0001568214-16-000066.txt : 20161114
0001568214-16-000066.hdr.sgml : 20161111
20161114122040
ACCESSION NUMBER: 0001568214-16-000066
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161110
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc.
CENTRAL INDEX KEY: 0000712771
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 521273725
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
BUSINESS PHONE: 2018168900
MAIL ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
FORMER COMPANY:
FORMER CONFORMED NAME: CENTER BANCORP INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kempner Michael W
CENTRAL INDEX KEY: 0001488604
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11486
FILM NUMBER: 161992696
MAIL ADDRESS:
STREET 1: CONNECTONE BANCORP, INC.
STREET 2: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-11-10
0
0000712771
ConnectOne Bancorp, Inc.
CNOB
0001488604
Kempner Michael W
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
1
0
0
0
Common Stock
2016-11-10
4
M
0
5327
6.15
A
373926
D
Common Stock
2016-11-10
4
S
0
1660
19.8546
D
372266
D
Stock Option
6.15
2016-11-10
4
M
0
5327
0
D
2014-07-01
2016-11-11
Common Stock
5327
0
D
The proceeds of the sale reported on this Form 4 was used by Mr. Kempner to fund the exercise of the stock options, also reported herein.
/s/ Laura Criscione, POA
2016-11-14