0001568214-16-000064.txt : 20161109
0001568214-16-000064.hdr.sgml : 20161109
20161109092433
ACCESSION NUMBER: 0001568214-16-000064
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161107
FILED AS OF DATE: 20161109
DATE AS OF CHANGE: 20161109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc.
CENTRAL INDEX KEY: 0000712771
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 521273725
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
BUSINESS PHONE: 2018168900
MAIL ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
FORMER COMPANY:
FORMER CONFORMED NAME: CENTER BANCORP INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sorrentino Frank III
CENTRAL INDEX KEY: 0001568273
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11486
FILM NUMBER: 161982957
MAIL ADDRESS:
STREET 1: CONNECTONE BANCORP, INC.
STREET 2: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-11-07
0
0000712771
ConnectOne Bancorp, Inc.
CNOB
0001568273
Sorrentino Frank III
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
1
1
0
0
Chairman, President & CEO
Common Stock
2016-11-07
4
M
0
10655
6.15
A
564446
D
Common Stock
2016-11-07
4
S
0
6417
18.2958
D
558029
D
Stock Option
6.15
2016-11-07
4
M
0
10655
0
D
2014-07-01
2016-11-11
Common Stock
10655
0
D
The sale reported on this Form 4 was used by Mr. Sorrentino to fund the exercise of the stock options and to satisfy estimated personal income tax obligations with respect to the stock option exercise.
/s/ Laura Criscione, POA
2016-11-09