0001568214-21-000010.txt : 20210325
0001568214-21-000010.hdr.sgml : 20210325
20210325154430
ACCESSION NUMBER: 0001568214-21-000010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210315
FILED AS OF DATE: 20210325
DATE AS OF CHANGE: 20210325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ewing Christopher J.
CENTRAL INDEX KEY: 0001534147
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11486
FILM NUMBER: 21772175
MAIL ADDRESS:
STREET 1: CONNECTONE BANCORP, INC.
STREET 2: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc.
CENTRAL INDEX KEY: 0000712771
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 521273725
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
BUSINESS PHONE: 2018168900
MAIL ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
FORMER COMPANY:
FORMER CONFORMED NAME: CENTER BANCORP INC
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-03-15
0
0000712771
ConnectOne Bancorp, Inc.
CNOB
0001534147
Ewing Christopher J.
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
0
1
0
0
EVP & Chief Operations Officer
Common Stock
2021-03-15
4
F
0
542
26.57
D
33929
D
Common Stock
2021-03-19
4
F
0
1082
26.45
D
32847
D
Common Stock
2021-03-19
4
F
0
2612
26.45
D
30235
D
Common Stock
2021-03-23
4
A
0
3254
0
A
33489
D
Common Stock
2021-03-23
4
F
0
1627
25.24
D
31862
D
Common Stock
2021-03-23
4
A
0
5349
0
A
37211
D
Reflects tax withholding of shares vested on March 15, 2021 pursuant to a grant of restricted stock units issued on March 15, 2018.
Reflects tax withholding of shares vested on March 19, 2021, pursuant to a grant of restricted stock units issued on March 19, 2019.
Reflects tax withholding of shares vested on March 19, 2021 pursuant to a grant of restricted stock units issued on March 20, 2020.
Shares acquired pursuant to earned performance units granted on March 23, 2018.
Reflects tax withholding of shares acquired pursuant to performance units reported above.
Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/23/22, 1/3 vesting on 3/23/23, and the final 1/3 vesting on 3/23/24.
/s/ Laura Criscione, POA
2021-03-25