended December 29, 2000 13-BEUA Energy Capital & Services II Balance Sheet as of December 29, 2000 (C) Notes (1)In the previous quarter ended September 30, 2000, financial statements for AllEnergy Marketing Company, L.L.C., (AllEnergy) and its subsidiaries, Texas Liquids, LLC (Texas Liquids), and Texas-Ohio Gas, Inc. (Texas-Ohio), were provided through July 31, 2000, as AllEnergy was in the process of finalizing the sale of its businesses. This report includes financial information for AllEnergy for the two months ended September 30, 2000, and for the quarter and nine months ended December 31, 2000. Financial information for Texas Liquids and Texas-Ohio is being reported from August 1, 2000, to their respective sale dates. (2)Financial statements for Weatherwise USA, Inc., Separation Technologies, Inc., and NEXUS Energy Software, Inc. were not available as of the filing date. (3)National Grid Transmission Services Corporation, Granite State Energy, Inc., and AEDR Fuels, L.L.C., Income Statement actuals and Balance Sheet actuals are less than $100,000 and are therefore not reported. New England Energy, Inc. Income Statement actuals are less than $100,000 and are therefore not reported. (4) EUA Bioten, Inc., Bioten Operations, Inc., EUA West Coast, L.P., EUA FRC II Energy Associates, Micro Utility Partners of America, and Energy Holdings Corporation are inactive companies and therefore no financial statements are provided. * Financial Statements are being filed separately pursuant to a request for confidential treatment. SIGNATURE Pursuant to the requirements of the Public Utility Holding Company Act of 1935, the undersigned company has duly caused this report to be signed on its behalf by the undersigned officer thereunto duly authorized. NATIONAL GRID USA s/ John G. Cochrane ----------------------------------------- John G. Cochrane, Treasurer Date: February 28, 2001 EX-99 2 0002.txt EXHIBIT INDEX Exhibit No. Description Page - ---------- -------------------------------------- -------------- 10(g) Certificate stating that a copy of the Filed Herewith report for the previous quarter has been filed with interested state commissions. Financial Statement No. Description Page - --------- ------------------------------------- ---------------- 1-A National Grid USA Filed Separately Consolidated Income Statements for the quarter and nine months ended December 31, 2000 1-B National Grid USA Filed Separately Consolidated Balance Sheet as of December 31, 2000 2-A New England Energy, Inc. Balance SheetFiled Separately as of December 31, 2000 3-A Wayfinder Group, Inc. Income Statements Filed Separately for the quarter and nine months ended December 31, 2000 3-B Wayfinder Group, Inc. Balance Sheet Filed Separately as of December 31, 2000 4-ATexas Liquids, LLC Income Statements for Filed Separately the period August 1, 2000 to August 16, 2000, and for the year-to-date period ended August 16, 2000 4-BTexas Liquids, LLC Balance Filed Separately Sheet as of August 16, 2000 5-ATexas-Ohio Gas, Inc. Income Statements forFiled Separately the two and six months ended September 30, 2000 5-BTexas-Ohio Gas, Inc. Balance Sheet as ofFiled Separately September 30, 2000 6-AAllEnergy Marketing Company, L.L.C.Filed Separately Consolidated Income Statements for the two months ended September 30, 2000, and for the quarter and nine months ended December 31, 2000 6-BAllEnergy Marketing Company, L.L.C.Filed Separately Consolidated Balance Sheet as of December 31, 2000 7-AEUA Energy Investment CorporationFiled Separately Income Statements for the quarter and nine months ended December 31, 2000 7-B EUA Energy Investment CorporationFiled Separately Balance Sheet as of December 31, 2000 8-A EUA Cogenex Corporation ConsolidatedFiled Separately Income Statements for the quarter-to-date and year-to-date periods ended December 29, 2000 8-B EUA Cogenex Corporation ConsolidatedFiled Separately Balance Sheet as of December 29, 2000 9-A Northeast Energy Management, Inc.Filed Separately Income Statements for the quarter-to-date and year-to-date periods ended December 29, 2000 9-B Northeast Energy Management, Inc.Filed Separately Balance Sheet as of December 29, 2000 10-AAPS Cogenex, L.L.C. Income StatementsFiled Separately for the quarter-to-date and year-to-date periods ended December 29, 2000 10-BAPS Cogenex, L.L.C. Balance Sheet asFiled Separately of December 29, 2000 11-A EUA Cogenex West Corporation IncomeFiled Separately Statements for the quarter-to-date and year-to-date periods ended December 29, 2000 11-B EUA Cogenex West Corporation BalanceFiled Separately Sheet as of December 29, 2000 12-A EUA Energy Capital & Services IFiled Separately Income Statements for the quarter-to-date and year-to-date periods ended December 29, 2000 12-B EUA Energy Capital & Services IFiled Separately Balance Sheet as of December 29, 2000 13-A EUA Energy Capital & Services II Filed Separately Income Statements for the quarter-to-date and year-to-date periods ended December 29, 2000 13-B EUA Energy Capital & Services IIFiled Separately Balance Sheet as of December 29, 2000 Note: Financial Statements are being filed separately pursuant to a request for confidential treatment. EX-99 3 0003.txt EXHIBIT 10(G) CERTIFICATE - ----------- A copy of the Form U-9C-3 report for the previous quarter (quarter ended September 30, 2000) has been filed with the interested state commissions in accordance with Rule 58 under the Public Utility Holding Company Act of 1935. The names and addresses of such state commissions are as follows: Mrs. Luly Massaro, Clerk Rhode Island Public Utilities Commission 100 Orange Street Providence, Rhode Island 02903 Mary L. Cottrell, Secretary Massachusetts Department of Telecommunications and Energy 1 South Station, 2nd Floor Boston, MA 02110 Mr. Thomas B. Getz Executive Director and Secretary New Hampshire Public Utilities Commission 8 Old Suncook Road Concord, New Hampshire 03301 SIGNATURE: NATIONAL GRID USA s/ John G. Cochrane By Name: John G. Cochrane Title: Treasurer Date: February 28, 2001 -----END PRIVACY-ENHANCED MESSAGE-----