0001568214-22-000004.txt : 20220222 0001568214-22-000004.hdr.sgml : 20220222 20220222124931 ACCESSION NUMBER: 0001568214-22-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220218 FILED AS OF DATE: 20220222 DATE AS OF CHANGE: 20220222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON WILLIAM CENTRAL INDEX KEY: 0001089892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40751 FILM NUMBER: 22656916 MAIL ADDRESS: STREET 1: C/O CENTER BANCORP INC STREET 2: 2455 MORRIS AVENUE CITY: UNION STATE: NJ ZIP: 07083 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc. CENTRAL INDEX KEY: 0000712771 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521273725 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2018168900 MAIL ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: CENTER BANCORP INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-02-18 0 0000712771 ConnectOne Bancorp, Inc. CNOB 0001089892 THOMPSON WILLIAM C/O CONNECTONE BANCORP, INC. 301 SYLVAN AVENUE ENGLEWOOD CLIFFS NJ 07632 1 0 0 0 Common Stock 2022-02-18 4 S 0 2805 32.68 D 83038.1426 D Common Stock 2022-02-18 4 M 0 3473 9.64 A 86511.1426 D Common Stock 12430.5329 I By Spouse Stock Option 9.64 2022-02-18 4 M 0 3473 0 D 2016-03-01 2022-03-01 Common Stock 3473 0 D The proceeds of the sale reported on this Form 4 were used in part by Mr. Thompson to satisfy the estimated personal income tax obligations, as well as with respect to the settlement of the exercise price, of the stock options also reported herein. Also includes 96.741 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. /s/ Laura Criscione, POA 2022-02-22