0001619964-15-000001.txt : 20150713
0001619964-15-000001.hdr.sgml : 20150713
20150713124130
ACCESSION NUMBER: 0001619964-15-000001
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20150713
DATE AS OF CHANGE: 20150713
EFFECTIVENESS DATE: 20150713
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc.
CENTRAL INDEX KEY: 0000712771
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 521273725
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-243553
FILM NUMBER: 15985154
BUSINESS ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
BUSINESS PHONE: 2018168900
MAIL ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
FORMER COMPANY:
FORMER CONFORMED NAME: CENTER BANCORP INC
DATE OF NAME CHANGE: 19920703
D
1
primary_doc.xml
X0707
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0000712771
ConnectOne Bancorp, Inc.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
NEW JERSEY
07632
2018168900
NEW JERSEY
CENTER BANCORP INC
Corporation
true
Frank
Sorrentino III
c/o ConnectOne Bancorp, Inc.
301 Sylvan Avenue
Englewood Cliffs
NJ
NEW JERSEY
07632
Executive Officer
Director
William
S.
Burns
c/o ConnectOne Bancorp, Inc.
301 Sylvan Avenue
Englewood Cliffs
NJ
NEW JERSEY
07632
Executive Officer
Elizabeth
Magennis
c/o ConnectOne Bancorp, Inc.
301 Sylvan Avenue
Englewood Cliffs
NJ
NEW JERSEY
07632
Executive Officer
Laura
Criscione
c/o ConnectOne Bancorp, Inc.
301 Sylvan Avenue
Englewood Cliffs
NJ
NEW JERSEY
07632
Executive Officer
Stephen
Boswell
c/o ConnectOne Bancorp, Inc.
301 Sylvan Avenue
Englewood Cliffs
NJ
NEW JERSEY
07632
Director
Frank
W.
Baier
c/o ConnectOne Bancorp, Inc.
301 Sylvan Avenue
Englewood Cliffs
NJ
NEW JERSEY
07632
Director
Frank
Huttle III
c/o ConnectOne Bancorp, Inc.
301 Sylvan Avenue
Englewood Cliffs
NJ
NEW JERSEY
07632
Director
Michael
Kempner
c/o ConnectOne Bancorp, Inc.
301 Sylvan Avenue
Englewood Cliffs
NJ
NEW JERSEY
07632
Director
Joseph
Parisi, Jr.
c/o ConnectOne Bancorp, Inc.
301 Sylvan Avenue
Englewood Cliffs
NJ
NEW JERSEY
07632
Director
Frederick
Fish
c/o ConnectOne Bancorp, Inc.
301 Sylvan Avenue
Englewood Cliffs
NJ
NEW JERSEY
07632
Director
Nicholas
Minoia
c/o ConnectOne Bancorp, Inc.
301 Sylvan Avenue
Englewood Cliffs
NJ
NEW JERSEY
07632
Director
Harold
Schechter
c/o ConnectOne Bancorp, Inc.
301 Sylvan Avenue
Englewood Cliffs
NJ
NEW JERSEY
07632
Director
William
A.
Thompson
c/o ConnectOne Bancorp, Inc.
301 Sylvan Avenue
Englewood Cliffs
NJ
NEW JERSEY
07632
Director
Raymond
Vanaria
c/o ConnectOne Bancorp, Inc.
301 Sylvan Avenue
Englewood Cliffs
NJ
NEW JERSEY
07632
Director
Alexander
Bol
c/o ConnectOne Bancorp, Inc.
301 Sylvan Avenue
Englewood Cliffs
NJ
NEW JERSEY
07632
Director
Commercial Banking
$25,000,001 - $100,000,000
- 06b
false
2015-06-30
false
true
false
1000
Raymond James & Associates, Inc.
705
None
None
880 Carillon Parkway
St Petersburg
FL
FLORIDA
33716
AL
ALABAMA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
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CONNECTICUT
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NEW JERSEY
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OH
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OR
OREGON
PA
PENNSYLVANIA
TX
TEXAS
VT
VERMONT
VA
VIRGINIA
WI
WISCONSIN
false
Keefe Bruyette & Woods, Inc.
481
None
None
787 Seventh Avenue, Fifth Floor
New York
NY
NEW YORK
10019
AL
ALABAMA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
FL
FLORIDA
GA
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ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
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KY
KENTUCKY
MD
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MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
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MISSOURI
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NEW JERSEY
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NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OR
OREGON
PA
PENNSYLVANIA
TX
TEXAS
VT
VERMONT
VA
VIRGINIA
WI
WISCONSIN
false
50000000
50000000
0
false
13
687500
0
$412,500 of the sales commission to Raymond James & Associates, Inc.
$275,000 of the sales commission to Keefe Bruyette & Woods, Inc.
0
false
ConnectOne Bancorp, Inc.
/s/ William S. Burns
William S. Burns
Executive Vice President & Chief Financial Officer
2015-07-13