0001568214-14-000016.txt : 20140903 0001568214-14-000016.hdr.sgml : 20140903 20140903115507 ACCESSION NUMBER: 0001568214-14-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140829 FILED AS OF DATE: 20140903 DATE AS OF CHANGE: 20140903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc. CENTRAL INDEX KEY: 0000712771 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521273725 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2018168900 MAIL ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: CENTER BANCORP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KENT HOWARD CENTRAL INDEX KEY: 0001429127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11486 FILM NUMBER: 141079512 MAIL ADDRESS: STREET 1: 16820 SILVER OAK CIRCLE CITY: DELRAY BEACH STATE: FL ZIP: 33445 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-08-29 0 0000712771 ConnectOne Bancorp, Inc. CNOB 0001429127 KENT HOWARD 16820 SILVER OAK CIRCLE DELRAY BEACH FL 33445 1 0 0 0 Common Stock 2014-08-29 4 S 0 32120 19.3004 D 186417.8757 D Common Stock 2014-09-02 4 S 0 5000 19.4 D 181417.8757 D Common Stock 100000 I Trust Shares sold from Mr. Kent's SEP Retirement account. Also includes 145,027.8757 shares previously reported as indirectly held through joint-ownership with Mr. Kent's spouse, which are now correctly reported as directly held. Shares sold from Mr. Kent's SEP Retirement account. /s/ Laura Criscione, POA 2014-09-03