-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O/wRE75/uD+aMi+F28YrzMWpL3IQpZkbCOO4tAdsT4HMkjg4A1f/HUQm/Fw7AIBk b56g19tL12ztrhUvWX7OEg== 0000894579-99-000186.txt : 19991018 0000894579-99-000186.hdr.sgml : 19991018 ACCESSION NUMBER: 0000894579-99-000186 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991006 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GALILEO CORP CENTRAL INDEX KEY: 0000711425 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042526583 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-11309 FILM NUMBER: 99724103 BUSINESS ADDRESS: STREET 1: PO BOX 550 STREET 2: GALILEO PARK CITY: STURBRIDGE STATE: MA ZIP: 01566 BUSINESS PHONE: 5083479191 MAIL ADDRESS: STREET 1: GALILEO PARK STREET 2: PO BOX 550 CITY: STURBRIDGE STATE: MA ZIP: 01566 FORMER COMPANY: FORMER CONFORMED NAME: GALILEO ELECTRO OPTICS CORP DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: ANDLINGER CAPITAL XIII LLC CENTRAL INDEX KEY: 0001076089 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 105 HARBOR DRIVE, SUITE 125 CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2033486690 4 1 FORM 4 GALILEO CORPORATION
- ----------- ----------------------------- FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL | - ----------- Washington, D.C. 20549 | | ----------------------------- [ ] Check this box if | | no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |OMB Number | to Section 16. Filed pursuant to Section 16(a) of the Securities Exchange Act of |Expires: | Form 4 or Form 5 1934, Section 17(a) of the Public Utility Holding Company Act of |Estimated average burden | obligations may 1935 or Section 30(f) of the Investment Company Act of 1940 |hours per response | continue. ----------------------------- See instruction 1(b) (Print or Type Responses) - ----------------------------------------------------------------------------------------------------------------------------------- | | 1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol | 6. Relationship of Reporting | | Person(s) to Issuer Andlinger Capital XIII LLC | Galileo Corporation (Nasdaq: GAEO) | (Check all applicable) - ----------------------------------------------|--------------------------|-------------------| (Last) (First) (Middle) | | | | 3. IRS or Social Se- |4. Statement for | __ Director X 10% Owner 105 Harbor Drive, Suite 125 | curity Number of | Month/Year | __ Officer __ Other - ----------------------------------------------| Reporting Person | | (give title (specify (Street) | (Voluntary) | | below) below) | | | | | 09/99 | | |---------------------------------------------------------- | |5. If Amendment, |7. Individual or Joint/Group Filing | | Date of Original| (Check Applicable Line) Stamford CT 06902 | | (Month/Year) | X Form filed by One Reporting Person | | | __ Form filed by More than One | | | Reporting Person - ----------------------------------------------|------------------------------------------------------------------------------------- (City) (State) (Zip) | Table I -- Non-Derivative Securities, Acquired, Disposed of, or Beneficially Owned | - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security |2. Trans- |3.Trans- | 4. Securities Acquired (A) |5. Amount of |6. Owner- | 7. Nature of (Instr. 3) | action | action | or Disposed of (D) | Securities | ship | Indirect | Date | Code | | Beneficially | Form: | Bene- | | | | Owned at | Direct | ficial | (Month/| | | End of Month | (D) or (I) | Ownership | Day/ | (Instr. 8)| (Instr. 3, 4 and 5) | | | | Year) |------|-----|------------------|-----|-------| | | | | | | |(A)or| | | | | | Code | V | Amount |(D) |Price | (Instr. 3 and 4)| (Instr. 4) | (Instr. 4) - -------------------------|----------|------|-----|------------------|-----|-------|-----------------|--------------|---------------- Common Stock, par value | | | | | |$1.50/ | | | $.01 per share | 09/20/99 | X | | 1,000,000 shares | |share | | (D) | - -------------------------|----------|------|-----|------------------|-----|-------|-----------------|--------------|---------------- Common Stock, par value | | | | | | | | | $.01 per share | | | | | | | 3,000,000 | (D) | - -------------------------|----------|------|-----|------------------|-----|-------|-----------------|--------------|---------------- | | | | | | | | | | | | | | | | | | - -------------------------|----------|------|-----|------------------|-----|-------|-----------------|--------------|---------------- | | | | | | | | | | | | | | | | | | - -------------------------|----------|------|-----|------------------|-----|-------|-----------------|--------------|---------------- | | | | | | | | | | | | | | | | | | - -------------------------|----------|------|-----|------------------|-----|-------|-----------------|--------------|---------------- | | | | | | | | | | | | | | | | | | - -------------------------|----------|------|-----|------------------|-----|-------|-----------------|--------------|----------------
Table I - Continued FORM 4 (Continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ----------------------------------------------------------------------------------------------------------------------------------- 1.Title of |2.(Conver-|3.Trans-|4.Trans-|5.Number of |6.Date Exer- |7.Title and |8.Price |9.Number |10.Owner-|11.Nature Derivative| sion or | action| action| Derivative | cisable | Amount of | of | of deriv-| ship |of Security | Exercise| Date | Code | Securities | and | Underlying | Deri- | ative | Form of |Indirect (Instr. 3)| Price of| |(Instr. | Acquired | Expiration | Securities | vative| Securi- | Deriva- |Benefi- | Deriv- | | 8) | (A) or Dis- | Date | (Instrs. 3 | Secu- | ties | tive |cial | ative | | | posed of (D) | (Month/Day/ | and 4) | rity | Benefi- | Secu- |Owner- | Security| (Month/| | | Year) | | (Instr.| cially | rity: |ship | | Day/ | |(Instrs. 3,4, | | | 5) | Owned | Direct |(Instr.4 | | Year) | | and 5) | | | | at End | (D) or | | | | | |--------------|------------------| | of Month | indirect| | | | | |Date |Expira-| | Amount | | (Instr. 4| (I) | | | | | |Exer- |tion | Title | or | | |(Instr.4)| |----------|--------|----|---|--------|-------|cisa- |Date | | Number | | | | | | | | | | |ble | | | of | | | | | | | | | | | | | | Shares | | | | | | |Code| V | (A) | (D) | | | | | | | | - ------------|----------|--------|----|---|--------|-------|------|-------|--------|---------|--------|----------|---------|--------- Warrant for | $1.50/ |9/20/99 | | | | (D) | | |Common |1,000,000| | | | Common Stock| share | | | | | | | |Stock, | | | | | | | | | | | | | |par | | | | | | | | | | | | | |value | | | | | | | | | | | | | |$.01 per| | | | | | | | | | | | | |share | | | | | - ------------|----------|--------|----|---|--------|-------|------|-------|--------|---------|--------|----------|---------|--------- Warrant for | | | | | | | | | | | |1,000,000 | (D) | Common Stock| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------|----------|--------|----|---|--------|-------|------|-------|--------|---------|--------|----------|---------|--------- | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------|----------|--------|----|---|--------|-------|------|-------|--------|---------|--------|----------|---------|--------- | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------|----------|--------|----|---|--------|-------|------|-------|--------|---------|--------|----------|---------|--------- | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: ** Intentional misstatements or omissions of facts constitute By: /s/Stephen A. Magida 10/06/99 Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -------------------------------- ----------- ** Signature of Reporting Person Date Manager, Andlinger Capital XIII LLC Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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