-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ip1pVEidO+X0njhpvHcSjqx1wuTAlQ6NQkLgpNfshxzSd0pEiXslw0/sMh6aDFF1 JfsdKCLNs3QVezR9vUeJAA== 0000914317-00-000043.txt : 20000203 0000914317-00-000043.hdr.sgml : 20000203 ACCESSION NUMBER: 0000914317-00-000043 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000201 FILED AS OF DATE: 20000201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TELAXIS COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000712511 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 042751645 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-29053 FILM NUMBER: 519431 BUSINESS ADDRESS: STREET 1: 20 INDUSTRIAL DRIVE EAST CITY: SOUTH DEERFIELD STATE: MA ZIP: 01373 BUSINESS PHONE: 4136658551 MAIL ADDRESS: STREET 1: 20 INDUSTRIEAL DRIVE EAST STREET 2: P O BOX 109 CITY: SOUTH DEERFEILD STATE: MA ZIP: 013730109 FORMER COMPANY: FORMER CONFORMED NAME: MILLITECH CORP DATE OF NAME CHANGE: 19990913 COMPANY DATA: COMPANY CONFORMED NAME: REYNOLDS RANSOM D CENTRAL INDEX KEY: 0001094881 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 20 INDUSTRIAL DRIVE EAST STREET 2: P O BOX 109 CITY: SOUTH DEERFIELD STATE: MA ZIP: 013730109 BUSINESS PHONE: 4136658551 MAIL ADDRESS: STREET 1: PRSIM VENTURE PARTNERS STREET 2: 100 LOWDER BROOKS DRIVE STE 2500 CITY: WESTWOOD STATE: MA ZIP: 02090 3 1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ________________________________________________________________________________ 1. Name and Address of Reporting Person* Reynolds, Ransom D. - -------------------------------------------------------------------------------- (Last) (First) (Middle) Telaxis Communications Corporation 20 Industrial Drive East - -------------------------------------------------------------------------------- (Street) South Deerfield, MA 01373 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Date of Event Requiring Statement (Month/Day/Year) February 1, 2000 ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ________________________________________________________________________________ 4. Issuer Name and Ticker or Trading Symbol Telaxis Communications Corporation TLXS ________________________________________________________________________________ 5. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [_] 10% Owner [X] Officer (give title below) [_] Other (specify below) Senior Vice President, Business Development ________________________________________________________________________________ 6. If Amendment, Date of Original (Month/Day/Year) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form Filed by One Reporting Person [_] Form Filed by More than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Beneficially Owned ================================================================================
3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 72,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2,897* I Held by his son** ====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction 5(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Form 3-07/99) FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
5. Owner- 3. Title and Amount of Securities ship Underlying Derivative Security Form of 2. Date Exercisable (Instr. 4) Derivative and Expiration Date --------------------------------- 4. Conver- Security: (Month/Day/Year) Amount sion or Direct 6. Nature of ---------------------- or Exercise (D) or Indirect Date Expira- Number Price of Indirect Beneficial 1. Title of Derivative Exer- tion of Derivative (I) Ownership Security (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (1) 6/26/06 Common Stock 15,000 $1.00 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (2) 1/05/08 Common Stock 28,000 $1.00 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (3) 8/02/09 Common Stock 40,000 $2.50 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (4) 12/15/09 Common Stock 10,000 $12.60 D - ------------------------------------------------------------------------------------------------------------------------------------ Warrant 7/31/97 7/30/07 Common Stock 9,000 $1.00 D ====================================================================================================================================
Explanation of Responses: * Reflects the automatic conversion of 5,795 shares of preferred stock into 2,897 shares of common stock upon the closing of the initial public offering. ** Mr. Reynolds expressly disclaims beneficial ownership of these shares. (1) As of the reporting date, this option is exercisable as to 10,000 shares. This option will vest as to the remaining 5,000 shares on June 26, 2000. (2) This option will vest as to 14,000 shares on January 5, 2001 and January 5, 2002. (3) As of the reporting date, this option is exercisable as to 8,000 shares. This options vests as to an additional 8,000 shares on August 2 of each year until fully vested. (4) As of the reporting date, this option is exercisable as to 2,000 shares. This options vests as to an additional 2,000 shares on December 15 of each year until fully vested. /s/Ransom D. Reynolds 2/1/00 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----