0001568214-15-000018.txt : 20150401
0001568214-15-000018.hdr.sgml : 20150401
20150401182102
ACCESSION NUMBER: 0001568214-15-000018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150401
DATE AS OF CHANGE: 20150401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc.
CENTRAL INDEX KEY: 0000712771
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 521273725
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
BUSINESS PHONE: 2018168900
MAIL ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
FORMER COMPANY:
FORMER CONFORMED NAME: CENTER BANCORP INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KENT HOWARD
CENTRAL INDEX KEY: 0001429127
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11486
FILM NUMBER: 15744684
MAIL ADDRESS:
STREET 1: 16820 SILVER OAK CIRCLE
CITY: DELRAY BEACH
STATE: FL
ZIP: 33445
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-03-31
1
0000712771
ConnectOne Bancorp, Inc.
CNOB
0001429127
KENT HOWARD
C/O CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
0
0
0
1
Former Director
Common Stock
2015-03-31
4
D
0
1352
0
D
151098.7962
D
Common Stock
2015-04-01
4
M
0
3473
7.67
A
154571.7962
D
Common Stock
2015-04-01
4
M
0
3473
8.53
A
158044.7962
D
Common Stock
2015-04-01
4
M
0
3473
9.11
A
161517.7962
D
Common Stock
2015-04-01
4
M
0
3473
9.64
A
164990.7962
D
Common Stock
2015-04-01
4
M
0
3473
12.52
A
168463.7962
D
Stock Option
7.67
2015-04-01
4
M
0
3473
7.67
D
2013-03-01
2019-03-01
Common Stock
3473
0
D
Stock Option
8.53
2015-04-01
4
M
0
3473
8.53
D
2014-03-01
2020-03-01
Common Stock
3473
0
D
Stock Option
9.11
2015-04-01
4
M
0
3473
9.11
D
2014-07-01
2021-03-01
Common Stock
3473
0
D
Stock Option
9.64
2015-04-01
4
M
0
3473
9.64
D
2014-07-01
2022-03-01
Common Stock
3473
0
D
Stock Option
12.52
2015-04-01
4
M
0
3473
12.52
D
2014-07-01
2023-03-01
Common Stock
3473
0
D
As reported on the Form 4 filed on February 5, 2015, Mr. Kent was issued 1,352 shares of restricted stock subject to vesting on the date one year thereafter. In connection with Mr. Kent's resignation from the Issuer's Board of Directors on March 31, 2015, such stock was forfeited.
/s/ Laura Criscione, POA
2015-04-01