-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RZyMXbsVHXTtCqHJQRVXqJkZU3UERDy3KMQk4Ktqf3SC9LKzLOemZhugCUARJ9yc iegw+n9acL1XbXj09yuRMg== 0000071297-97-000067.txt : 19971113 0000071297-97-000067.hdr.sgml : 19971113 ACCESSION NUMBER: 0000071297-97-000067 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 19971113 SROS: BSE SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENGLAND ELECTRIC SYSTEM CENTRAL INDEX KEY: 0000071297 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 041663060 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: SEC FILE NUMBER: 070-08675 FILM NUMBER: 97716613 BUSINESS ADDRESS: STREET 1: 25 RESEARCH DR CITY: WESTBOROUGH STATE: MA ZIP: 01581 BUSINESS PHONE: 5083669011 35-CERT 1 File No. 70-8679/70-8675 CERTIFICATE OF NOTIFICATION (Rule 24) to the SECURITIES AND EXCHANGE COMMISSION by GRANITE STATE ELECTRIC COMPANY (Granite) MASSACHUSETTS ELECTRIC COMPANY (Mass Electric) NANTUCKET ELECTRIC COMPANY (NEC) NARRAGANSETT ENERGY RESOURCES COMPANY (NERC) THE NARRAGANSETT ELECTRIC COMPANY (Narragansett) NEW ENGLAND ELECTRIC TRANSMISSION CORPORATION (NEET) NEW ENGLAND ENERGY INCORPORATED (NEEI) NEW ENGLAND HYDRO-TRANSMISSION ELECTRIC COMPANY, INC.(Mass Hydro) NEW ENGLAND HYDRO-TRANSMISSION CORPORATION (NH Hydro) NEW ENGLAND POWER COMPANY (NEP) NEW ENGLAND POWER SERVICE COMPANY (NEPSCO) NEW ENGLAND ELECTRIC SYSTEM (NEES) It is hereby certified that the transactions detailed below, which were covered by the Statement on Form U-1 as amended and the Orders of the Securities and Exchange Commission dated October 25, 1995 (File No. 70-8679) and December 27, 1995 (File No. 70-8675) with respect thereto, have been carried out in accordance with the terms and conditions of and for the purposes represented in said Statements and Orders of the Commission. During the quarter ended September 30, 1997, Borrowing Companies made new money borrowings as indicated in Exhibit A-1 hereto, the proceeds of which were used to pay construction costs or to reimburse the treasury therefor, to retire outstanding securities, to repay money pool borrowing, or to repay maturing commercial paper or bank loans which were issued in the third instance to pay construction costs or to reimburse the treasury therefor, and for other corporate purposes. The maximum concurrent amount of short-term borrowings outstanding during the quarter and the amount outstanding at the end of the quarter is shown in Exhibit A-1. No funds borrowed were paid by a subsidiary company to NEES through dividends for the purpose of NEES acquiring an interest in an exempt wholesale generator or in a foreign utility company. SIGNATURES Pursuant to the requirements of the Public Utility Holding Company Act of 1935, each undersigned company has duly caused this Certificate of Notification, Commission's File Nos.70-8679 and 70-8675, to be signed on their behalf by the undersigned officers thereunto duly authorized. NEW ENGLAND ELECTRIC SYSTEM MASSACHUSETTS ELECTRIC COMPANY NEW ENGLAND POWER COMPANY NEW ENGLAND POWER SERVICE COMPANY s/Michael E. Jesanis By ______________________________ Michael E. Jesanis Treasurer GRANITE STATE ELECTRIC COMPANY THE NARRAGANSETT ELECTRIC COMPANY s/John G. Cochrane By _______________________________ John G. Cochrane Assistant Treasurer NANTUCKET ELECTRIC COMPANY NARRAGANSETT ENERGY RESOURCES COMPANY NEW ENGLAND ENERGY INCORPORATED NEW ENGLAND ELECTRIC TRANSMISSION CORPORATION NEW ENGLAND HYDRO-TRANSMISSION CORPORATION NEW ENGLAND HYDRO-TRANSMISSION ELECTRIC COMPANY, INC. s/John G. Cochrane By ________________________________ John G. Cochrane Treasurer Date: November 13, 1997 The name "New England Electric System" means the trustee or trustees for the time being (as trustee or trustees but not personally) under an agreement and declaration of trust dated January 2, 1926, as amended, which is hereby referred to, and a copy of which as amended has been filed with the Secretary of the Commonwealth of Massachusetts. Any agreement, obligation or liability made, entered into or incurred by or on behalf of New England Electric System binds only its trust estate, and no shareholder, director, trustee, officer or agent thereof assumes or shall be held to any liability therefor. EX-99 2 EXHIBIT INDEX Exhibit No. Description Page - ----------- ----------- ---- A-1 Borrowing Log Filed herewith EX-99 3 NANTUCKET ELECTRIC COMPANY BORROWING LOG
TYPE OF INT. RATE # MATURITY DAILY TOTAL $000'S CUM DATE INSTRUMENT INSTITUTION TRANSACTION NOM. EFFEC. DAYS DATE INTEREST INTEREST INVESTED AMOUNT ---- ---------- ----------- ----------- ------------ ---- ---- -------- -------- -------- ------ BEGINNING TOTAL @ 7/ 1/97 650 7/ 1/97: MONEYPOOL MONEYPOOL ROLLOVER 6.009% 6.009% 1 7/ 2/97 108.50 108.50 650 BK NOTE FNBB NEW MONEY 6.188% 6.188% 30 7/31/97 257.81 7734.38 1500 ------ TOTAL BORROWINGS 2150 MATURITIES ( 650) ------ DAILY TOTAL 1500 2150 7/ 2/97: MONEYPOOL MONEYPOOL ROLLOVER 6.009% 6.009% 1 7/ 3/97 108.50 108.50 650 MATURITIES ( 650) ------ DAILY TOTAL 0 2150 7/ 3/97: MONEYPOOL MONEYPOOL ROLLOVER 6.009% 6.009% 4 7/ 7/97 108.50 433.98 650 MATURITIES ( 650) ------ DAILY TOTAL 0 2150 7/ 7/97: MONEYPOOL MONEYPOOL ROLLOVER 6.009% 6.009% 1 7/ 8/97 108.50 108.50 650 MONEYPOOL MONEYPOOL NEW MONEY 6.009% 6.009% 1 7/ 8/97 4.17 4.17 25 ------ TOTAL BORROWINGS 675 MATURITIES ( 650) ------ DAILY TOTAL 25 2175 7/ 8/97: MONEYPOOL MONEYPOOL ROLLOVER 6.009% 6.009% 1 7/ 9/97 104.32 104.32 625 MATURITIES ( 675) ------ DAILY TOTAL ( 50) 2125 7/ 9/97: MONEYPOOL MONEYPOOL ROLLOVER 6.009% 6.009% 1 7/10/97 104.32 104.32 625 MATURITIES ( 625) ------ DAILY TOTAL 0 2125 7/10/97: MONEYPOOL MONEYPOOL ROLLOVER 6.009% 6.009% 1 7/11/97 104.32 104.32 625 MATURITIES ( 625) ------ DAILY TOTAL 0 2125 7/11/97: MONEYPOOL MONEYPOOL ROLLOVER 6.009% 6.009% 3 7/14/97 104.32 312.97 625 MATURITIES ( 625) ------ DAILY TOTAL 0 2125 7/14/97: MONEYPOOL MONEYPOOL ROLLOVER 6.009% 6.009% 1 7/15/97 66.77 66.77 400 MATURITIES ( 625) ------ DAILY TOTAL ( 225) 1900 7/15/97: MONEYPOOL MONEYPOOL ROLLOVER 6.009% 6.009% 1 7/16/97 66.77 66.77 400 MONEYPOOL MONEYPOOL NEW MONEY 6.009% 6.009% 1 7/16/97 4.17 4.17 25 ------ TOTAL BORROWINGS 425 MATURITIES ( 400) ------ DAILY TOTAL 25 1925 7/16/97: MONEYPOOL MONEYPOOL ROLLOVER 6.009% 6.009% 1 7/17/97 29.21 29.21 175 MATURITIES ( 425) ------ DAILY TOTAL ( 250) 1675 7/17/97: MONEYPOOL MONEYPOOL ROLLOVER 6.009% 6.009% 1 7/18/97 29.21 29.21 175 MONEYPOOL MONEYPOOL NEW MONEY 6.009% 6.009% 1 7/18/97 8.35 8.35 50 ------ TOTAL BORROWINGS 225 MATURITIES ( 175) ------ DAILY TOTAL 50 1725 7/18/97: MONEYPOOL MONEYPOOL ROLLOVER 6.009% 6.009% 3 7/21/97 29.21 87.63 175 MATURITIES ( 225) ------ DAILY TOTAL ( 50) 1675 7/21/97: MONEYPOOL MONEYPOOL ROLLOVER 6.009% 6.009% 1 7/22/97 29.21 29.21 175 MONEYPOOL MONEYPOOL NEW MONEY 6.009% 6.009% 1 7/22/97 25.04 25.04 150 ------ TOTAL BORROWINGS 325 MATURITIES ( 175) ------ DAILY TOTAL 150 1825 7/22/97: MONEYPOOL MONEYPOOL ROLLOVER 6.009% 6.009% 1 7/23/97 54.25 54.25 325 MONEYPOOL MONEYPOOL NEW MONEY 6.009% 6.009% 1 7/23/97 8.35 8.35 50 ------ TOTAL BORROWINGS 375 MATURITIES ( 325) ------ DAILY TOTAL 50 1875 7/23/97: MONEYPOOL MONEYPOOL ROLLOVER 6.009% 6.009% 1 7/24/97 62.59 62.59 375 MONEYPOOL MONEYPOOL NEW MONEY 6.009% 6.009% 1 7/24/97 4.17 4.17 25 ------ TOTAL BORROWINGS 400 MATURITIES ( 375) ------ DAILY TOTAL 25 1900 7/24/97: MATURITIES ( 400) 1500 7/31/97: MONEYPOOL MONEYPOOL ROLLOVER 6.009% 6.009% 1 8/ 1/97 66.77 66.77 400 MATURITIES ( 1500) ------ DAILY TOTAL ( 1100) 400 8/ 1/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 3 8/ 4/97 62.46 187.38 375 MATURITIES ( 400) ------ DAILY TOTAL ( 25) 375 8/ 4/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 1 8/ 5/97 62.46 62.46 375 MONEYPOOL MONEYPOOL NEW MONEY 5.996% 5.996% 1 8/ 5/97 8.33 8.33 50 ------ TOTAL BORROWINGS 425 MATURITIES ( 375) ------ DAILY TOTAL 50 425 8/ 5/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 1 8/ 6/97 58.29 58.29 350 MATURITIES ( 425) ------ DAILY TOTAL ( 75) 350 8/ 6/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 1 8/ 7/97 54.13 54.13 325 MATURITIES ( 350) ------ DAILY TOTAL ( 25) 325 8/ 7/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 1 8/ 8/97 54.13 54.13 325 MONEYPOOL MONEYPOOL NEW MONEY 5.996% 5.996% 1 8/ 8/97 8.33 8.33 50 ------ TOTAL BORROWINGS 375 MATURITIES ( 325) ------ DAILY TOTAL 50 375 8/ 8/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 3 8/11/97 58.29 174.88 350 MATURITIES ( 375) ------ DAILY TOTAL ( 25) 350 8/11/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 1 8/12/97 58.29 58.29 350 MONEYPOOL MONEYPOOL NEW MONEY 5.996% 5.996% 1 8/12/97 4.16 4.16 25 ------ TOTAL BORROWINGS 375 MATURITIES ( 350) ------ DAILY TOTAL 25 375 8/12/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 1 8/13/97 62.46 62.46 375 MATURITIES ( 375) ------ DAILY TOTAL 0 375 8/13/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 1 8/14/97 45.80 45.80 275 MATURITIES ( 375) ------ DAILY TOTAL ( 100) 275 8/14/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 1 8/15/97 41.64 41.64 250 MATURITIES ( 275) ------ DAILY TOTAL ( 25) 250 8/15/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 3 8/18/97 41.64 124.92 250 MATURITIES ( 250) ------ DAILY TOTAL 0 250 8/18/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 1 8/19/97 33.31 33.31 200 MATURITIES ( 250) ------ DAILY TOTAL ( 50) 200 8/19/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 1 8/20/97 16.66 16.66 100 MATURITIES ( 200) ------ DAILY TOTAL ( 100) 100 8/20/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 1 8/21/97 16.66 16.66 100 MONEYPOOL MONEYPOOL NEW MONEY 5.996% 5.996% 1 8/21/97 20.82 20.82 125 ------ TOTAL BORROWINGS 225 MATURITIES ( 100) ------ DAILY TOTAL 125 225 8/21/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 1 8/22/97 33.31 33.31 200 MATURITIES ( 225) ------ DAILY TOTAL ( 25) 200 8/22/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 3 8/25/97 33.31 99.93 200 MATURITIES ( 200) ------ DAILY TOTAL 0 200 8/25/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 1 8/26/97 33.31 33.31 200 MONEYPOOL MONEYPOOL NEW MONEY 5.996% 5.996% 1 8/26/97 4.16 4.16 25 ------ TOTAL BORROWINGS 225 MATURITIES ( 200) ------ DAILY TOTAL 25 225 8/26/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 1 8/27/97 37.48 37.48 225 MATURITIES ( 225) ------ DAILY TOTAL 0 225 8/27/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 1 8/28/97 24.98 24.98 150 MATURITIES ( 225) ------ DAILY TOTAL ( 75) 150 8/28/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 1 8/29/97 24.98 24.98 150 MONEYPOOL MONEYPOOL NEW MONEY 5.996% 5.996% 1 8/29/97 62.46 62.46 375 ------ TOTAL BORROWINGS 525 MATURITIES ( 150) ------ DAILY TOTAL 375 525 8/29/97: MONEYPOOL MONEYPOOL ROLLOVER 5.996% 5.996% 3 9/ 1/97 87.44 262.33 525 MONEYPOOL MONEYPOOL NEW MONEY 5.996% 5.996% 3 9/ 1/97 4.16 12.49 25 ------ TOTAL BORROWINGS 550 MATURITIES ( 525) ------ DAILY TOTAL 25 550 9/ 1/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 1 9/ 2/97 86.71 86.71 525 MONEYPOOL MONEYPOOL NEW MONEY 5.946% 5.946% 1 9/ 2/97 4.13 4.13 25 ------ TOTAL BORROWINGS 550 MATURITIES ( 550) ------ DAILY TOTAL 0 550 9/ 2/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 1 9/ 3/97 90.84 90.84 550 MONEYPOOL MONEYPOOL NEW MONEY 5.946% 5.946% 1 9/ 3/97 16.52 16.52 100 ------ TOTAL BORROWINGS 650 MATURITIES ( 550) ------ DAILY TOTAL 100 650 9/ 3/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 1 9/ 4/97 107.36 107.36 650 MATURITIES ( 650) ------ DAILY TOTAL 0 650 9/ 4/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 1 9/ 5/97 99.10 99.10 600 MATURITIES ( 650) ------ DAILY TOTAL ( 50) 600 9/ 5/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 3 9/ 8/97 94.97 284.91 575 MATURITIES ( 600) ------ DAILY TOTAL ( 25) 575 9/ 8/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 1 9/ 9/97 82.58 82.58 500 MATURITIES ( 575) ------ DAILY TOTAL ( 75) 500 9/ 9/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 1 9/10/97 82.58 82.58 500 MONEYPOOL MONEYPOOL NEW MONEY 5.946% 5.946% 1 9/10/97 16.52 16.52 100 ------ TOTAL BORROWINGS 600 MATURITIES ( 500) ------ DAILY TOTAL 100 600 9/10/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 1 9/11/97 99.10 99.10 600 MONEYPOOL MONEYPOOL NEW MONEY 5.946% 5.946% 1 9/11/97 8.26 8.26 50 ------ TOTAL BORROWINGS 650 MATURITIES ( 600) ------ DAILY TOTAL 50 650 9/11/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 1 9/12/97 107.36 107.36 650 MONEYPOOL MONEYPOOL NEW MONEY 5.946% 5.946% 1 9/12/97 24.78 24.78 150 ------ TOTAL BORROWINGS 800 MATURITIES ( 650) ------ DAILY TOTAL 150 800 9/12/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 3 9/15/97 128.00 384.01 775 MATURITIES ( 800) ------ DAILY TOTAL ( 25) 775 9/15/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 1 9/16/97 128.00 128.00 775 MATURITIES ( 775) ------ DAILY TOTAL 0 775 9/16/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 1 9/17/97 119.75 119.75 725 MATURITIES ( 775) ------ DAILY TOTAL ( 50) 725 9/17/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 1 9/18/97 107.36 107.36 650 MATURITIES ( 725) ------ DAILY TOTAL ( 75) 650 9/18/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 1 9/19/97 107.36 107.36 650 MATURITIES ( 650) ------ DAILY TOTAL 0 650 9/19/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 3 9/22/97 99.10 297.30 600 MATURITIES ( 650) ------ DAILY TOTAL ( 50) 600 9/22/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 1 9/23/97 99.10 99.10 600 MONEYPOOL MONEYPOOL NEW MONEY 5.946% 5.946% 1 9/23/97 4.13 4.13 25 ------ TOTAL BORROWINGS 625 MATURITIES ( 600) ------ DAILY TOTAL 25 625 9/23/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 1 9/24/97 103.23 103.23 625 MONEYPOOL MONEYPOOL NEW MONEY 5.946% 5.946% 1 9/24/97 16.52 16.52 100 ------ TOTAL BORROWINGS 725 MATURITIES ( 625) ------ DAILY TOTAL 100 725 9/24/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 1 9/25/97 111.49 111.49 675 MATURITIES ( 725) ------ DAILY TOTAL ( 50) 675 9/25/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 1 9/26/97 94.97 94.97 575 MATURITIES ( 675) ------ DAILY TOTAL ( 100) 575 9/26/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 3 9/29/97 94.97 284.91 575 MATURITIES ( 575) ------ DAILY TOTAL 0 575 9/29/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 1 9/30/97 53.68 53.68 325 MATURITIES ( 575) ------ DAILY TOTAL ( 250) 325 9/30/97: MONEYPOOL MONEYPOOL ROLLOVER 5.946% 5.946% 1 10/ 1/97 49.55 49.55 300 MATURITIES ( 325) ------ DAILY TOTAL ( 25) 300 TEMPORARY BORROWING STATISTICS ------------------------------ 7/ 1/97 TO 9/30/97 -------------------- BORROWINGS AT 9/30/97 $ 300000
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