0001568214-17-000031.txt : 20171219 0001568214-17-000031.hdr.sgml : 20171219 20171219141241 ACCESSION NUMBER: 0001568214-17-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171214 FILED AS OF DATE: 20171219 DATE AS OF CHANGE: 20171219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sorrentino Frank III CENTRAL INDEX KEY: 0001568273 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11486 FILM NUMBER: 171263617 MAIL ADDRESS: STREET 1: CONNECTONE BANCORP, INC. STREET 2: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc. CENTRAL INDEX KEY: 0000712771 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521273725 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2018168900 MAIL ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: CENTER BANCORP INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-12-14 0 0000712771 ConnectOne Bancorp, Inc. CNOB 0001568273 Sorrentino Frank III CONNECTONE BANCORP, INC. 301 SYLVAN AVENUE ENGLEWOOD CLIFFS NJ 07632 1 1 0 0 Chairman, President & CEO Common Stock 2017-12-14 4 S 0 5848 26.4909 D 560562 D Common Stock 2017-12-15 4 M 0 10871 6.15 A 571433 D Common Stock 2017-12-19 4 M 0 11721 6.15 A 583154 D Stock Option 6.15 2017-12-15 4 M 0 10871 0 D 2014-07-01 2018-01-22 Common Stock 10871 0 D Stock Option 6.15 2017-12-19 4 M 0 11721 0 D 2014-07-01 2018-01-11 Common Stock 11721 0 D The proceeds of the sale reported on this Form 4 were used by Mr. Sorrentino to fund the exercise of the stock options and to satisfy estimated personal income tax obligations with respect to such stock option exercise. /s/ Laura Criscione, POA 2017-12-19