0000071260-17-000003.txt : 20170126
0000071260-17-000003.hdr.sgml : 20170126
20170126185622
ACCESSION NUMBER: 0000071260-17-000003
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170126
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROTHSCHILD INC.
CENTRAL INDEX KEY: 0000071260
IRS NUMBER: 132589894
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05250
FILM NUMBER: 17551292
BUSINESS ADDRESS:
STREET 1: 1251 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 212-403-3610
MAIL ADDRESS:
STREET 1: 1251 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10020
FORMER COMPANY:
FORMER CONFORMED NAME: ROTHSCHILD INC /BD
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: ROTHSCHILD INC /NY /BD
DATE OF NAME CHANGE: 19970730
FORMER COMPANY:
FORMER CONFORMED NAME: NEW COURT SECURITIES CORP
DATE OF NAME CHANGE: 19820305
MA-I
1
primary_doc.xml
MA-I
0000071260
XXXXXXXX
Victor D'Agata
2124033612
victor.dagata@rothschild.com
ashley.hamilton@morganlewis.com
john.carroll@rothschild.com
frank.london@rothschild.com
N
N
Victor
Peter
D'Agata
006692681
N
1
0000071260
ROTHSCHILD INC.
08-01-2016
N
01-26-2017
0000071260
LOCATED
08-01-2016
1251 AVENUE OF THE AMERICAS
NEW YORK
NY
10020
08-2016
Rothschild Inc.
New York
NY
10020
Y
Y
Vice President
06-2006
07-2016
Rothschild (Mexico) SA de CV
Mexico City
O5
11550
N
Y
Assistant Director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-26-2017
Frank London
Deputy General Counsel, Director