-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hg76htBytGCZFcF2HAVHOs/17VyXOdM5m5u1eVNAstIDW3clyJhOSU+OSLICZ5Et lSavo/lz8pFEpdCqoFVPRw== 0000943663-98-000471.txt : 19990101 0000943663-98-000471.hdr.sgml : 19990101 ACCESSION NUMBER: 0000943663-98-000471 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981228 FILED AS OF DATE: 19981231 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GALILEO CORP CENTRAL INDEX KEY: 0000711425 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042526583 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-11309 FILM NUMBER: 98779825 BUSINESS ADDRESS: STREET 1: PO BOX 550 STREET 2: GALILEO PARK CITY: STURBRIDGE STATE: MA ZIP: 01566 BUSINESS PHONE: 5083479191 MAIL ADDRESS: STREET 1: GALILEO PARK STREET 2: PO BOX 550 CITY: STURBRIDGE STATE: MA ZIP: 01566 FORMER COMPANY: FORMER CONFORMED NAME: GALILEO ELECTRO OPTICS CORP DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: MAGIDA STEPHEN A CENTRAL INDEX KEY: 0001076092 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 105 HARBOR DRIVE STREET 2: SUITE 125 CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2033486690 3 1 FORM 3
- -------------------- ----------------------------- FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 OMB APPROVAL - -------------------- ----------------------------- OMB Number 3235-0140 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Expires: September 30, 1998 Estimated average burden hours per response... 0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ----------------------------------------------------------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* 2. Date of Event Re- 4. Issuer Name and Ticker quiring Statement or Trading Symbol Magida Stephen A. (Month/Day/Year) Galileo Corporation - ------------------------------------------ 12/22/98 (NASDAQ: GAEO) (Last) (First) (Middle) --------------------- --------------------------------- ------------------------- 3. I.R.S. Identifica- 5. Relationship of Reporting 6. If Amendment, Date of 105 Harbor Drive, Suite 125 tion Number of Person(s) to Issuer (Check Original (Month/Day/ - ------------------------------------------ Reporting Person, all applicable) Year) (Street) if an entity ___ Director X 10% Owner ---------------------- (Voluntary) ___ Officer) __ Other (specify) 7. Individual or Joint/ Stamford CT 06902 --------------------- (give title below) Group Filing (Check - ------------------------------------------ below) Applicable List) (City) (State) (Zip) X Form filed by One Reporting Person _ Form filed by More than One Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------
Table I - Non-Derivative Securities Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned Form: Direct Ownership (Instr. 5) (Instr. 4) (D) or Indirect (I) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 per share 2,000,000 I (1) As Manager of LLC (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 per share 11,000 I (2) As Trustee of Trust (2) - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
FORM 3 (Continued) Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Date 3. Title and Amount of 4. Conversion 5. Ownership 6. Nature of Direct Security (Instr. 4) Exercisable and Securities Underlying or Exercise Form of Beneficial Expiration Date Derivative Security Price of Derivative Ownership (Month/Day/Year) (Inst. 4) Derivative Security; (Instr. 5) Security Direct (D) ------------------------------------------------- or Indir- Date Expira- Amount or ect (I) Exer- tion Title Number of (Instr. 5) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ Warrant for Common Stock (3) (3) Common Stock, 2,000,000 $1.50/share I(1) As Manager of LLC par value (1) $.01 per share - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) These shares and warrants are beneficially owned directly by Andlinger Capital XIII LLC. Stephen A. Magida may be deemed to beneficially own these shares and warrants indirectly in his capacity as Manager of Andlinger Capital XIII LLC. This report shall not be deemed an admission that Mr. Magida is the beneficial owner of such securities. (2) Mr. Magida may be deemed to beneficially own these shares indirectly in his capacity as trustee under certain trusts for the benefit of members of the family of Gerhard R. Andlinger. This report shall not be deemed an admission that Mr. Magida is the beneficial owner of such shares. (3) These warrants will be exercisable from their issuance until seven and one-half years after their issuance. As of the date of this filing the warrants have not been issued. /s/ Stephen A. Magida ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. ** Signature of Reporting Person See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. 12/28/98 If space provided is insufficient, --------- See Instruction 6 for procedure. Date Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a current valid OMB Number.
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