0001127602-18-033415.txt : 20181116 0001127602-18-033415.hdr.sgml : 20181116 20181116162103 ACCESSION NUMBER: 0001127602-18-033415 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181116 DATE AS OF CHANGE: 20181116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOZY WILLIAM A CENTRAL INDEX KEY: 0001221785 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08597 FILM NUMBER: 181190045 MAIL ADDRESS: STREET 1: C/O BECTON DICKERSON & CO STREET 2: 1 BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COOPER COMPANIES INC CENTRAL INDEX KEY: 0000711404 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 942657368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6140 STONERIDGE MALL RD STREET 2: STE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 9254603600 MAIL ADDRESS: STREET 1: 6140 STONERIDGE MALL ROAD STREET 2: SUITE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: COOPERVISION INC DATE OF NAME CHANGE: 19870701 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-11-15 0000711404 COOPER COMPANIES INC COO 0001221785 KOZY WILLIAM A C/O THE COOPER COMPANIES, INC. 6140 STONERIDGE MALL ROAD, SUITE 590 PLEASANTON CA 94588 1 Common Stock 2018-11-15 4 M 0 1151 0 A 3491 D Restricted Stock Units 2018-11-15 4 A 0 437 0 A Common Stock 437 437 D Restricted Stock Units 2018-11-15 4 M 0 1151 0 D Common Stock 1151 0 D RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019. RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. NED RSU Grant 11/15/17: RSUs will vest and release on the first anniversary of the date of grant, 11/15/2018. /s/ William A. Kozy 2018-11-16