0001568214-20-000005.txt : 20200130
0001568214-20-000005.hdr.sgml : 20200130
20200130111521
ACCESSION NUMBER: 0001568214-20-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200128
FILED AS OF DATE: 20200130
DATE AS OF CHANGE: 20200130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMPSON WILLIAM
CENTRAL INDEX KEY: 0001089892
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11486
FILM NUMBER: 20560165
MAIL ADDRESS:
STREET 1: C/O CENTER BANCORP INC
STREET 2: 2455 MORRIS AVENUE
CITY: UNION
STATE: NJ
ZIP: 07083
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc.
CENTRAL INDEX KEY: 0000712771
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 521273725
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
BUSINESS PHONE: 2018168900
MAIL ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
FORMER COMPANY:
FORMER CONFORMED NAME: CENTER BANCORP INC
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-01-28
0
0000712771
ConnectOne Bancorp, Inc.
CNOB
0001089892
THOMPSON WILLIAM
C/O CONNECTONE BANCORP, INC.
301 SLYVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
1
0
0
0
Common Stock
2020-01-28
4
S
0
3278
24.41
D
76342.1169
D
Common Stock
2020-01-28
4
M
0
3473
9.11
A
79815.1169
D
Common Stock
12430.5329
I
By Spouse
Stock Option
9.11
2020-01-28
4
M
0
3473
0
D
2015-03-01
2021-03-01
Common Stock
3473
0
D
The proceeds of the sale reported on this Form 4 were used in part by Mr. Thompson to satisfy(i) the estimated personal income tax obligations and (ii) the settlement of the exercise price, with respect to the exercise of the stock options also reported herein.
Also includes 140.5027 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
The reporting person no longer has a reportable beneficial interest in 2,454.7311 shares owned by his adult child and included on his prior ownership reports.
/s/ Laura Criscione, POA
2020-01-30