0001127602-17-001439.txt : 20170110 0001127602-17-001439.hdr.sgml : 20170110 20170110163914 ACCESSION NUMBER: 0001127602-17-001439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170108 FILED AS OF DATE: 20170110 DATE AS OF CHANGE: 20170110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COOPER COMPANIES INC CENTRAL INDEX KEY: 0000711404 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 942657368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6140 STONERIDGE MALL RD STREET 2: STE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 9254603600 MAIL ADDRESS: STREET 1: 6140 STONERIDGE MALL ROAD STREET 2: SUITE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: COOPERVISION INC DATE OF NAME CHANGE: 19870701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McBride Daniel G CENTRAL INDEX KEY: 0001368867 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08597 FILM NUMBER: 17520947 MAIL ADDRESS: STREET 1: 5 EL CORTE CITY: ORINDA STATE: CA ZIP: 94563 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-01-08 0000711404 COOPER COMPANIES INC COO 0001368867 McBride Daniel G THE COOPER COMPANIES, INC. 6140 STONERIDGE MALL ROAD, SUITE 590 PLEASANTON CA 94588 1 EVP, COO & Pres-CooperVision Common Stock 2017-01-08 4 A 0 4950 0 A 28594 D Common Stock 2017-01-08 4 F 0 2619 0 D 25975 D Common Stock 2017-01-08 4 M 0 680 0 A 26655 D Common Stock 2017-01-08 4 F 0 376 0 D 26279 D Common Stock 2017-01-08 4 M 0 834 0 A 27113 D Common Stock 2017-01-08 4 F 0 461 0 D 26652 D Common Stock 2017-01-08 4 M 0 709 0 A 27361 D Common Stock 2017-01-08 4 F 0 392 0 D 26969 D Common Stock 2120 I 401(k) Plan Restricted Stock Units 2017-01-08 4 M 0 680 0 D Common Stock 680 680 D Restricted Stock Units 2017-01-08 4 M 0 834 0 D Common Stock 834 1668 D Restricted Stock Units 2017-01-08 4 M 0 709 0 D Common Stock 709 2125 D 1/8/2017 Deferred PSU Release: Shares awarded on achievement of maximum performance targets under Performance Share Awards granted December 14, 2011. PSU Deferral: Ownership of these shares was deferred for a designated period as provided by the terms of the underlying performance share award agreement. 1/8/2017 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/6/2017) of $177.21 was used. RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. Grant Date 12/12/12 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/14, 1/8/15, 1/8/16, 1/8/17 and 1/8/18. RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19. RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. 12/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20. /s/ Daniel G. McBride 2017-01-10