0001568214-22-000011.txt : 20220405
0001568214-22-000011.hdr.sgml : 20220405
20220405163659
ACCESSION NUMBER: 0001568214-22-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220321
FILED AS OF DATE: 20220405
DATE AS OF CHANGE: 20220405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ewing Christopher J.
CENTRAL INDEX KEY: 0001534147
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40751
FILM NUMBER: 22807527
MAIL ADDRESS:
STREET 1: CONNECTONE BANCORP, INC.
STREET 2: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc.
CENTRAL INDEX KEY: 0000712771
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 521273725
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
BUSINESS PHONE: 2018168900
MAIL ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
FORMER COMPANY:
FORMER CONFORMED NAME: CENTER BANCORP INC
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2022-03-21
0
0000712771
ConnectOne Bancorp, Inc.
CNOB
0001534147
Ewing Christopher J.
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
0
1
0
0
EVP & Chief Operations Officer
Common Stock
2022-03-21
4
F
0
1083
32.53
D
36128
D
Common Stock
2022-03-21
4
F
0
2612
32.53
D
33516
D
Common Stock
2022-03-23
4
F
0
892
32.04
D
32624
D
Common Stock
2022-03-25
4
A
0
6494
0
A
39118
D
Common Stock
2022-03-25
4
F
0
3247
32.8
D
35871
D
Common Stock
2022-03-25
4
A
0
5351
0
A
41222
D
Reflects the tax withholding on March 21, 2022 with respect to shares vested on March 19, 2022, pursuant to a grant of restricted stock units on March 19, 2019.
Reflects tax withholding on March 21, 2022 with respect to shares vested on March 20, 2022 pursuant to a grant of restricted stock units on March 20, 2020.
Reflects tax withholding on March 23, 2022 with respect to shares vested on March 23, 2022 pursuant to a grant of restricted stock units on March 23, 2021.
Shares acquired pursuant to earned performance units granted on March 19, 2019.
Reflects tax withholding of shares acquired pursuant to performance units reported above.
Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/23, 1/3 vesting on 3/25/24, and the final 1/3 vesting on 3/25/25.
/s/ Laura Criscione, POA
2022-04-05