0000071260-23-000001.txt : 20230104
0000071260-23-000001.hdr.sgml : 20230104
20230104164256
ACCESSION NUMBER: 0000071260-23-000001
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MORLEY,ANDREW,MCKENNA,
FILED AS OF DATE: 20230104
DATE AS OF CHANGE: 20230104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROTHSCHILD & CO US INC.
CENTRAL INDEX KEY: 0000071260
IRS NUMBER: 132589894
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05250
FILM NUMBER: 23507256
BUSINESS ADDRESS:
STREET 1: 1251 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 212-403-3610
MAIL ADDRESS:
STREET 1: 1251 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10020
FORMER COMPANY:
FORMER CONFORMED NAME: ROTHSCHILD INC.
DATE OF NAME CHANGE: 20021105
FORMER COMPANY:
FORMER CONFORMED NAME: ROTHSCHILD INC /BD
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: ROTHSCHILD INC /NY /BD
DATE OF NAME CHANGE: 19970730
MA-I
1
primary_doc.xml
MA-I
0000071260
XXXXXXXX
Andrew Morley
2124035229
andrew.morley@rothschildandco.com
john.carroll@rothschildandco.com
frank.london@rothschildandco.com
N
N
Andrew
McKenna
Morley
6359797
N
1
0000071260
ROTHSCHILD & CO US INC.
04-06-2015
N
867-02183
LOCATED
04-06-2015
1251 AVENUE OF THE AMERICAS
33rd Floor
NEW YORK
NY
10020
SUPERVISED
04-06-2015
1251 Avenue of the Americas
33rd Floor
New York
NY
10020
04-2015
Rothschild & Co US Inc.
New York
NY
10020
Y
Y
Director
09-2014
04-2015
Extended Travel
unknown
XX
00000
N
N
Extended Travel
06-2014
08-2014
Rothschild & Co US Inc.
New York
NY
10020
Y
Y
Summer Associate
09-2011
05-2014
New York University
New York
NY
10012
N
N
Student
08-2006
05-2014
Department of Defense
Picatinny
NJ
07801
N
N
Mechanical Engineer
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-04-2023
Frank London
Deputy General Counsel, Managing Director