0001127602-19-001724.txt : 20190109
0001127602-19-001724.hdr.sgml : 20190109
20190109195709
ACCESSION NUMBER: 0001127602-19-001724
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190108
FILED AS OF DATE: 20190109
DATE AS OF CHANGE: 20190109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Auerbach Robert D
CENTRAL INDEX KEY: 0001745856
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08597
FILM NUMBER: 19519069
MAIL ADDRESS:
STREET 1: C/O THE COOPER COMPANIES, INC.
STREET 2: SUITE 590
CITY: PLEASANTON
STATE: CA
ZIP: 94588
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COOPER COMPANIES INC
CENTRAL INDEX KEY: 0000711404
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
IRS NUMBER: 942657368
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 6140 STONERIDGE MALL RD
STREET 2: STE 590
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 9254603600
MAIL ADDRESS:
STREET 1: 6140 STONERIDGE MALL ROAD
STREET 2: SUITE 590
CITY: PLEASANTON
STATE: CA
ZIP: 94588
FORMER COMPANY:
FORMER CONFORMED NAME: COOPERVISION INC
DATE OF NAME CHANGE: 19870701
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-01-08
0000711404
COOPER COMPANIES INC
COO
0001745856
Auerbach Robert D
C/O THE COOPER COMPANIES, INC.
6140 STONERIDGE MALL ROAD, SUITE 590
PLEASANTON
CA
94588
1
President, CSI
Common Stock
2019-01-08
4
M
0
750
0
A
3022
D
Common Stock
2019-01-08
4
F
0
261
0
D
2761
D
Common Stock
2019-01-08
4
M
0
555
0
A
3316
D
Common Stock
2019-01-08
4
F
0
174
0
D
3142
D
Common Stock
2019-01-08
4
M
0
342
0
A
3484
D
Common Stock
2019-01-08
4
F
0
108
0
D
3376
D
Common Stock
2019-01-08
4
M
0
57
0
A
3433
D
Common Stock
2019-01-08
4
F
0
18
0
D
3415
D
Common Stock
2019-01-08
4
M
0
257
0
A
3672
D
Common Stock
2019-01-08
4
F
0
81
0
D
3591
D
Common Stock
2019-01-08
4
M
0
218
0
A
3809
D
Common Stock
2019-01-08
4
F
0
69
0
D
3740
D
Common Stock
2019-01-08
4
M
0
87
0
A
3827
D
Common Stock
2019-01-08
4
F
0
28
0
D
3799
D
Restricted Stock Units
2019-01-08
4
M
0
750
0
D
Common Stock
750
0
D
Restricted Stock Units
2019-01-08
4
M
0
555
0
D
Common Stock
555
554
D
Restricted Stock Units
2019-01-08
4
M
0
342
0
D
Common Stock
342
684
D
Restricted Stock Units
2019-01-08
4
M
0
57
0
D
Common Stock
57
969
D
Restricted Stock Units
2019-01-08
4
M
0
257
0
D
Common Stock
257
712
D
Restricted Stock Units
2019-01-08
4
M
0
218
0
D
Common Stock
218
871
D
Restricted Stock Units
2019-01-08
4
M
0
87
0
D
Common Stock
87
348
D
1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.
RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19.
RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.
12/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.
12/9/15 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/17, 1/8/18, 1/8/19, 1/8/20 and 1/8/21.
12/13/16 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22.
12/12/17 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/19, 1/8/20, 1/8/21, 1/8/22 and 1/8/23.
/s/ Robert D. Auerbach, M.D.
2019-01-09