0001568214-21-000019.txt : 20210603 0001568214-21-000019.hdr.sgml : 20210603 20210603161640 ACCESSION NUMBER: 0001568214-21-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210601 FILED AS OF DATE: 20210603 DATE AS OF CHANGE: 20210603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boswell Stephen T. CENTRAL INDEX KEY: 0001568224 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11486 FILM NUMBER: 21992696 MAIL ADDRESS: STREET 1: CONNECTONE BANCORP, INC. STREET 2: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc. CENTRAL INDEX KEY: 0000712771 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521273725 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2018168900 MAIL ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: CENTER BANCORP INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-06-01 0 0000712771 ConnectOne Bancorp, Inc. CNOB 0001568224 Boswell Stephen T. CONNECTONE BANCORP, INC. 301 SYLVAN AVENUE ENGLEWOOD CLIFFS NJ 07632 1 0 0 0 Common Stock 2021-06-01 4 A 0 1605 0 A 45014.427 D Common Stock 234607.907 I In Trust Represents a grant of 1,605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022. Also includes 1,411.018 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Also includes 868.907 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Held by an irrevocable trust for benefit of his spouse and descendants(of which the reporting person's spouse, adult daughter and unrelated third person are trustees) /s/ Laura Criscione, POA 2021-06-03