0001568214-19-000028.txt : 20190321 0001568214-19-000028.hdr.sgml : 20190321 20190321153007 ACCESSION NUMBER: 0001568214-19-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190319 FILED AS OF DATE: 20190321 DATE AS OF CHANGE: 20190321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ewing Christopher J. CENTRAL INDEX KEY: 0001534147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11486 FILM NUMBER: 19696903 MAIL ADDRESS: STREET 1: CONNECTONE BANCORP, INC. STREET 2: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc. CENTRAL INDEX KEY: 0000712771 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521273725 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2018168900 MAIL ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: CENTER BANCORP INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-03-19 0 0000712771 ConnectOne Bancorp, Inc. CNOB 0001534147 Ewing Christopher J. CONNECTONE BANCORP, INC. 301 SYLVAN AVENUE ENGLEWOOD CLIFFS NJ 07632 0 1 0 0 EVP & Chief Operations Officer Common Stock 2019-03-19 4 A 0 2845 0 A 14014 D Common Stock 2019-03-19 4 F 0 1422 20.79 D 12682 D Common Stock 2019-03-19 4 A 0 6494 0 A 19176 D Shares acquired pursuant to earned performance units granted on March 31, 2016. Reflects withholding of shares acquired above so as to satisfy personal income tax obligations. Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/19/20, 1/3 vesting on 3/19/21, and the final 1/3 vesting on 3/19/22. /s/ Laura Criscione, POA 2019-03-21