0001127602-18-001488.txt : 20180109 0001127602-18-001488.hdr.sgml : 20180109 20180109165753 ACCESSION NUMBER: 0001127602-18-001488 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180108 FILED AS OF DATE: 20180109 DATE AS OF CHANGE: 20180109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAUFMAN CAROL R CENTRAL INDEX KEY: 0001181958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08597 FILM NUMBER: 18519635 MAIL ADDRESS: STREET 1: 6140 STANERIDGE MALL RES #590 CITY: PLEASSANTON STATE: CA ZIP: 94503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COOPER COMPANIES INC CENTRAL INDEX KEY: 0000711404 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 942657368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6140 STONERIDGE MALL RD STREET 2: STE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 9254603600 MAIL ADDRESS: STREET 1: 6140 STONERIDGE MALL ROAD STREET 2: SUITE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: COOPERVISION INC DATE OF NAME CHANGE: 19870701 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-01-08 0000711404 COOPER COMPANIES INC COO 0001181958 KAUFMAN CAROL R 6140 STONERIDGE MALL DRIVE SUITE 590 PLEASANTON CA 94588 1 EVP, Sec. & Chief Gov. Officer Common Stock 2018-01-08 4 M 0 882 0 A 44801 D Common Stock 2018-01-08 4 F 0 467 0 D 44334 D Common Stock 2018-01-08 4 M 0 725 0 A 45059 D Common Stock 2018-01-08 4 F 0 384 0 D 44675 D Common Stock 2018-01-08 4 M 0 536 0 A 45211 D Common Stock 2018-01-08 4 F 0 285 0 D 44926 D Restricted Stock Units 2018-01-08 4 M 0 882 0 D Common Stock 882 0 D Restricted Stock Units 2018-01-08 4 M 0 725 0 D Common Stock 725 725 D Restricted Stock Units 2018-01-08 4 M 0 536 0 D Common Stock 536 1072 D 1/8/2018 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2018) of $231.65 was used. RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. Grant Date 12/12/12 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/14, 1/8/15, 1/8/16, 1/8/17 and 1/8/18. RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19. RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. 12/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20. /s/ Carol R. Kaufman 2018-01-09