0001568214-20-000030.txt : 20201230 0001568214-20-000030.hdr.sgml : 20201230 20201230113748 ACCESSION NUMBER: 0001568214-20-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201228 FILED AS OF DATE: 20201230 DATE AS OF CHANGE: 20201230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boswell Stephen T. CENTRAL INDEX KEY: 0001568224 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11486 FILM NUMBER: 201424688 MAIL ADDRESS: STREET 1: CONNECTONE BANCORP, INC. STREET 2: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc. CENTRAL INDEX KEY: 0000712771 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521273725 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2018168900 MAIL ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: CENTER BANCORP INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-12-28 0 0000712771 ConnectOne Bancorp, Inc. CNOB 0001568224 Boswell Stephen T. CONNECTONE BANCORP, INC. 301 SYLVAN AVENUE ENGLEWOOD CLIFFS NJ 07632 1 0 0 0 Common Stock 2020-12-28 4 G 0 259239 0 D 41998.409 D Common Stock 2020-12-28 4 G 0 233739 0 A 233739 I See Footnote 2 Of the shares gifted by the reporting person, 233,739 were gifted to an irrevocable trust for benefit of his spouse and descendants (of which the reporting person's spouse, adult daughter and unrelated third person are trustees) and 25,500 were gifted to an irrevocable trust for the benefit of the reporting person and his descendants (of which an unrelated third person is trustee). These shares were previously reported as directly beneficially owned but were contributed to an irrevocable trust as set forth in footnote 1. /s/ Laura Criscione, POA 2020-12-30