0000712807-21-000014.txt : 20211221
0000712807-21-000014.hdr.sgml : 20211221
20211221091150
ACCESSION NUMBER: 0000712807-21-000014
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
HEALEY,JOHN,JOSEPH,
FILED AS OF DATE: 20211216
DATE AS OF CHANGE: 20211221
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MESIROW FINANCIAL, INC.
CENTRAL INDEX KEY: 0000712807
IRS NUMBER: 363194849
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04109
FILM NUMBER: 211506992
BUSINESS ADDRESS:
STREET 1: 353 N. CLARK STREET
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-595-6512
MAIL ADDRESS:
STREET 1: 353 N. CLARK STREET
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: MESIROW FINANCIAL INC /BD
DATE OF NAME CHANGE: 20020516
FORMER COMPANY:
FORMER CONFORMED NAME: MESIROW CAPITAL INC /IL/ /BD
DATE OF NAME CHANGE: 19910807
FORMER COMPANY:
FORMER CONFORMED NAME: PEMBROKE CLEARING CORP /BD
DATE OF NAME CHANGE: 19890815
MA-I
1
primary_doc.xml
MA-I
0000712807
XXXXXXXX
Emily Smith
3125956016
emily.smith@mesirow.com
N
N
John
Joseph
Healey
6584946
N
1
0000712807
MESIROW FINANCIAL, INC.
08-14-2017
N
867-01042
SUPERVISED
08-14-2017
353 N. CLARK STREET
CHICAGO
IL
60654
LOCATED
08-14-2017
46 Prospect Street
Hartford
CT
06103
08-2017
Mesirow Financial, Inc
Hartford
CT
06103
Y
Y
Managing Director
11-2015
07-2017
William Blair
Chicago
IL
60606
Y
Y
Vice President
11-2013
11-2015
City of New Britain
New Britain
CT
06051
N
N
Chief of Staff
01-2007
11-2013
State of Connecticut
Hartford
CT
06106
N
N
Director of Public Affairs
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-16-2021
Emily Smith
AVP, Legal & Compliance