0000071260-17-000003.txt : 20170126 0000071260-17-000003.hdr.sgml : 20170126 20170126185622 ACCESSION NUMBER: 0000071260-17-000003 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROTHSCHILD INC. CENTRAL INDEX KEY: 0000071260 IRS NUMBER: 132589894 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-05250 FILM NUMBER: 17551292 BUSINESS ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-403-3610 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: ROTHSCHILD INC /BD DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: ROTHSCHILD INC /NY /BD DATE OF NAME CHANGE: 19970730 FORMER COMPANY: FORMER CONFORMED NAME: NEW COURT SECURITIES CORP DATE OF NAME CHANGE: 19820305 MA-I 1 primary_doc.xml MA-I 0000071260 XXXXXXXX Victor D'Agata 2124033612 victor.dagata@rothschild.com ashley.hamilton@morganlewis.com john.carroll@rothschild.com frank.london@rothschild.com N N Victor Peter D'Agata 006692681 N 1 0000071260 ROTHSCHILD INC. 08-01-2016 N 01-26-2017 0000071260 LOCATED 08-01-2016 1251 AVENUE OF THE AMERICAS NEW YORK NY 10020 08-2016 Rothschild Inc. New York NY 10020 Y Y Vice President 06-2006 07-2016 Rothschild (Mexico) SA de CV Mexico City O5 11550 N Y Assistant Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-26-2017 Frank London Deputy General Counsel, Director