0001568214-20-000027.txt : 20201030 0001568214-20-000027.hdr.sgml : 20201030 20201030151601 ACCESSION NUMBER: 0001568214-20-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201028 FILED AS OF DATE: 20201030 DATE AS OF CHANGE: 20201030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sorrentino Frank III CENTRAL INDEX KEY: 0001568273 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11486 FILM NUMBER: 201276942 MAIL ADDRESS: STREET 1: CONNECTONE BANCORP, INC. STREET 2: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc. CENTRAL INDEX KEY: 0000712771 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521273725 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2018168900 MAIL ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: CENTER BANCORP INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-10-28 0 0000712771 ConnectOne Bancorp, Inc. CNOB 0001568273 Sorrentino Frank III CONNECTONE BANCORP, INC. 301 SYLVAN AVENUE ENGLEWOOD CLIFFS NJ 07632 1 1 0 0 Chairman, President & CEO Common Stock 2020-10-28 4 M 0 10000 6.99 A 778426 D Common Stock 416 I IRA For Spouse Stock Option 6.99 2020-10-28 4 M 0 10000 0 D 2014-07-01 2022-01-24 Common Stock 10000 0 D The reporting person no longer has a reportable beneficial interest in 5,228 shares owned by his adult children and included on his prior ownership reports. Prior ownership reports inadvertently provided ownership of 516 shares, due to a typographical error. /s/ Laura Criscione, POA 2020-10-30