0001127602-19-001724.txt : 20190109 0001127602-19-001724.hdr.sgml : 20190109 20190109195709 ACCESSION NUMBER: 0001127602-19-001724 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190108 FILED AS OF DATE: 20190109 DATE AS OF CHANGE: 20190109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Auerbach Robert D CENTRAL INDEX KEY: 0001745856 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08597 FILM NUMBER: 19519069 MAIL ADDRESS: STREET 1: C/O THE COOPER COMPANIES, INC. STREET 2: SUITE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COOPER COMPANIES INC CENTRAL INDEX KEY: 0000711404 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 942657368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6140 STONERIDGE MALL RD STREET 2: STE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 9254603600 MAIL ADDRESS: STREET 1: 6140 STONERIDGE MALL ROAD STREET 2: SUITE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: COOPERVISION INC DATE OF NAME CHANGE: 19870701 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-01-08 0000711404 COOPER COMPANIES INC COO 0001745856 Auerbach Robert D C/O THE COOPER COMPANIES, INC. 6140 STONERIDGE MALL ROAD, SUITE 590 PLEASANTON CA 94588 1 President, CSI Common Stock 2019-01-08 4 M 0 750 0 A 3022 D Common Stock 2019-01-08 4 F 0 261 0 D 2761 D Common Stock 2019-01-08 4 M 0 555 0 A 3316 D Common Stock 2019-01-08 4 F 0 174 0 D 3142 D Common Stock 2019-01-08 4 M 0 342 0 A 3484 D Common Stock 2019-01-08 4 F 0 108 0 D 3376 D Common Stock 2019-01-08 4 M 0 57 0 A 3433 D Common Stock 2019-01-08 4 F 0 18 0 D 3415 D Common Stock 2019-01-08 4 M 0 257 0 A 3672 D Common Stock 2019-01-08 4 F 0 81 0 D 3591 D Common Stock 2019-01-08 4 M 0 218 0 A 3809 D Common Stock 2019-01-08 4 F 0 69 0 D 3740 D Common Stock 2019-01-08 4 M 0 87 0 A 3827 D Common Stock 2019-01-08 4 F 0 28 0 D 3799 D Restricted Stock Units 2019-01-08 4 M 0 750 0 D Common Stock 750 0 D Restricted Stock Units 2019-01-08 4 M 0 555 0 D Common Stock 555 554 D Restricted Stock Units 2019-01-08 4 M 0 342 0 D Common Stock 342 684 D Restricted Stock Units 2019-01-08 4 M 0 57 0 D Common Stock 57 969 D Restricted Stock Units 2019-01-08 4 M 0 257 0 D Common Stock 257 712 D Restricted Stock Units 2019-01-08 4 M 0 218 0 D Common Stock 218 871 D Restricted Stock Units 2019-01-08 4 M 0 87 0 D Common Stock 87 348 D 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used. RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19. RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. 12/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20. 12/9/15 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/17, 1/8/18, 1/8/19, 1/8/20 and 1/8/21. 12/13/16 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22. 12/12/17 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/19, 1/8/20, 1/8/21, 1/8/22 and 1/8/23. /s/ Robert D. Auerbach, M.D. 2019-01-09