0001568214-20-000030.txt : 20201230
0001568214-20-000030.hdr.sgml : 20201230
20201230113748
ACCESSION NUMBER: 0001568214-20-000030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201228
FILED AS OF DATE: 20201230
DATE AS OF CHANGE: 20201230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boswell Stephen T.
CENTRAL INDEX KEY: 0001568224
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11486
FILM NUMBER: 201424688
MAIL ADDRESS:
STREET 1: CONNECTONE BANCORP, INC.
STREET 2: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc.
CENTRAL INDEX KEY: 0000712771
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 521273725
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
BUSINESS PHONE: 2018168900
MAIL ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
FORMER COMPANY:
FORMER CONFORMED NAME: CENTER BANCORP INC
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-12-28
0
0000712771
ConnectOne Bancorp, Inc.
CNOB
0001568224
Boswell Stephen T.
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
1
0
0
0
Common Stock
2020-12-28
4
G
0
259239
0
D
41998.409
D
Common Stock
2020-12-28
4
G
0
233739
0
A
233739
I
See Footnote 2
Of the shares gifted by the reporting person, 233,739 were gifted to an irrevocable trust for benefit of his spouse and descendants (of which the reporting person's spouse, adult daughter and unrelated third person are trustees) and 25,500 were gifted to an irrevocable trust for the benefit of the reporting person and his descendants (of which an unrelated third person is trustee).
These shares were previously reported as directly beneficially owned but were contributed to an irrevocable trust as set forth in footnote 1.
/s/ Laura Criscione, POA
2020-12-30