-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UGdFJczpgu/yJRlucWdoNmSc/oDDMa06YcluvS93yD4lO0ofo2l6Nq6ELFu/uoaq kaRtmH2OmEVagIOveaa0bg== 0000894579-99-000050.txt : 19990308 0000894579-99-000050.hdr.sgml : 19990308 ACCESSION NUMBER: 0000894579-99-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990228 FILED AS OF DATE: 19990305 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GALILEO CORP CENTRAL INDEX KEY: 0000711425 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042526583 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-11309 FILM NUMBER: 99557784 BUSINESS ADDRESS: STREET 1: PO BOX 550 STREET 2: GALILEO PARK CITY: STURBRIDGE STATE: MA ZIP: 01566 BUSINESS PHONE: 5083479191 MAIL ADDRESS: STREET 1: GALILEO PARK STREET 2: PO BOX 550 CITY: STURBRIDGE STATE: MA ZIP: 01566 FORMER COMPANY: FORMER CONFORMED NAME: GALILEO ELECTRO OPTICS CORP DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: ADLINGER GERHARD R CENTRAL INDEX KEY: 0001076090 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 105 HARBOR DRIVE, SUITE 125 CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2033486690 4 1 FORM 4 GALILEO CORPORATION
- ----------- ----------------------------- FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL | - ----------- Washington, D.C. 20549 | | ----------------------------- [ ] Check this box if | | no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |OMB Number | to Section 16. Filed pursuant to Section 16(a) of the Securities Exchange Act of |Expires: | Form 4 or Form 5 1934, Section 17(a) of the Public Utility Holding Company Act of |Estimated average burden | obligations may 1935 or Section 30(f) of the Investment Company Act of 1940 |hours per response | continue. ----------------------------- See instruction 1(b) (Print or Type Responses) - ----------------------------------------------------------------------------------------------------------------------------------- | | 1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol | 6. Relationship of Reporting | | Person(s) to Issuer Andlinger Gerhard R. | Galileo Corporation (Nasdaq: GAEO) | (Check all applicable) - ----------------------------------------------|--------------------------|-------------------| (Last) (First) (Middle) | | | | 3. IRS or Social Se- |4. Statement for | X Director X 10% Owner 4445 North A1A, Suite #235 | curity Number of | Month/Year | __ Officer __ Other - ----------------------------------------------| Reporting Person | | (give title (specify (Street) | (Voluntary) | | below) below) | | | | | 02/99 | _________________ | | | | | | | | | | |---------------------------------------------------------- | |5. If Amendment, |7. Individual or Joint/Group Filing | | Date of Original| (Check Applicable Line) Vero Beach FL 32963 | | (Month/Year) | X Form filed by One Reporting Person | | | __ Form filed by More than One | | | Reporting Person - ----------------------------------------------|------------------------------------------------------------------------------------ (City) (State) (Zip) | Table I -- Non-Derivative Securities, Acquired, Disposed of, or Beneficially Owned - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security | 2. Trans- |3.Trans- | 4. Securities Acquired (A) |5. Amount of |6. Owner- | 7. Nature of (Instr. 3) | action | action | or Disposed of (D) | Securities | ship | Indirect | Date | Code | | Beneficially | Form: | Bene- | | | | Owned at | Direct | ficial | (Month/| | | End of Month | (D) or (I) | Ownership | Day/ | (Instr. 8)| (Instr. 3, 4 and 5) | | | | Year) |------|-----|--------------|-----|--------| | | | | | | |(A)or| | | | | | Code | V | Amount |(D) |Price | (Instr. 3 and 4)| (Instr. 4) | (Instr. 4) - --------------------------|-----------|------|-----|--------------|-----|--------|-----------------|--------------|----------------- Common Stock, par value | | | | | | | | | $.01 per share | 02/02/99 | P | | 6,000 shares | A | $5.500 | | (D) | - --------------------------|-----------|------|-----|--------------|-----|--------|-----------------|--------------|----------------- Common Stock, par value | | | | | | | | | $.01 per share | 02/03/99 | P | |19,000 shares | A | $5.595 | | (D) | - --------------------------|-----------|------|-----|--------------|-----|--------|-----------------|--------------|----------------- Common Stock, par value | | | | | | | | | $.01 per share | 02/03/99 | P | | 1,000 shares | A | $5.625 | | (D) | - --------------------------|-----------|------|-----|--------------|-----|--------|-----------------|--------------|----------------- Common Stock, par value | | | | | | | | | $.01 per share | 02/04/99 | P | |14,600 shares | A | $5.717 | | (D) | - --------------------------|-----------|------|-----|--------------|-----|--------|-----------------|--------------|----------------- Common Stock, par value | | | | | | | | | $.01 per share | 02/05/99 | P | | 9,400 shares | A | $5.750 | | (D) | - --------------------------|-----------|------|-----|--------------|-----|--------|-----------------|--------------|----------------- Common Stock, par value | | | | | | | | | $.01 per share | 02/22/99 | P | | 1,100 shares | A | $5.250 | | (D) | - --------------------------|-----------|------|-----|--------------|-----|--------|-----------------|--------------|----------------- Common Stock, par value | | | | | | | | | $.01 per share | 02/23/99 | P | | 9,500 shares | A | $5.230 | | (D) | - --------------------------|-----------|------|-----|--------------|-----|--------|-----------------|--------------|----------------- Common Stock, par value | | | | | | | | | $.01 per share | 02/24/99 | P | | 9,400 shares | A | $5.250 | | (D) | - --------------------------|-----------|------|-----|--------------|-----|--------|-----------------|--------------|----------------- Common Stock, par value | | | | | | | | | $.01 per share | 02/26/99 | P | |11,000 shares | A | $5.125 | | (D) | - --------------------------|-----------|------|-----|--------------|-----|--------|-----------------|--------------|----------------- - --------------------------|-----------|------|-----|--------------|-----|--------|-----------------|--------------|----------------- Common Stock, par value | | | | | | | | | $.01 per share | | | | | | | 81,000 | (D) | - --------------------------|-----------|------|-----|--------------|-----|--------|-----------------|--------------|----------------- Common Stock, par value | | | | | | | | | $.01 per share | | | | | | | 2,000,000(1) | (I)(1) | (1) ==================================================================================================================================== Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one person, see Instruction 4(b)(v). 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FORM 4 (Continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of |2.(Conver-|3.Trans-|4.Trans-|5.Number of |6.Date Exer- |7.Title and |8.Price |9.Number |10.Owner-|11.Nature Derivative | sion or | action| action| Derivative | cisable | Amount of | of | of deriv-| ship |of Security | Exercise| Date | Code | Securities | and | Underlying | Deri- | ative | Form of |Indirect (Instr. 3) | Price of| |(Instr. | Acquired | Expiration | Securities | vative| Securi- | Deriva- |Benefi- | Deriv- | | 8) | (A) or Dis- | Date | (Instrs. 3 | Secu- | ties | tive |cial | ative | | | posed of (D) | (Month/Day/ | and 4) | rity | Benefi- | Secu- |Owner- | Security| (Month/| | | Year) | | (Instr.| cially | rity: |ship | | Day/ | |(Instrs. 3,4, | | | 5) | Owned | Direct |(Instr.4 | | Year) | | and 5) | | | | at End | (D) or | | | | | ----------------|--------------- | of Month | indirect| | | | | |Date |Expira- | |Amount | | (Instr. 4| (I) | | | | | |Exer- |tion |Title |or | | |(Instr.4)| |----------|--------|----|---|----------|------|cisa- |Date | |Number | | | | | | | | | | |ble | | |of | | | | | | | | | | | | | |Shares | | | | | | |Code| V | (A) | (D) | | | | | | | | - --------------|----------|--------|----|---|----------|------|------|--------|------|-------|--------|----------|---------|--------- | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - --------------|----------|--------|----|---|----------|------|------|--------|------|-------|--------|----------|---------|--------- | | | | | | | | | | | | | | | | | | | | | | | | | | | | - --------------|----------|--------|----|---|----------|------|------|--------|------|-------|--------|----------|---------|--------- | | | | | | | | | | | | | | | | | | | | | | | | | | | | - --------------|----------|--------|----|---|----------|------|------|--------|------|-------|--------|----------|---------|--------- | | | | | | | | | | | | | | | | | | | | | | | | | | | | - --------------|----------|--------|----|---|----------|------|------|--------|------|-------|--------|----------|---------|--------- | | | | | | | | | | | | | | | | | | | | | | | | | | | | - --------------|----------|--------|----|---|----------|------|------|--------|------|-------|--------|----------|---------|--------- | | | | | | | | | | | | | | | | | | | | | | | | | | | | - --------------|----------|--------|----|---|----------|------|------|--------|------|-------|--------|----------|---------|--------- | | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) These shares are beneficially owned directly by Andlinger Capital XIII LLC. Mr. Andlinger may be deemed to beneficially own such shares indirectly as the owner of a greater than 50% interest in Andlinger Capital XIII LLC. This report shall not be deemed an admission that Mr. Andlinger is the beneficial owner of such shares. ** Intentional misstatements or omissions of facts constitute /s/ Gerhard R. Andlinger 03/03/99 Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -------------------------------- ----------- ** Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 3 of 3 pages
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