0000712807-21-000014.txt : 20211221 0000712807-21-000014.hdr.sgml : 20211221 20211221091150 ACCESSION NUMBER: 0000712807-21-000014 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 HEALEY,JOHN,JOSEPH, FILED AS OF DATE: 20211216 DATE AS OF CHANGE: 20211221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MESIROW FINANCIAL, INC. CENTRAL INDEX KEY: 0000712807 IRS NUMBER: 363194849 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04109 FILM NUMBER: 211506992 BUSINESS ADDRESS: STREET 1: 353 N. CLARK STREET CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-595-6512 MAIL ADDRESS: STREET 1: 353 N. CLARK STREET CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: MESIROW FINANCIAL INC /BD DATE OF NAME CHANGE: 20020516 FORMER COMPANY: FORMER CONFORMED NAME: MESIROW CAPITAL INC /IL/ /BD DATE OF NAME CHANGE: 19910807 FORMER COMPANY: FORMER CONFORMED NAME: PEMBROKE CLEARING CORP /BD DATE OF NAME CHANGE: 19890815 MA-I 1 primary_doc.xml MA-I 0000712807 XXXXXXXX Emily Smith 3125956016 emily.smith@mesirow.com N N John Joseph Healey 6584946 N 1 0000712807 MESIROW FINANCIAL, INC. 08-14-2017 N 867-01042 SUPERVISED 08-14-2017 353 N. CLARK STREET CHICAGO IL 60654 LOCATED 08-14-2017 46 Prospect Street Hartford CT 06103 08-2017 Mesirow Financial, Inc Hartford CT 06103 Y Y Managing Director 11-2015 07-2017 William Blair Chicago IL 60606 Y Y Vice President 11-2013 11-2015 City of New Britain New Britain CT 06051 N N Chief of Staff 01-2007 11-2013 State of Connecticut Hartford CT 06106 N N Director of Public Affairs N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-16-2021 Emily Smith AVP, Legal & Compliance