0001568214-17-000031.txt : 20171219
0001568214-17-000031.hdr.sgml : 20171219
20171219141241
ACCESSION NUMBER: 0001568214-17-000031
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171214
FILED AS OF DATE: 20171219
DATE AS OF CHANGE: 20171219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sorrentino Frank III
CENTRAL INDEX KEY: 0001568273
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11486
FILM NUMBER: 171263617
MAIL ADDRESS:
STREET 1: CONNECTONE BANCORP, INC.
STREET 2: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc.
CENTRAL INDEX KEY: 0000712771
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 521273725
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
BUSINESS PHONE: 2018168900
MAIL ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
FORMER COMPANY:
FORMER CONFORMED NAME: CENTER BANCORP INC
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-12-14
0
0000712771
ConnectOne Bancorp, Inc.
CNOB
0001568273
Sorrentino Frank III
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
1
1
0
0
Chairman, President & CEO
Common Stock
2017-12-14
4
S
0
5848
26.4909
D
560562
D
Common Stock
2017-12-15
4
M
0
10871
6.15
A
571433
D
Common Stock
2017-12-19
4
M
0
11721
6.15
A
583154
D
Stock Option
6.15
2017-12-15
4
M
0
10871
0
D
2014-07-01
2018-01-22
Common Stock
10871
0
D
Stock Option
6.15
2017-12-19
4
M
0
11721
0
D
2014-07-01
2018-01-11
Common Stock
11721
0
D
The proceeds of the sale reported on this Form 4 were used by Mr. Sorrentino to fund the exercise of the stock options and to satisfy estimated personal income tax obligations with respect to such stock option exercise.
/s/ Laura Criscione, POA
2017-12-19