<SEC-DOCUMENT>0001206774-18-000120-index.html : 20180117 <SEC-HEADER>0001206774-18-000120.hdr.sgml : 20180117 <ACCEPTANCE-DATETIME>20180117163408 ACCESSION NUMBER: 0001206774-18-000120 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 8 CONFORMED PERIOD OF REPORT: 20180111 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20180117 DATE AS OF CHANGE: 20180117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc. CENTRAL INDEX KEY: 0000712771 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521273725 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-11486 FILM NUMBER: 18531807 BUSINESS ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2018168900 MAIL ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: CENTER BANCORP INC DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>connectone3368361-8k.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: connectone3368361-8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.1 <SEQUENCE>2 <FILENAME>connectone3368361-ex11.htm <DESCRIPTION>UNDERWRITING AGREEMENT, DATED JANUARY 11, 2018 <TEXT> Document 2 - file: connectone3368361-ex11.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>3 <FILENAME>connectone3368361-ex41.htm <DESCRIPTION>INDENTURE, DATED AS OF JANUARY 17, 2018 <TEXT> Document 3 - file: connectone3368361-ex41.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>4 <FILENAME>connectone3368361-ex42.htm <DESCRIPTION>FIRST SUPPLEMENTAL INDENTURE, DATED AS OF JANUARY 17, 2018 <TEXT> Document 4 - file: connectone3368361-ex42.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>5 <FILENAME>connectone3368361-ex51.htm <DESCRIPTION>OPINION OF WINDELS MARX LANE & MITTENDORF <TEXT> Document 5 - file: connectone3368361-ex51.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>connectone3368361-8kx1x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: connectone3368361-8kx1x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>connectone3368361-8kx6x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: connectone3368361-8kx6x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>connectone3368361-8kx6x2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: connectone3368361-8kx6x2.jpg
</DOCUMENT> </SEC-DOCUMENT>