0001568214-19-000017.txt : 20190131 0001568214-19-000017.hdr.sgml : 20190131 20190131175521 ACCESSION NUMBER: 0001568214-19-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190130 FILED AS OF DATE: 20190131 DATE AS OF CHANGE: 20190131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON WILLIAM CENTRAL INDEX KEY: 0001089892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11486 FILM NUMBER: 19557082 MAIL ADDRESS: STREET 1: C/O CENTER BANCORP INC STREET 2: 2455 MORRIS AVENUE CITY: UNION STATE: NJ ZIP: 07083 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc. CENTRAL INDEX KEY: 0000712771 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521273725 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2018168900 MAIL ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: CENTER BANCORP INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-01-30 0 0000712771 ConnectOne Bancorp, Inc. CNOB 0001089892 THOMPSON WILLIAM C/O CONNECTONE BANCORP, INC. 301 SYLVAN AVENUE ENGLEWOOD CLIFFS NJ 07632 1 0 0 0 Common Stock 2019-01-30 4 S 0 2700 20.1079 D 74787.385 D Common Stock 2019-01-30 4 M 0 3473 8.53 A 78260.385 D Stock Option 8.53 2019-01-30 4 M 0 3473 0 D 2014-03-01 2020-03-01 Common Stock 3473 0 D The proceeds of the sale reported on this Form 4 were used by Mr. Thompson with respect to the settlement of the exercise price of the stock options also reported herein. /s/ Laura Criscione, POA 2019-01-31