0000071260-23-000001.txt : 20230104 0000071260-23-000001.hdr.sgml : 20230104 20230104164256 ACCESSION NUMBER: 0000071260-23-000001 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MORLEY,ANDREW,MCKENNA, FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROTHSCHILD & CO US INC. CENTRAL INDEX KEY: 0000071260 IRS NUMBER: 132589894 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-05250 FILM NUMBER: 23507256 BUSINESS ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-403-3610 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: ROTHSCHILD INC. DATE OF NAME CHANGE: 20021105 FORMER COMPANY: FORMER CONFORMED NAME: ROTHSCHILD INC /BD DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: ROTHSCHILD INC /NY /BD DATE OF NAME CHANGE: 19970730 MA-I 1 primary_doc.xml MA-I 0000071260 XXXXXXXX Andrew Morley 2124035229 andrew.morley@rothschildandco.com john.carroll@rothschildandco.com frank.london@rothschildandco.com N N Andrew McKenna Morley 6359797 N 1 0000071260 ROTHSCHILD & CO US INC. 04-06-2015 N 867-02183 LOCATED 04-06-2015 1251 AVENUE OF THE AMERICAS 33rd Floor NEW YORK NY 10020 SUPERVISED 04-06-2015 1251 Avenue of the Americas 33rd Floor New York NY 10020 04-2015 Rothschild & Co US Inc. New York NY 10020 Y Y Director 09-2014 04-2015 Extended Travel unknown XX 00000 N N Extended Travel 06-2014 08-2014 Rothschild & Co US Inc. New York NY 10020 Y Y Summer Associate 09-2011 05-2014 New York University New York NY 10012 N N Student 08-2006 05-2014 Department of Defense Picatinny NJ 07801 N N Mechanical Engineer N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-04-2023 Frank London Deputy General Counsel, Managing Director