0001568214-22-000011.txt : 20220405 0001568214-22-000011.hdr.sgml : 20220405 20220405163659 ACCESSION NUMBER: 0001568214-22-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220321 FILED AS OF DATE: 20220405 DATE AS OF CHANGE: 20220405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ewing Christopher J. CENTRAL INDEX KEY: 0001534147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40751 FILM NUMBER: 22807527 MAIL ADDRESS: STREET 1: CONNECTONE BANCORP, INC. STREET 2: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc. CENTRAL INDEX KEY: 0000712771 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521273725 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2018168900 MAIL ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: CENTER BANCORP INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-03-21 0 0000712771 ConnectOne Bancorp, Inc. CNOB 0001534147 Ewing Christopher J. CONNECTONE BANCORP, INC. 301 SYLVAN AVENUE ENGLEWOOD CLIFFS NJ 07632 0 1 0 0 EVP & Chief Operations Officer Common Stock 2022-03-21 4 F 0 1083 32.53 D 36128 D Common Stock 2022-03-21 4 F 0 2612 32.53 D 33516 D Common Stock 2022-03-23 4 F 0 892 32.04 D 32624 D Common Stock 2022-03-25 4 A 0 6494 0 A 39118 D Common Stock 2022-03-25 4 F 0 3247 32.8 D 35871 D Common Stock 2022-03-25 4 A 0 5351 0 A 41222 D Reflects the tax withholding on March 21, 2022 with respect to shares vested on March 19, 2022, pursuant to a grant of restricted stock units on March 19, 2019. Reflects tax withholding on March 21, 2022 with respect to shares vested on March 20, 2022 pursuant to a grant of restricted stock units on March 20, 2020. Reflects tax withholding on March 23, 2022 with respect to shares vested on March 23, 2022 pursuant to a grant of restricted stock units on March 23, 2021. Shares acquired pursuant to earned performance units granted on March 19, 2019. Reflects tax withholding of shares acquired pursuant to performance units reported above. Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/23, 1/3 vesting on 3/25/24, and the final 1/3 vesting on 3/25/25. /s/ Laura Criscione, POA 2022-04-05