8-K/A 1 connectone3600601-8ka.htm AMENDMENT TO CURRENT REPORT

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K/A
Amendment No. 1

CURRENT REPORT

Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 3, 2019

CONNECTONE BANCORP, INC.
(Exact name of Company as specified in its charter)

New Jersey 001-11486 52-1273725
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
 
301 Sylvan Avenue
Englewood Cliffs, New Jersey 07632
(Address of principal executive offices)   (Zip Code)

Company's telephone number, including area code: (201) 816-8900

[ ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company [ ]

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading symbol Name of each exchange on which registered
Common stock CNOB NASDAQ


Explanatory Note

This Form 8-K/A is being filed as an amendment (“Amendment No. 1”) to the Current Report on Form 8-K filed by the Registrant with the Securities and Exchange Commission on June 3, 2019 (the “Original Filing”). The sole purpose of this filing is to correct a clerical error; the Original Filing was inadvertently submitted under Item 2.01, when such submission should have been pursuant to Item 8.01.

Item 8.01 Other Events

On June 3, 2019, the Registrant issued a press release, a copy of which is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01. Financial Statements and Exhibits.

Exhibit 99.1. Press release dated June 3, 2019

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

CONNECTONE BANCORP, INC.
       (Registrant)
 
Dated: June 4, 2019 By:  /s/ William S. Burns  
WILLIAM S. BURNS
Executive Vice President and
Chief Financial Officer


EXHIBIT INDEX

Exhibit No. Description
99.1       Press release dated June 3, 2019