0001752724-19-090816.txt : 20190807 0001752724-19-090816.hdr.sgml : 20190807 20190807143549 ACCESSION NUMBER: 0001752724-19-090816 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190531 FILED AS OF DATE: 20190807 DATE AS OF CHANGE: 20190807 EFFECTIVENESS DATE: 20190807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEUTSCHE DWS TAX FREE TRUST CENTRAL INDEX KEY: 0000711600 IRS NUMBER: 042782118 STATE OF INCORPORATION: MA FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-03632 FILM NUMBER: 191004952 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154-0004 BUSINESS PHONE: 212-250-2500 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154-0004 FORMER COMPANY: FORMER CONFORMED NAME: DEUTSCHE TAX FREE TRUST DATE OF NAME CHANGE: 20140811 FORMER COMPANY: FORMER CONFORMED NAME: DWS TAX FREE TRUST DATE OF NAME CHANGE: 20060207 FORMER COMPANY: FORMER CONFORMED NAME: SCUDDER TAX FREE TRUST DATE OF NAME CHANGE: 19930909 0000711600 S000006133 DWS Intermediate Tax-Free Fund C000016867 Class A SZMAX C000016870 Class C SZMCX C000016871 Class S SCMTX C000016872 Institutional Class SZMIX C000188524 Class T SZMTX N-CEN 1 primary_doc.xml X0201 N-CEN LIVE 0000711600 XXXXXXXX 811-03632 false false false N-1A S000006133 C000016872 C000016867 C000016870 C000016871 C000188524 DEUTSCHE DWS TAX FREE TRUST 811-03632 0000711600 OIW3BT7ZMM086NH3EO53 345 PARK AVENUE NEW YORK 10154-0004 US-NY US 212-250-2500 Iron Mountain Incorporated 12646 NW 115th Avenue Medley 33178-3179 773-579-6210 General books and records related to Registrant. DWS Investment Management Americas, Inc. 345 Park Avenue New York 10154-0004 212-250-2500 Book and records related to advisory and administrative services. DWS Investment Management Americas, Inc. One International Place Boston 02110-2618 617-295-1000 Book and records related to advisory and administrative services. DST Systems, Inc. 333 West 11th Street Kansas City 64105-1628 816-435-8655 Book and records related to sub-transfer agency services and shareholder services. State Street Bank and Trust Company State Street Financial Center One Lincoln Street Boston 02111-2900 617-786-3000 Book and records related to custodian, accounting and sub-administrator services. DWS Distributors, Inc. 222 South Riverside Plaza Chicago 60606-5808 312-537-4511 Book and records related to distributor services. Y N N-1A 1 Y Dr. Richard J. Herring 000000000 N William N. Searcy, Jr. 000000000 N Henry P. Becton, Jr. 000000000 N John W. Ballantine 000000000 N Dawn-Marie Driscoll 000000000 N Jean Gleason Stromberg 000000000 N William McClayton 000000000 N Rebecca W. Rimel 000000000 N Keith R. Fox, CFA 000000000 N Scott D. Hogan 000000000 One International Place Boston 02110 XXXXXX N N N N N N DWS Distributors, Inc. 8-47765 000037306 5299007T18XBURKJ1V64 Y N Ernst & Young LLP 42 254900H1VLSDPE6LJK37 Y N N N N N DWS Intermediate Tax-Free Fund S000006133 30VUJK0MQBYD631YHQ71 Y 5 0 0 N/A N N N N N/A N/A N/A Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Y Y N N DWS Investment Management Americas, Inc. 801-252 000104518 CZ83K4EEEX8QVCT3B128 N DWS Service Company 84-1713 529900CQVDVATODQA941 Y N DST Systems, Inc. 84-00448 21B7QCD05XOK0YTYOP98 N Y N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 5493000NQ9LYLDBCTL34 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Systems, Inc. 21B7QCD05XOK0YTYOP98 N Y DWS Service Company 529900CQVDVATODQA941 Y N N DWS Investment Management Americas, Inc. CZ83K4EEEX8QVCT3B128 Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N Y N Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch) N/A 000000000 00000000000000000000 IN 0.00000000 Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch) N/A 000000000 7LTWFZYICNSX8D621K86 IN 0.00000000 Deutsche Bank Securities Inc. (Chicago, IL, US, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Capital Markets Australia Limited N/A 000000000 529900J30GWJRSJWJL27 AU 0.00000000 DB Strategic Advisors, Inc. N/A 000000000 529900DD5SKKGUNXWV81 PH 0.00000000 Deutsche Securities Menkul Degerler Anonim Sirketi N/A 000000000 7890004KOVES3T55GW95 TR 0.00000000 Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch) N/A 000000000 558600SY4RZNJTDP3H57 SA 0.00000000 Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft Auf Aktien N/A 000000000 5299003G9CMV5CY1FU81 DE 0.00000000 Insurance Futures Exchange Services Ltd. N/A 000000000 00000000000000000000 GB 0.00000000 DWS Distributors, Inc. (Boston, MA, US, Branch) N/A 000000000 5299007T18XBURKJ1V64 0.00000000 DWS Investments Hong Kong Limited N/A 000139666 529900RX8DKTJ81MHL26 HK 0.00000000 Deutsche Securities Venezuela S.A. N/A 000000000 529900J4VEUT0ZZXYH41 VE 0.00000000 Deutsche Bank Securities Inc. (Miami, FL, US, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 Yieldbroker Pty Limited N/A 000000000 549300QRJM24CLE17N18 AU 0.00000000 TFS-ICAP Holdings Limited N/A 000000000 00000000000000000000 GB 0.00000000 Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch) N/A 000000000 00000000000000000000 GR 0.00000000 DWS Investments Japan Limited N/A 000118540 529900GOHDG5JKIJXT78 JP 0.00000000 Deutsche Bank Societa per Azioni N/A 000000000 529900SS7ZWCX82U3W60 IT 0.00000000 Deutsche Securities Asia Limited (Taipei City, TW, Branch) N/A 000000000 0000000000 TW 0.00000000 Deutsche Bank Securities Inc. (Boston, MA, US, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 PT Deutsche Verdhana Indonesia N/A 000000000 00000000000000000000 ID 0.00000000 Harvest Global Investments Limited N/A 000000000 254900HXNL2VW0JOFU39 HK 0.00000000 Deutsche Securities Saudi Arabia LLC N/A 000000000 529900CKC4TXHVRKX638 SA 0.00000000 Deutsche Securities SA N/A 000000000 0000000000 ES 0.00000000 PT Deutsche Securities Indonesia N/A 000000000 529900BYFVEGGOM24P36 ID 0.00000000 DB International (Asia) Limited N/A 000000000 529900396G5HWCV38G39 SG 0.00000000 Tfs-Icap, LLC N/A 000000000 549300E9RR7X18FR6M91 0.00000000 Deutsche Bank, Sociedad Anonima Espanola N/A 000000000 529900SICIK5OVMVY186 ES 0.00000000 Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Equities India Private Limited N/A 000000000 529900K9ENYPTKECK071 IN 0.00000000 Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Securities Asia Limited (Singapore, SG, Branch) N/A 000000000 0000000000 SG 0.00000000 Deutsche Bank Securities Inc. (New York 345 Park Avenue, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Access Investments Limited N/A 000000000 529900UZ44MDFDFOCB92 AU 0.00000000 Deutsche Securities Asia Limited N/A 000000000 529900D90NAWLSQNTI12 HK 0.00000000 Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch) N/A 000000000 00000000000000000000 IN 0.00000000 Deutsche Securities Inc. N/A 000000000 529900CK34A0NLD3NN83 JP 0.00000000 Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch) N/A 000000000 0000000000 HU 0.00000000 Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 Powers Pty. Ltd. N/A 000000000 00000000000000000000 AU 0.00000000 Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch) N/A 000000000 0000000000 SE 0.00000000 Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) N/A 000000000 7LTWFZYICNSX8D621K86 PH 0.00000000 DWS Distributors, Inc. (Jersey City, NJ, US, Branch) N/A 000000000 5299007T18XBURKJ1V64 0.00000000 Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch) N/A 000000000 0000000000 AE 0.00000000 Deutsche Bank Securities Inc. (Menlo Park, CA, US, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 Limited Liability Company 'Deutsche Bank' N/A 000000000 529900EHFBA8MNCV8M81 RU 0.00000000 Deutsche Regis Partners, Inc. N/A 000000000 254900HRLJFNOZBOK921 PH 0.00000000 Deutsche Securities Australia Limited N/A 000000000 529900JDL9OTL8IG2U56 AU 0.00000000 DWS Distributors, Inc. (Costa Mesa, CA, US, Branch) N/A 000000000 5299007T18XBURKJ1V64 0.00000000 Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch) N/A 000000000 00000000000000000000 LK 0.00000000 iGoldenbeta Securities Company Limited N/A 000000000 00000000000000000000 HK 0.00000000 Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch) N/A 000000000 0000000000 CZ 0.00000000 Craigs Investment Partners Limited N/A 000000000 254900O8DEEDCQZFLK81 NZ 0.00000000 Deutsche Securities Korea Co., Ltd N/A 000000000 529900J0N5FYROZOL786 KR 0.00000000 Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch) N/A 000000000 0000000000 CH 0.00000000 HGI (USA) Investments LLC N/A 000000000 00000000000000000000 0.00000000 Deutsche Securities, S.A. de C.V., Casa de Bolsa N/A 000000000 529900G9Z4I79FGUE649 MX 0.00000000 Deutsche Bank Securities Inc. (Baltimore, MD, US, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch) N/A 000000000 00000000000000000000 IN 0.00000000 Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch) N/A 000000000 0000000000 TH 0.00000000 DWS Distributors, Inc. (Jacksonville, FL, US, Branch) N/A 000000000 5299007T18XBURKJ1V64 0.00000000 Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch) N/A 000000000 7LTWFZYICNSX8D621K86 KR 0.00000000 Deutsche Securities (Pty) Ltd N/A 000000000 529900HNLCDM7X1RJ063 ZA 0.00000000 Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch) N/A 000000000 00000000000000000000 IN 0.00000000 Deutsche Bank Aktiengesellschaft N/A 000000000 7LTWFZYICNSX8D621K86 DE 0.00000000 Deutsche Bank Securities Inc. (Dallas, TX, US, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 DWS Distributors, Inc. (New York, NY, US, Branch) 8-47765 000037306 5299007T18XBURKJ1V64 0.00000000 DWS Distributors, Inc. 8-47765 000037306 5299007T18XBURKJ1V64 0.00000000 Deutsche Bank Securities Inc. (Atlanta, GA, US, Branch) N/A 000000000 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Bank Securities Limited N/A 000000000 529900AZS6GG6GBDMN90 CA 0.00000000 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 0.00000000 DWS Distributors, Inc. (San Francisco CA, US, Branch) N/A 000000000 5299007T18XBURKJ1V64 0.00000000 DWS Distributors, Inc. (Chicago, IL, US, Branch) N/A 000000000 5299007T18XBURKJ1V64 0.00000000 0.00000000 Janney Montgomery Scott LLC 8-00462 000000463 549300QQRY1JCFQHYS08 64387760.70000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 146452179.47000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 96538717.95000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 235625788.05000000 BlackRock Liquidity Funds - MuniCash N/A 000000000 549300RWBJ885673DL84 119031432.05000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 98580357.55000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 172070142.20000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 121042018.60000000 JPMorgan Chase & Co. 8-35008 000000079 8I5DZWZKVSZI1NUHU748 143733059.00000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 168645019.80000000 1655126482.47000000 N 1234730799.76000000 Committed 400000000.00000000 N N N true INTERNAL CONTROL RPT 2 NCEN_5920615162514433.txt Report of Independent Registered Public Accounting Firm To the Board of Trustees of Deutsche DWS Tax Free Trust and Shareholders of DWS Intermediate Tax-Free Fund: In planning and performing our audit of the financial statements of DWS Intermediate Tax-Free Fund (formerly DWS Intermediate Tax/AMT Free Fund) (one of the funds constituting Deutsche DWS Tax Free Trust) (the "Trust"), as of and for the year ended May 31, 2019, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Trust's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Trust's internal control over financial reporting. Accordingly, we express no such opinion. The management of the Trust is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with U.S. generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with U.S. generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Trust's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Trust's internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be a material weakness as defined above as of May 31, 2019. This report is intended solely for the information and use of management and the Board of Trustees of Deutsche DWS Tax Free Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ERNST & YOUNG, LLP Boston, Massachusetts July 25, 2019