0001619964-15-000001.txt : 20150713 0001619964-15-000001.hdr.sgml : 20150713 20150713124130 ACCESSION NUMBER: 0001619964-15-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150713 DATE AS OF CHANGE: 20150713 EFFECTIVENESS DATE: 20150713 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc. CENTRAL INDEX KEY: 0000712771 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521273725 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-243553 FILM NUMBER: 15985154 BUSINESS ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2018168900 MAIL ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: CENTER BANCORP INC DATE OF NAME CHANGE: 19920703 D 1 primary_doc.xml X0707 D LIVE 0000712771 ConnectOne Bancorp, Inc. 301 SYLVAN AVENUE ENGLEWOOD CLIFFS NJ NEW JERSEY 07632 2018168900 NEW JERSEY CENTER BANCORP INC Corporation true Frank Sorrentino III c/o ConnectOne Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ NEW JERSEY 07632 Executive Officer Director William S. Burns c/o ConnectOne Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ NEW JERSEY 07632 Executive Officer Elizabeth Magennis c/o ConnectOne Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ NEW JERSEY 07632 Executive Officer Laura Criscione c/o ConnectOne Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ NEW JERSEY 07632 Executive Officer Stephen Boswell c/o ConnectOne Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ NEW JERSEY 07632 Director Frank W. Baier c/o ConnectOne Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ NEW JERSEY 07632 Director Frank Huttle III c/o ConnectOne Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ NEW JERSEY 07632 Director Michael Kempner c/o ConnectOne Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ NEW JERSEY 07632 Director Joseph Parisi, Jr. c/o ConnectOne Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ NEW JERSEY 07632 Director Frederick Fish c/o ConnectOne Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ NEW JERSEY 07632 Director Nicholas Minoia c/o ConnectOne Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ NEW JERSEY 07632 Director Harold Schechter c/o ConnectOne Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ NEW JERSEY 07632 Director William A. Thompson c/o ConnectOne Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ NEW JERSEY 07632 Director Raymond Vanaria c/o ConnectOne Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ NEW JERSEY 07632 Director Alexander Bol c/o ConnectOne Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ NEW JERSEY 07632 Director Commercial Banking $25,000,001 - $100,000,000 06b false 2015-06-30 false true false 1000 Raymond James & Associates, Inc. 705 None None 880 Carillon Parkway St Petersburg FL FLORIDA 33716 AL ALABAMA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA TX TEXAS VT VERMONT VA VIRGINIA WI WISCONSIN false Keefe Bruyette & Woods, Inc. 481 None None 787 Seventh Avenue, Fifth Floor New York NY NEW YORK 10019 AL ALABAMA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA TX TEXAS VT VERMONT VA VIRGINIA WI WISCONSIN false 50000000 50000000 0 false 13 687500 0 $412,500 of the sales commission to Raymond James & Associates, Inc. $275,000 of the sales commission to Keefe Bruyette & Woods, Inc. 0 false ConnectOne Bancorp, Inc. /s/ William S. Burns William S. Burns Executive Vice President & Chief Financial Officer 2015-07-13