0001568214-15-000018.txt : 20150401 0001568214-15-000018.hdr.sgml : 20150401 20150401182102 ACCESSION NUMBER: 0001568214-15-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150401 DATE AS OF CHANGE: 20150401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc. CENTRAL INDEX KEY: 0000712771 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521273725 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2018168900 MAIL ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: CENTER BANCORP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KENT HOWARD CENTRAL INDEX KEY: 0001429127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11486 FILM NUMBER: 15744684 MAIL ADDRESS: STREET 1: 16820 SILVER OAK CIRCLE CITY: DELRAY BEACH STATE: FL ZIP: 33445 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-03-31 1 0000712771 ConnectOne Bancorp, Inc. CNOB 0001429127 KENT HOWARD C/O CONNECTONE BANCORP, INC. 301 SYLVAN AVENUE ENGLEWOOD CLIFFS NJ 07632 0 0 0 1 Former Director Common Stock 2015-03-31 4 D 0 1352 0 D 151098.7962 D Common Stock 2015-04-01 4 M 0 3473 7.67 A 154571.7962 D Common Stock 2015-04-01 4 M 0 3473 8.53 A 158044.7962 D Common Stock 2015-04-01 4 M 0 3473 9.11 A 161517.7962 D Common Stock 2015-04-01 4 M 0 3473 9.64 A 164990.7962 D Common Stock 2015-04-01 4 M 0 3473 12.52 A 168463.7962 D Stock Option 7.67 2015-04-01 4 M 0 3473 7.67 D 2013-03-01 2019-03-01 Common Stock 3473 0 D Stock Option 8.53 2015-04-01 4 M 0 3473 8.53 D 2014-03-01 2020-03-01 Common Stock 3473 0 D Stock Option 9.11 2015-04-01 4 M 0 3473 9.11 D 2014-07-01 2021-03-01 Common Stock 3473 0 D Stock Option 9.64 2015-04-01 4 M 0 3473 9.64 D 2014-07-01 2022-03-01 Common Stock 3473 0 D Stock Option 12.52 2015-04-01 4 M 0 3473 12.52 D 2014-07-01 2023-03-01 Common Stock 3473 0 D As reported on the Form 4 filed on February 5, 2015, Mr. Kent was issued 1,352 shares of restricted stock subject to vesting on the date one year thereafter. In connection with Mr. Kent's resignation from the Issuer's Board of Directors on March 31, 2015, such stock was forfeited. /s/ Laura Criscione, POA 2015-04-01