0001127602-19-014154.txt : 20190402 0001127602-19-014154.hdr.sgml : 20190402 20190402162404 ACCESSION NUMBER: 0001127602-19-014154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190401 FILED AS OF DATE: 20190402 DATE AS OF CHANGE: 20190402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Auerbach Robert D CENTRAL INDEX KEY: 0001745856 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08597 FILM NUMBER: 19725268 MAIL ADDRESS: STREET 1: C/O THE COOPER COMPANIES, INC. STREET 2: SUITE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COOPER COMPANIES INC CENTRAL INDEX KEY: 0000711404 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 942657368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6140 STONERIDGE MALL RD STREET 2: STE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 9254603600 MAIL ADDRESS: STREET 1: 6140 STONERIDGE MALL ROAD STREET 2: SUITE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: COOPERVISION INC DATE OF NAME CHANGE: 19870701 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-04-01 0000711404 COOPER COMPANIES INC COO 0001745856 Auerbach Robert D C/O THE COOPER COMPANIES, INC. 6140 STONERIDGE MALL ROAD, SUITE 590 PLEASANTON CA 94588 1 President, CSI Common Stock 2019-04-01 4 M 0 2416 131.60 A 4954 D Common Stock 2019-04-01 4 M 0 2046 175.31 A 7000 D Common Stock 2019-04-01 4 M 0 864 229.66 A 7864 D Common Stock 2019-04-01 4 S 0 5326 300.00 D 2538 D Employee Stock Option (Right to Buy) 131.60 2019-04-01 4 M 0 2416 0 D 2025-12-09 Common Stock 2416 2416 D Employee Stock Option (Right to Buy) 175.31 2019-04-01 4 M 0 2046 0 D 2026-12-13 Common Stock 2046 3067 D Employee Stock Option (Right to Buy) 229.66 2019-04-01 4 M 0 864 0 D 2027-12-12 Common Stock 864 3454 D 12/9/15 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/9/16; 1/5 shall vest on 12/9/17; 1/5 shall vest on 12/9/18; 1/5 shall vest on 12/9/19 and 1/5 shall vest on 12/9/20. 12/13/16 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/13/17; 1/5 shall vest on 12/13/18; 1/5 shall vest on 12/13/19; 1/5 shall vest on 12/13/20 and 1/5 shall vest on 12/13/21. 12/12/17 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant. /s/ Robert D. Auerbach, M.D. 2019-04-01