0001568214-17-000020.txt : 20170328 0001568214-17-000020.hdr.sgml : 20170328 20170328143155 ACCESSION NUMBER: 0001568214-17-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170324 FILED AS OF DATE: 20170328 DATE AS OF CHANGE: 20170328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc. CENTRAL INDEX KEY: 0000712771 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521273725 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2018168900 MAIL ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: CENTER BANCORP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sorrentino Frank III CENTRAL INDEX KEY: 0001568273 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11486 FILM NUMBER: 17718479 MAIL ADDRESS: STREET 1: CONNECTONE BANCORP, INC. STREET 2: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-03-24 0 0000712771 ConnectOne Bancorp, Inc. CNOB 0001568273 Sorrentino Frank III CONNECTONE BANCORP, INC. 301 SYLVAN AVENUE ENGLEWOOD CLIFFS NJ 07632 1 1 0 0 Chairman, President & CEO Common Stock 2017-03-24 4 A 0 10096 0 A 563807 D Represents a grant of restricted stock subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/24/2018, 1/3 vesting on 3/24/2019, and the final 1/3 vesting on 3/24/2020 /s/ Laura Criscione, POA 2017-03-28